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S-21067A-18-0416

Partisan Alliance Corporation, Joseph J. Carrillo and Azucena Carrillo


Securities

Securities - General

Compliance Due

12/31/2018

Notice of Opportunity for Hearing regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties, and Order for Other Affirmative Action.

18-0416

 
Filing Date
Description Filed By Filed For Document Details PDF
5/22/2019 Returned Certified Mail Azucena Carrillo
5/22/2019 Returned Certified Mail Joseph Carrillo
5/2/2019 Return Receipt/Green Card Partisan Alliance Corporation
4/26/2019 Decision - Order to Cease & Desist A.C.C. (#77158)
4/16/2019 Open Meeting Agenda Matthew J. Neubert, Executive Director
4/9/2019 Proposed Default Order from the Securities Division Mark Dinell, Director Securities Division
1/9/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Karen Gerdes (Partisan Alliance Corporation)
1/3/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Karen Gerdes (Joseph J. Carrillo) Securities Division
1/3/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Karen Gerdes (Azucena Carrillo) Securities Division
12/31/2018 Securities Division - Notice of Opportunity Paul Kitchin, Atty. Securities Division
Decision # Decision Date Description PDF
77158 4/26/2019 Decision - Order to Cease & Desist
 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Open Meeting 4/23/2019 10:00 AM
N/A Open Meeting 4/24/2019 10:00 AM
Case Staff
Name Area Assigned
Brian Schneider Hearing 1/3/2019
Margaret Lindsey Securities 1/9/2019
Karen Gerdes Securities 1/9/2019
Paul Kitchin Securities 4/15/2019
 
Entity Representative Address Date Added Email Email Opt-in
Securities Division
Mark Dinell
Arizona Corporation Commission
Director, Securities Division
1300 W. Washington St.
Phoenix, AZ 85007-2927
12/31/2018 SecDivServicebyEmail@azcc.gov
Partisan Alliance Corporation

Partisan Alliance Corporation
PARTISAN ALLIANCE CORPORATION
4420 E. Indigo Bay Drive
Gilbert, AZ 85234
4/26/2019
Joseph J. Carrillo
Joseph Carrillo
2818 W. Harvest Groves Ln.
Phoenix, AZ 85041
4/26/2019
Azucena Carrillo
Azucena Carrillo
2818 W. Harvest Groves Ln.
Phoenix, AZ 85041
4/26/2019

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