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9/27/2016

Marc E. Stern, Administrative Law Judge - Hearing Division, A.C.C.


0000173584

224-FF.0000.0329.0001


Recommended Opinion & Order from the Hearing Division

Recommended Opinion & Order from the Hearing Division

Docket Number Filed Company Name Type Description Docket Details
S-20896A-13-0378 11/5/2013 Brian C. Hageman, an unmarried man Securities - General Notice of opportunity for hearing regarding proposed order to cease and desist, order for restitution, order for administrative penalties and order for other affirmative action.

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