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S-21116A-20-0255

Leyenda Capital Partners, LLC et al.


Securities

Securities - General

Open

8/19/2020

Notice of Opportunity for Hearing regarding Proposed Order of Revocation and Order for Other Affirmative Action.

20-0255

 
Filing Date
Description Filed By Filed For Document Details PDF
9/24/2020 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Leyenda Capital Partners, LLC) Securities Division
9/4/2020 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Jeffrey F. Thompson) Securities Division
8/19/2020 Securities Division - Notice of Opportunity Mark Dinell, Director Securities Division

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Case Staff
Name Area Assigned
Brian Schneider Hearing 8/21/2020
Margaret Lindsey Securities 8/28/2020
Jerry Lowe Securities 8/28/2020
 
Entity Representative Address Date Added Email Email Opt-in
Securities Division
Mark Dinell
Arizona Corporation Commission Securities Division
Director, Securities Division
1300 W Washington Street 3rd floor
Phoenix, AZ 85007
9/28/2020 SecDivServicebyEmail@azcc.gov

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