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S-20986A-16-0340

Jacob Wohl, Matthew Johnson, Wohl Capital Investment Group,


Securities

Securities - General

Closed

9/27/2016

Temporary Order to Cease and Desist and Notice of Opportunity for Hearing

16-0340

 
Filing Date
Description Filed By Filed For Document Details PDF
5/31/2019 Procedural Order - Regarding eFiling Brian D. Schneider, Administrative Law Judge Hearing Division
1/8/2018 Return Receipt/Green Card Robert Mitchell, Atty.
1/3/2018 Amends a Decision Nunc Pro Tunc A.C.C (# 76516)
12/15/2017 Open Meeting Agenda Ted Vogt, Executive Director
12/13/2017 Open Meeting Agenda Ted Vogt, Executive Director
12/4/2017 Recommended Order from the Hearing Division Jane L. Rodda, Acting Chief Administrative Law Judge - Tucson, A.C.C.
12/2/2017 Securities Division Motion/Request - Miscellaneous Christopher Nichols, Atty. and Christopher J. Waznik, Atty. Securites Divison and Jacob Wohl, et al.
11/20/2017 Returned Certified Mail Matthew Johnson
11/15/2017 Return Receipt/Green Card Robert Mitchell
11/7/2017 Decision - Order to Cease & Desist A.C.C. (#76451)
10/17/2017 Open Meeting Agenda Ted Vogt, Executive Director
10/6/2017 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities Division
8/10/2017 Return Receipt/Green Card Robert Mitchell
8/4/2017 Securities Division Motion/Request to Continue a Hearing Christopher Nichols, Atty. and Robert D. Mitchell Securities Division, Jacob Wohl, Matthew Johnson, Wohl Capital Investment Group, NeX Capital Management and Montgomery Assets, Inc.
8/4/2017 Procedural Order - Vacates a Hearing Brian Schneider, Administrative Law Judge - Hearing Division
7/24/2017 Returned Certified Mail Matthew Johnson
7/13/2017 Returned Certified Mail Jacob Wohl
6/30/2017 Transcript - Securities Coash & Coash
6/20/2017 Procedural Order - Reschedules a Hearing Brian Schneider, Administrative Law Judge - Hearing Division
6/5/2017 Procedural Order - Sets a Pre-Hearing Brian Schneider, Administrative Law Judge - Hearing Division
5/31/2017 Securities Division Motion/Request - Miscellaneous Christopher Nichols, Atty. Securities Division
5/26/2017 Motion/Request - Miscellaneous Jacob Wohl, Matthew Johnson, Wohl Capital Investment Group
5/15/2017 Returned Certified Mail Jacob Wohl
5/10/2017 Return Receipt/Green Card Matthew Johnson
5/8/2017 Returned Certified Mail Matthew Johnson
5/8/2017 Returned Certified Mail Matthew Johnson
5/1/2017 Return Receipt/Green Card Matthew Johnson
4/27/2017 Returned Certified Mail Jacob Wohl
4/12/2017 Return Receipt/Green Card Jacob Wohl
4/10/2017 Transcript Coash & Coash
4/6/2017 Procedural Order - Miscellaneous Brian Schneider, Administrative Law Judge - Hearing Division
4/4/2017 Request for Hearing Matthew Johnson
3/31/2017 Procedural Order - Sets a Hearing Brian Schneider, Administrative Law Judge - Hearing Division
3/27/2017 Response Jacob Wohl Montgomery Assets, Inc.
3/27/2017 Procedural Order - Grants a Miscellaneous Motion/Request Brian Schneider, Administrative Law Judge - Hearing Division
3/14/2017 Procedural Order - Regarding Consent to Email Service Brian Schneider, Administrative Law Judge - Hearing Division
3/14/2017 Procedural Order - Sets a Pre-Hearing Brian Schneider, Administrative Law Judge - Hearing Division
3/9/2017 Motion/Request - Miscellaneous Jacob Wohl, Managing Partner Montgomery Assets Inc.
3/9/2017 Securities Division Motion/Request - Miscellaneous Christopher Nichols, Atty. Securities Division
2/28/2017 Securities Division Memorandum & Proposed Order Matthew Neubert, Director of Securities Division
1/17/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Michael D. Brokaw (Matthew Johnson) Securities Division
10/20/2016 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Mohammad Rafiquzzaman Securities Division
10/20/2016 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Mohammad Rafiquzzaman Securities Division
10/20/2016 Affidavit/Certification of Mailing/Publication/Notice/Service Mohammad Rafiquzzaman Securities Division
10/20/2016 Affidavit/Certification of Mailing/Publication/Notice/Service Mohammad Rafiquzzaman Securities Division
9/27/2016 Application - Securities Matthew Neubert, Director of Securities Division
Decision # Decision Date Description PDF
76451 11/7/2017 Decision - Order to Cease & Desist
76516 1/3/2018 Amends a Decision Nunc Pro Tunc
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Open Meeting 3/14/2017 10:00 AM
H.R. #1 Open Meeting 3/15/2017 10:00 AM
H.R. #1 Open Meeting 10/23/2017 2:30 PM
H.R. #1 Open Meeting 12/18/2017 2:00 PM
H.R. #1 Pre-hearing Conference 3/28/2017 10:00 AM
N/A Due - Response 4/28/2017 4:00 PM
N/A Due - Witness List 5/24/2017 4:00 PM
N/A Due - Exhibits 5/24/2017 4:00 PM
N/A Due - Response 5/5/2017 4:00 PM
See Notes Pre-hearing Conference 6/15/2017 10:00 AM
N/A Due - Exhibits 6/26/2017 4:00 PM
N/A Due - Witness List 6/26/2017 4:00 PM
N/A Due - Rehearing Application 11/27/2017 4:00 PM 11/27/2017
N/A Due - Exceptions 12/14/2017 4:00 PM
Case Staff
Name Area Assigned
Clyde Hanselman Securities 9/27/2016
Brian Schneider Hearing 9/28/2016
Christopher Nichols Securities 9/27/2016
 
Representative Address Date Added Email Email Opt-in
Robert Mitchell
TIFFANY & BOSCO PA
Camelback Explanade II, 7th Floor
2525 E. Camelback Road
Phoenix, AZ 85016
8/4/2017
Mark Dinell
ARIZONA CORPORATION COMMISSION
Director, Securities Division
1300 W. Washington St.
Phoenix, AZ 85007-2927
9/27/2016 SecDivServicebyEmail@azcc.gov

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