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S-21081A-19-0208

Robert Charles High II


Securities

Securities - General

Compliance Due

9/3/2019

Notice of opportunity for hearing regarding proposed order to cease and desist, order for restitution, order for administrative penalties, order of revocation, and order for other affirmative action.

19-0208

 
Filing Date
Description Filed By Filed For Document Details PDF
12/17/2019 Decision - Order to Cease & Desist A.C.C. (#77496)
12/6/2019 Open Meeting Agenda Matthew J. Neubert, Executive Director
12/3/2019 Open Meeting Agenda Matthew J. Neubert, Executive Director
11/25/2019 Proposed Default Order from the Securities Division Mark Dinell, Director Securities Division
10/23/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Bruce Jones (Robert C. High II) Securities Division
9/3/2019 Securities Division - Notice of Opportunity Mark Dinell, Director Securities Division
Decision # Decision Date Description PDF
77496 12/18/2019 Decision - Order to Cease & Desist
 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Open Meeting 12/10/2019 10:00 AM
N/A Open Meeting 12/11/2019 10:00 AM
Case Staff
Name Area Assigned
Ryan Millecam Securities 10/2/2019
Bruce Jones Securities 10/2/2019
 
Entity Representative Address Date Added Email Email Opt-in
Securities Division
Mark Dinell
Arizona Corporation Commission
Director, Securities Division
1300 W. Washington St.
Phoenix, AZ 85007-2927
9/3/2019 SecDivServicebyEmail@azcc.gov

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