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Richard D. Saba; Saba Tooth Tiger, LLC d/b/a Saba Investments


Securities - General



Notice of Opportunity for Hearing regarding Proposed Order to Cease and Desist, Order for Restitution, and Order for Administrative Penalties and Order for Other Affirmative Action.


Filing Date
Description Filed By Filed For Document Details PDF
7/7/2020 Procedural Order - Regarding Consent to Email Service Brian D. Schneider, Administrative Law Judge Hearing Division
7/7/2020 Procedural Order - Sets a Pre-Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
6/16/2020 Securities Division Request for Hearing Toni Brown Richard D. Saba, Jr.
6/9/2020 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Toni Brown (Richard D. Saba, Jr.) Securities Division
6/2/2020 Securities Division - Notice of Opportunity Mark Dinell, Director Securities Division

No decisions found associated with this docket.

Location Type Date Time Completed Details Download Outlook Calendar
Telephonic Telephonic Pre-hearing Conference 7/16/2020 1:00 PM
Case Staff
Name Area Assigned
Michael Shaw Securities 6/5/2020
Toni Brown Securities 6/5/2020
Brian Schneider Hearing 6/9/2020
Representative Address Date Added Email Email Opt-in
Mark Dinell
Arizona Corporation Commission Securities Division
Director, Securities Division
1300 W Washington Street 3rd floor
Phoenix, AZ 85007
6/2/2020 SecDivServicebyEmail@azcc.gov
Richard Saba, Jr.
8010 N. Via De Lago #2
Scottsdale, AZ 85258

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