Home > Search > Docket Search > Docket Details

Docket Details




S-21105A-20-0114

David Paul French; Sun State Property Preservation, LLC; Wattenberg, L.L.C.; Wattenberg 1, LLC


Securities

Securities - General

Open

5/1/2020

Notice of Opportunity for Hearing Regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties and Order for Other Affirmative Action.

20-0114

 
Filing Date
Description Filed By Filed For Document Details PDF
7/22/2020 Return Receipt/Green Card Joel Sannes
6/29/2020 Transcript - Securities Coash & Coash
6/22/2020 Return Receipt/Green Card Joel Sannes
6/16/2020 Procedural Order - Sets a Hearing Mark Preny, Administrative Law Judge Hearing Division
6/10/2020 Securities Joel E. Sannes, Atty. David Paul French, Sun State Property Preservation, LLC, Wattenberg, L.L.C., and Wattenberg 1, LLC
5/26/2020 Procedural Order - Regarding Consent to Email Service Mark Preny, Administrative Law Judge Hearing Division
5/26/2020 Procedural Order - Sets a Pre-Hearing Mark Preny, Administrative Law Judge Hearing Division
5/21/2020 Request for Hearing Joel E. Sannes, Atty. David Paul French, Sun State Property Preservation, LLC, Wattenberg, L.L.C., and Wattenberg 1, LLC
5/21/2020 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (David Paul French) Securities Division
5/21/2020 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Joel Sannes) Securities Division
5/21/2020 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (NM Corporate Services, LLC) Securities Division
5/21/2020 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Wattenberg, LLC) Securities Division
5/1/2020 Securities Division - Notice of Opportunity Wendy Coy, Assistant Director Securities Division

No decisions found associated with this docket.

 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Hearing 2/8/2021 10:00 AM
N/A Hearing 2/9/2021 9:00 AM
N/A Hearing 2/10/2021 9:00 AM
N/A Hearing 2/11/2021 9:00 AM
N/A Hearing 2/12/2021 9:00 AM
Case Staff
Name Area Assigned
Michael Shaw Securities 5/6/2020
Jerry Lowe Securities 5/6/2020
Mark Preny Hearing 5/8/2020
Margaret Lindsey Securities 6/16/2020
 
Entity Representative Address Date Added Email Email Opt-in
Securities Division
Mark Dinell
Arizona Corporation Commission Securities Division
Director, Securities Division
1300 W Washington Street 3rd floor
Phoenix, AZ 85007
5/26/2020 SecDivServicebyEmail@azcc.gov
David Paul French, Sun State Property Preservation, LLC, and Wattenberg, L.L.C.
Joel Sannes
UDALL SHUMWAY PLC
1138 N. Alma School Road, Suite 101
Mesa, AZ 85201
5/26/2020 jes@udallshumway.com

There were no linked dockets found