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S-21086A-19-0284

David J. Volpe and Amanda Volpe


Securities

Cease & Desist

Open

11/18/2019

Notice of opportunity for hearing regarding proposed order to cease and desist, order of restitution, order assessing administrative penalties, order of revocation, and order for other affirmative action.

19-0284

 
Filing Date
Description Filed By Filed For Document Details PDF
5/26/2020 Return Receipt/Green Card Alan Baskin, Atty.
5/21/2020 Procedural Order - Vacates a Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
5/20/2020 Stipulation Jesse Ritchey, Atty. Respondents David J. Volpe and Amanda Volpe
1/15/2020 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Toni Brown (David J. Volpe) Securities Division
1/6/2020 Transcript - Securities Coash & Coash
12/23/2019 Return Receipt/Green Card Alan S. Baskin, Atty.
12/18/2019 Procedural Order - Sets a Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
12/17/2019 Securities Jesse Ritchey, Atty. Respondents David J. Volpe and Amanda Volpe
12/10/2019 Return Receipt/Green Card Alan S. Baskin, Atty.
12/6/2019 Procedural Order - Regarding Consent to Email Service Brian D. Schneider, Administrative Law Judge Hearing Division
12/6/2019 Procedural Order - Sets a Pre-Hearing Brian D. Schneirder, Administrative Law Judge Hearing Division
12/4/2019 Request for Hearing Alan Baskin, Atty. Respondents
12/4/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Toni Brown (Amanda Volpe) Securities Division
11/18/2019 Securities Division - Notice of Opportunity Mark Dinell, Director Securities Division

No decisions found associated with this docket.

 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Pre-hearing Conference 12/17/2019 10:00 AM
Case Staff
Name Area Assigned
Paul Kitchin Securities 11/18/2019
Toni Brown Securities 11/18/2019
Brian Schneider Hearing 11/19/2019
 
Representative Address Date Added Email Email Opt-in
Mark Dinell
Arizona Corporation Commission
Director, Securities Division
1300 W. Washington St.
Phoenix, AZ 85007-2927
11/18/2019 SecDivServicebyEmail@azcc.gov
Alan Baskin
BASKIN RICHARDS PLC
2901 North Central Avenue
Suite 1150
Phoenix, AZ 85012
12/5/2019 alan@baskinrichards.com

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