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Docket Details


Jerry L. Guttman and Lori Guttman


Securities - General



Notice of Opportunity for Hearing regarding Proposed Order of Revocation and Other Affirmative Action.


Filing Date
Description Filed By Filed For Document Details PDF
11/26/2019 Transcript - Securities Coash & Coash
11/15/2019 Return Receipt/Green Card Alan S. Baskin, Atty.
11/14/2019 Securities Alan S. Baskin, Atty. Respondents Jerry and Lori Guttman
11/7/2019 Procedural Order - Sets a Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
11/4/2019 Return Receipt/Green Card Alan S. Baskin, Atty.
10/30/2019 Procedural Order - Sets a Pre-Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
10/29/2019 Request for Hearing Alan S. Baskin, Atty.
10/2/2019 Securities Division - Notice of Opportunity Mark Dinell, Director Securities Division

No decisions found associated with this docket.

Location Type Date Time Completed Details Download Outlook Calendar
N/A Pre-hearing Conference 11/7/2019 10:00 AM
N/A Hearing 6/1/2020 10:00 AM
N/A Hearing 6/2/2020 9:00 AM
N/A Hearing 6/3/2020 9:00 AM
N/A Hearing 6/4/2020 9:00 AM
N/A Hearing 6/5/2020 9:00 AM
Case Staff
Name Area Assigned
Christopher Nichols Securities 10/3/2019
Karen Gerdes Securities 10/3/2019
Brian Schneider Hearing 10/4/2019
Representative Address Date Added Email Email Opt-in
Mark Dinell
Arizona Corporation Commission Securities Division
1300 W Washington Street 3rd floor
Phoenix, AZ 85007
10/2/2019 SecDivServicebyEmail@azcc.gov
Alan Baskin
2901 North Central Avenue, Suite 1150
Phoenix, AZ 85012

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