|Description||Filed By||Filed For||Document Details|
|2/10/2020||Decision - Order to Cease & Desist||A.C.C. (#77545)|
|2/3/2020||Open Meeting Agenda||Matthew J. Neubert, Executive Director|
|1/21/2020||Proposed Consent Order from the Securities Division||Mark Dinell, Director||Securities Division|
|1/17/2020||Application - Securities||Christopher Nichols, Atty.||Securities Division|
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