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S-21084A-19-0256

Marvin Robby Richards


Securities

Cease & Desist

Compliance Due

10/21/2019

Temporary Order to Cease and Desist and Notice of Opportunity for Hearing

19-0256

 
Filing Date
Description Filed By Filed For Document Details PDF
4/30/2020 Securities Division Motion/Request - Miscellaneous Mitchell Allee, Atty. Securities Division
4/30/2020 Procedural Order - Vacates a Hearing Mark Preny, Administrative Law Judge Hearing Division
4/29/2020 Return Receipt/Green Card Marvin Robby Richards
4/22/2020 Decision - Order to Cease & Desist A.C.C. (#77595)
4/13/2020 Open Meeting Agenda Matthew J. Neubert, Executive Director
4/10/2020 Open Meeting Agenda Matthew J. Neubert, Executive Director
4/7/2020 Open Meeting Agenda Matthew J. Neubert, Executive Director
3/31/2020 Proposed Consent Order from the Securities Division Mark Dinell, Director Securities Division
12/18/2019 Return Receipt/Green Card Marvin Robby Richards
12/17/2019 Transcript - Securities Coash & Coash
12/16/2019 Return Receipt/Green Card Olen Lenets
12/12/2019 Procedural Order - Sets a Hearing Mark Preny, Administrative Law Judge Hearing Division
11/18/2019 Procedural Order - Regarding Consent to Email Service Mark Preny, Administrative Law Judge Hearing Division
11/18/2019 Procedural Order - Sets a Pre-Hearing Mark Preny, Administrative Law Judge Hearing Division
11/7/2019 Affidavit/Certification of Mailing/Publication/Notice/Service Margaret J. Hinchey (Aidan Christensen) Securities Division
11/4/2019 Securities Marvin Robby Richards
10/21/2019 Temporary Order to Cease and Desist Mark Dinell, Director Securities Division
Decision # Decision Date Description PDF
77595 4/22/2020 Decision - Order to Cease & Desist
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Open Meeting 4/14/2020 10:00 AM
H.R. #1 Open Meeting 4/15/2020 10:00 AM
N/A Pre-hearing Conference 12/12/2019 10:00 AM
Case Staff
Name Area Assigned
Mark Preny Hearing 10/29/2019
Mitchell Allee Securities 10/30/2019
Margaret Hinchey Securities 10/30/2019
 
Representative Address Date Added Email Email Opt-in
Mark Dinell
Arizona Corporation Commission
Director, Securities Division
1300 W. Washington St.
Phoenix, AZ 85007-2927
10/21/2019 SecDivServicebyEmail@azcc.gov
Marvin Richards
4904 South Power Road, Suite 103-297
Mesa, AZ 85212
11/15/2019

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