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S-21077A-19-0137

Grand Oak Enterprises, L.L.C.; Tarleton J. Karry


Securities

Securities - General

Open

6/25/2019

Notice of Opportunity for Hearing regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties, and Order for Other Affirmative Action.

19-0137

 
Filing Date
Description Filed By Filed For Document Details PDF
8/11/2020 Procedural Order - Reschedules a Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
7/29/2020 Securities Division Motion/Request to Continue a Hearing Ryan J. Millecam, Atty. Secuirties Division
6/19/2020 Transcript - Securities Coash & Coash
6/1/2020 Return Receipt/Green Card Tarleton J. Karry
6/1/2020 Return Receipt/Green Card Grand Oak Enterprises, L.L.C.
5/26/2020 Return Receipt/Green Card Grand Oak Enterprises, L.L.C.
5/20/2020 Procedural Order - Sets a Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
5/15/2020 Procedural Order - Sets a Procedural Schedule/Conference Brian D. Schneider, Administrative Law Judge Hearing Division
3/12/2020 Return Receipt/Green Card Grand Oak Enterprises, L.L.C.
3/12/2020 Return Receipt/Green Card Tarleton J. Karry
3/2/2020 Transcript - Securities Coash & Coash
2/25/2020 Procedural Order - Sets a Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
2/20/2020 Transcript - Securities Coash & Coash
2/14/2020 Return Receipt/Green Card Tarleton J. Karry
2/14/2020 Return Receipt/Green Card Grand Oak Enterprises, L.L.C.
2/11/2020 Return Receipt/Green Card Grand Oak Enterprises, L.L.C.
2/11/2020 Return Receipt/Green Card Tarleton J. Karry
2/4/2020 Procedural Order- Reschedules a Pre-Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
2/3/2020 Securities Division Motion/Request - Miscellaneous Ryan J. Millecam, Atty. Secuirties Division
1/31/2020 Procedural Order - Vacates a Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
1/29/2020 Procedural Order - Sets a Pre-Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
1/28/2020 Motion/Request to Continue a Hearing Tarleton J. Karry Tarleton J. Karry and Grand Oak Enterprises, LLC
9/25/2019 Return Receipt/Green Card Grand Oak Enterprises, L.L.C.
9/18/2019 Procedural Order - Reschedules a Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
9/16/2019 Transcript - Securities Coash & Coash
9/3/2019 Return Receipt/Green Card Tarleton J. Karry
8/26/2019 Returned Certified Mail Tarleton J. Karry
8/23/2019 Securities Tarleton J. Karry Tarleton J. Karry and Grand Oak Enterprises, LLC
8/23/2019 Procedural Order - Sets a Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
8/15/2019 Procedural Order - Regarding Consent to Email Service Brian D. Schneider, Administrative Law Judge Hearing Division
8/15/2019 Procedural Order - Sets a Pre-Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
8/14/2019 Request for Hearing Tarleton J. Karry
8/2/2019 Affidavit/Certification of Mailing/Publication/Notice/Service Darius L. Taylor (GrandOak Enterprises and Tarleton J. Karry) Securities Division
6/25/2019 Application - Securities Mark Dinell, Director Securities Division

No decisions found associated with this docket.

 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Pre-hearing Conference 8/22/2019 10:00 AM
N/A Telephonic Procedural Conference 1/31/2020 1:00 PM
See Notes Telephonic Procedural Conference 2/21/2020 1:30 PM
See Notes Pre-hearing Conference 5/19/2020 1:00 PM
N/A Hearing 10/9/2020 10:00 AM
N/A Hearing 10/15/2020 9:00 AM
N/A Hearing 10/16/2020 9:00 AM
Case Staff
Name Area Assigned
Ryan Millecam Securities 6/26/2019
Darius Taylor Securities 6/26/2019
Brian Schneider Hearing 6/28/2019
 
Entity Representative Address Date Added Email Email Opt-in
Securities Division
Mark Dinell
Arizona Corporation Commission
Director, Securities Division
1300 W. Washington St.
Phoenix, AZ 85007-2927
6/25/2019 SecDivServicebyEmail@azcc.gov
Tarleton J. Karry
Tarleton Karry
Grand Oak Enterprises, L.L.C.
P.O. Box 2121
Blue Bell, PA 19422
8/14/2019
Grand Oak Enterprises, L.L.C.

Grand Oak Enterprises, L.L.C.
Grand Oak Enterprises, L.L.C.
P.O. Box 2121
Blue Bell, PA 19422
8/14/2019

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