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S-21083A-19-0241

Jerry L. Guttman and Lori Guttman


Securities

Securities - General

Open

10/2/2019

Notice of Opportunity for Hearing regarding Proposed Order of Revocation and Other Affirmative Action.

19-0241

 
Filing Date
Description Filed By Filed For Document Details PDF
11/26/2019 Transcript - Securities Coash & Coash
11/15/2019 Return Receipt/Green Card Alan S. Baskin, Atty.
11/14/2019 Securities Alan S. Baskin, Atty. Respondents Jerry and Lori Guttman
11/7/2019 Procedural Order - Sets a Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
11/4/2019 Return Receipt/Green Card Alan S. Baskin, Atty.
10/30/2019 Procedural Order - Sets a Pre-Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
10/29/2019 Request for Hearing Alan S. Baskin, Atty.
10/2/2019 Securities Division - Notice of Opportunity Mark Dinell, Director Securities Division

No decisions found associated with this docket.

 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Pre-hearing Conference 11/7/2019 10:00 AM
N/A Hearing 6/1/2020 10:00 AM
N/A Hearing 6/2/2020 9:00 AM
N/A Hearing 6/3/2020 9:00 AM
N/A Hearing 6/4/2020 9:00 AM
N/A Hearing 6/5/2020 9:00 AM
Case Staff
Name Area Assigned
Christopher Nichols Securities 10/3/2019
Karen Gerdes Securities 10/3/2019
Brian Schneider Hearing 10/4/2019
 
Representative Address Date Added Email Email Opt-in
Mark Dinell
ARIZONA CORPORATION COMMISSION
Director, Securities Division
1300 W. Washington St.
Phoenix, AZ 85007-2927
10/2/2019 SecDivServicebyEmail@azcc.gov
Alan Baskin
BASKIN RICHARDS PLC
2901 North Central Avenue, Suite 1150
Phoenix, AZ 85012
10/30/2019

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