Home > Search > Document Search > Docket Details > Document Details

Document Details


6/19/2017

Gary Clapper (Tony Swaggerty for Jeremy Diaz)

Securities Division

0000180549



Affidavit/Certification of Mailing/Publication/Notice/Service

Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service

Tony Swaggerty for Jeremy Diaz
Docket Number Filed Company Name Type Description Docket Details
S-20983A-16-0299 8/30/2016 Jeremy Diaz, IDIAZ, LLC and Wealth Creator Private Equity, L Securities - General Notice of Opportunity for Hearing regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties, and Order for other affirmative action

No decisions found