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S-21110A-20-0190

Ronald F. Stevenson and Barbara Clark Stevenson; American Financial Security, LLC; American Financial Investments, LLC


Securities

Securities - General

Open

6/29/2020

Notice of Opportunity for Hearing regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties, Order of Revocation, and Order for Other Affirmative Action.

20-0190

 
Filing Date
Description Filed By Filed For Document Details PDF
9/14/2020 Procedural Order - Sets a Hearing Yvette B. Kinsey, Administrative Law Judge Hearing Division
9/10/2020 Securities Division Notice of Filing - Miscellaneous Margaret Lindsey, Atty. Securities Division
9/9/2020 Securities Division Response to Motion/Reply to Response to Motion Margaret Lindsey, Atty. Securities Divison
9/8/2020 Notice of Filing - Miscellaneous Robert D. Mitchell, Atty. Ronald F. Stevenson, Barbara Clark Stevenson, American Financial Security, LLC, and American Financial Investments LLC
9/4/2020 Procedural Order - Grants a Miscellaneous Motion/Request Yvette B. Kinsey, Administrative Law Judge Hearing Division
8/28/2020 Transcript - Securities Coash & Coash
8/26/2020 Securities Division Response to Motion/Reply to Response to Motion Margaret Lindsey, Atty. Securities Division
8/24/2020 Response to Motion/Reply to Response to Motion Robert D. Mitchell, Atty. Ronald F. Stevenson, Barbara Clark Stevenson, American Financial Security, LLC, and American Financial Investments LLC
8/13/2020 Securities Division Response to Motion/Reply to Response to Motion Margaret Lindsey, Atty. Securities Division
7/31/2020 Answer and Motion to Dismiss Robert D. Mitchell, Atty. Ronald F. Stevenson, Barbara Clark Stevenson, American Financial Security, LLC, and American Financial Investments, LLC
7/31/2020 Motion/Request - Miscellaneous Robert D. Mitchell, Atty. Ronald F. Stevenson, Barbara Clark Stevenson, American Financial Security, LLC, and American Financial Investments, LLC
7/24/2020 Procedural Order - Approving Consent to Email Service Yvette B. Kinsey, Administrative Law Judge Hearing Division
7/20/2020 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Meg Hinchey (Barbara Stevenson) Securities Division
7/17/2020 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Meg Hinchey (Ronald Stevenson) Securities Division
7/14/2020 Consent to Email Service Robert D. Mitchell, Atty. Ronald F. Stevenson, Barbara Clark Stevenson, American Financial Security, LLC, and American Financial Investments, LLC
7/9/2020 Procedural Order - Regarding Consent to Email Service Yvette B. Kinsey, Administrative Law Judge Hearing Division
7/9/2020 Procedural Order - Sets a Pre-Hearing Yvette B. Kinsey, Administrative Law Judge Hearing Division
7/6/2020 Request for Hearing Robert D. Mitchell, Atty. Ronald F. Stevenson, Barbara Clark Stevenson, American Financial Security, LLC, and American Financial Investments LLC
6/29/2020 Securities Division - Notice of Opportunity Mark Dinell, Director Securities Division

No decisions found associated with this docket.

 
Location Type Date Time Completed Details Download Outlook Calendar
See Notes Telephonic Pre-hearing Conference 7/31/2020 10:00 AM
H.R. #1 Hearing 4/19/2021 10:00 AM
H.R. #1 Hearing 4/20/2021 9:00 AM
H.R. #1 Hearing 4/21/2021 9:00 AM
H.R. #1 Hearing 4/22/2021 9:00 AM
H.R. #1 Hearing 4/23/2021 9:00 AM
H.R. #1 Hearing 4/26/2021 9:00 AM
H.R. #1 Hearing 4/27/2021 9:00 AM
H.R. #1 Hearing 4/28/2021 9:00 AM
Case Staff
Name Area Assigned
Margaret Lindsey Securities 6/29/2020
Margaret Hinchey Securities 6/29/2020
Yvette Kinsey Hearing 7/6/2020
Paul Kitchin Securities 8/14/2020
 
Entity Representative Address Date Added Email Email Opt-in
Securities Division
Mark Dinell
Arizona Corporation Commission Securities Division
Director, Securities Division
1300 W Washington Street 3rd floor
Phoenix, AZ 85007
6/29/2020 SecDivServicebyEmail@azcc.gov
Ronald F. Stevenson and Barbara Clark Stevenson
American Financial Security LLC
American Financial Investments LLC
Robert Mitchell
TIFFANY & BOSCO PA
Camelback Esplanade II, 7th Floor
2525 E. Camelback Rd.
Phoenix, AZ 85016
7/6/2020 rdm@tblaw.com

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