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Event Details




Contingent Open Meeting (If Needed)

2/19/2009 10:00:00 AM

H.R. #1


Docket Number Filed Company Name Type Description Docket Details
S-20645A-08-0616 12/24/2008 Brett S. Kleese (CRD #3012167 and Katherine D. Kleese, husba Securities - General Application to Open a Docket File
S-20635A-08-0523 10/10/2008 Mark A. Westerfield and Victoria H. Westerfield Securities - General Notice of Opportunity for Hearing Regarding Proposed Order to Cease and Desist, for Restitution, for Administrative Penalties, and for Other Affirmative Action
S-20624A-08-0478 9/12/2008 Mayra Jeanette Angulo, CRD#2221337, individually and dba Int Securities - General Notice of Opportunity for Hearing Regarding Proposed Order to Cease and Desist, Order for Restitution, for Administrative Penalties of Revocation and for Other Affirmative Action.
S-20620A-08-0472 9/11/2008 James Jonathon Fraser Buchanan, CRD#2452897 and Lori A. Buch Securities - General Notice of Opportunity for Hearing regarding Proposed Order to Cease and Desist, Order for Restitution, for Administrative Penalties, of Revocation and for Other Affirmative Action
RR-03639A-08-0053 1/28/2008 Union Pacific Railroad Company Railroad Crossing In the matter of the application of Union Pacific Railroad to alter one crossing of the Union Pacific Railroad at Prince Road by relocating the existing second mainline track.
RR-03639A-08-0054 1/28/2008 Union Pacific Railroad Company Railroad Crossing In the matter of the application of Union Pacific Railroad Company for authority to alter one crossing of the Union Pacific Railroad at Ruthrauff Road by adding a second mainline track.
S-20575A-08-0046 1/25/2008 Scott Hutchinson & Jane Doe Hutchinson Securities - General In the matter of the application of Scott Hutchinson and Jane Doe Hutchinson for a Notice of Opportunity for hearing regarding Proposed Order to Cease and Desist, for Restitution, for Administrative Penalties and for other Affirmative Action.
RR-03639A-08-0037 1/17/2008 Union Pacific Railroad Company Railroad Crossing In the application of Union Pacific Railroad Company for approval to alter four crossings of the Union Pacific Railroad at Marana, Tangerine, Cortaro Farms and Ina Roads by adding a second mainline track.