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S-21082A-19-0222

Kerease Gillman a/k/a Kerease Margita, (d/b/a Southwest Bookkeeping Service), and Timothy Gillman


Securities

Securities - General

Compliance Due

9/26/2019

Notice of Opportunity for Hearing regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties, and Order for Other Affirmative Action.

19-0222

 
Filing Date
Description Filed By Filed For Document Details PDF
1/15/2020 Decision - Order to Cease & Desist A.C.C. (#77533)
1/9/2020 Open Meeting Agenda Matthew J. Neubert, Executive Director
12/31/2019 Proposed Consent Order from the Securities Division Mark Dinell, Director Securities Division
10/28/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Michael Gregory (Timothy Gillman) Securities Division
10/24/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Robert F. Barr (Kerease Margita Gillman) Securities
9/26/2019 Securities Division - Notice of Opportunity Mark Dinell, Director Securities Division
Decision # Decision Date Description PDF
77533 1/15/2020 Decision - Order to Cease & Desist
 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Open Meeting 1/14/2020 10:00 AM
N/A Open Meeting 1/15/2020 10:00 AM
Case Staff
Name Area Assigned
Michael Gregory Securities 10/2/2019
Mark Preny Hearing 10/4/2019
 
A-Team
Name Area Assigned
Mitchell Allee Securities 10/2/2019
 
Entity Representative Address Date Added Email Email Opt-in
Securities Division
Mark Dinell
Arizona Corporation Commission
Director, Securities Division
1300 W. Washington St.
Phoenix, AZ 85007-2927
9/26/2019 SecDivServicebyEmail@azcc.gov

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