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S-21072A-19-0061

Wagner Capital Management, LLC; Zachary S. Wagner and Jessica N. Wagner


Securities

Securities - General

Open

3/26/2019

Notice of Opportunity for Hearing regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties, Order of Revocation, Order of Denial and Order for other Affirmative Action.

19-0061

 
Filing Date
Description Filed By Filed For Document Details PDF
6/13/2019 Procedural Order - Approving Consent to Email Service Mark Preny, Administrative Law Judge Hearing Division
6/13/2019 Procedural Order - Sets a Hearing Mark Preny, Administrative Law Judge Hearing Division
6/11/2019 Consent to Email Service David W. Williams, Atty. Zachary S. Wagner
5/28/2019 Procedural Order - Regarding Consent to Email Service Mark Preny, Administrative Law Judge Hearing Division
5/28/2019 Procedural Order - Sets a Pre-Hearing Mark Preny, Administrative Law Judge Hearing Division
5/28/2019 Procedural Order - Regarding eFiling Mark Preny, Administrative Law Judge Hearing Division
5/24/2019 Securities David W. Williams, Atty. Wagner Capital Management, LLC; Zachary S. Wagner and Jessica N. Wagner
5/24/2019 Request for Hearing David W. Williams, Atty. Wagner Capital Management, LLC; Zachary S. Wagner and Jessica N. Wagner
4/5/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Darius L. Taylor (Zachary Scott Wagner) Securities Division
3/26/2019 Securities Division - Notice of Opportunity Mark Dinell, Director Securities Division

No decisions found associated with this docket.

 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Pre-hearing Conference 6/13/2019 10:00 AM
N/A Hearing 12/16/2019 10:00 AM
N/A Hearing 12/17/2019 9:00 AM
N/A Hearing 12/18/2019 9:00 AM
N/A Hearing 12/19/2019 9:00 AM
N/A Hearing 12/20/2019 9:00 AM
N/A Due - Witness List 11/1/2019 4:00 PM
Case Staff
Name Area Assigned
Mark Preny Hearing 4/1/2019
Ryan Millecam Securities 4/10/2019
Darius Taylor Securities 4/10/2019
 
Representative Address Date Added Email Email Opt-in
Mark Dinell
ARIZONA CORPORATION COMMISSION
Director, Securities Division
1300 W. Washington St.
Phoenix, AZ 85007-2927
3/26/2019
Zachary Wagner
105 Beebee St., Apt. #1035
Gilbert, AZ 85234
5/15/2019
David Williams
DAVIS MILES MCGUIRE GARDNER
40 E. Rio Salado Parkway, Suite 425
Tempe, AZ 85281
5/28/2019 dwilliams@davismiles.com
efile.dockets@davismiles.com
sdebuhr@davismiles.com

There were no linked dockets found