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Mark Dinell, Director

Securities Division


Notice of Opportunity

Securities Division - Notice of Opportunity

Docket Number Filed Company Name Type Description Docket Details
S-21086A-19-0284 11/18/2019 David J. Volpe and Amanda Volpe Cease & Desist Notice of opportunity for hearing regarding proposed order to cease and desist, order of restitution, order assessing administrative penalties, order of revocation, and order for other affirmative action.

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