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S-21064A-18-0402

Verdugo Enterprise LLC d/b/a Verdugo Gift Company, Isaias M. Verdugo, Jaime A. Verdugo, Maria G. Verdugo, Mario C. Verdugo Jr., Teodor M. Medellin and Sylvia Medellin, Filemon G. Caballero


Securities

Securities - General

Compliance Due

12/17/2018

Notice of Opportunity for Hearing regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties, and Order for Other Affirmative Action.

18-0402

 
Filing Date
Description Filed By Filed For Document Details PDF
8/5/2019 Returned Certified Mail Isaias M. Verdugo
8/1/2019 Returned Certified Mail Mario Verdugo Jr.
7/16/2019 Return Receipt/Green Card Isaias M. Verdugo
7/16/2019 Return Receipt/Green Card Maria Magana
7/16/2019 Returned Certified Mail Maria Magana
7/15/2019 Return Receipt/Green Card Gerald L. Shelley, Atty.
7/15/2019 Return Receipt/Green Card Filemon G. Caballero
7/10/2019 Decision - Order to Cease & Desist A.C.C. (#77271)
7/9/2019 Returned Certified Mail Maria Magana
7/8/2019 Returned Certified Mail Filemon Caballero
7/8/2019 Returned Certified Mail Mario Verdugo Jr.
6/26/2019 Proposed Default Order from the Securities Division Mark Dinell, Director Securities Division
6/20/2019 Returned Certified Mail Isaias Verdugo
6/11/2019 Procedural Order - Miscellaneous Mark Preny, Administrative Law Judge Hearing Division
5/28/2019 Procedural Order - Regarding eFiling Mark Preny, Administrative Law Judge Hearing Division
5/21/2019 Request for Hearing Maria G. Magana aka Maria G. Verdugo
5/20/2019 Request for Hearing Mario C. Verdugo Jr
5/14/2019 Open Meeting Agenda Matthew J. Neubert, Executive Director
5/13/2019 Rejected - Request for Hearing Mario Verdugo Jr Mario C Verdugo Jr
5/7/2019 Proposed Default Order from the Securities Division Mark Dinell, Director Securities Division
2/26/2019 Transcript - Securities Coash & Coash
2/19/2019 Returned Certified Mail Isaias Verdugo
2/13/2019 Return Receipt/Green Card Filemon Caballero
2/12/2019 Return Receipt/Green Card Isaias Verdugo
2/8/2019 Procedural Order - Sets a Hearing Marc Preny, Administrative Law Judge Hearing Division
2/5/2019 Returned Certified Mail Isaias Verdugo
2/5/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Bruce Jones (Mario C. Verdugo Jr.) Securities Division
1/18/2019 Securities Gerald L. Shelley, Atty. Teodoro M. Medellin and Silvia Medellin
1/17/2019 Return Receipt/Green Card Filemon Caballero
1/10/2019 Procedural Order - Sets a Pre-Hearing Mark Preny, Administrative Law Judge Hearing Division
1/10/2019 Procedural Order - Regarding Consent to Email Service Mark Preny, Administrative Law Judge Hearing Division
1/3/2019 Returned Certified Mail Mr. Jamie A. Verdugo
1/3/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Filemon G. Cabellero) Securities Division
1/3/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Karen Gerdes (Teodoro and Silvia Medellin) Securities Division
1/3/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Bruce Jones (Verdugo Enterprise, LLC) Securities Division
1/3/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Bruce Jones (Maria G. Verdugo - Magana) Securities Division
1/3/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Bruce Jones (Isaias M. Verdugo) Securities Division
1/3/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Karen Gerdes (Jaime A. Verdugo) Securities Division
12/28/2018 Request for Hearing Filemon G. Caballero
12/28/2018 Request for Hearing Isaias M. Verdugo
12/17/2018 Securities Division - Notice of Opportunity Mark Dinell, Interim Director Securities Division
Decision # Decision Date Description PDF
77271 7/10/2019 Decision - Order to Cease & Desist
 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Open Meeting 5/21/2019 10:00 AM
N/A Open Meeting 5/22/2019 10:00 AM
N/A Open Meeting 7/10/2019 9:00 AM
N/A Open Meeting 7/11/2019 9:00 AM
N/A Pre-hearing Conference 2/7/2019 10:00 AM
N/A Hearing 11/12/2019 10:00 AM
N/A Hearing 11/13/2019 9:00 AM
N/A Hearing 11/14/2019 9:00 AM
N/A Hearing 11/15/2019 9:00 AM
N/A Hearing 11/18/2019 9:00 AM
N/A Hearing 11/19/2019 9:00 AM
N/A Hearing 11/20/2019 9:00 AM
N/A Hearing 11/21/2019 9:00 AM
N/A Hearing 11/22/2019 9:00 AM
N/A Due - Witness List 9/13/2019 4:00 PM
Case Staff
Name Area Assigned
Michael Shaw Securities 12/17/2018
Bruce Jones Securities 12/17/2018
Mark Preny Hearing 1/3/2019
 
Representative Address Date Added Email Email Opt-in
Mark Dinell
ARIZONA CORPORATION COMMISSION
Director, Securities Division
1300 W. Washington St.
Phoenix, AZ 85007-2927
12/17/2018 SecDivServicebyEmail@azcc.gov
Filemon Caballero
5559 N. 63rd Ave.
Phoenix, AZ 85301
1/10/2019
Isaias Verdugo
P.O. Box 94802
Phoenix, AZ 85070
1/10/2019
Gerald Shelley
FENNEMORE CRAIG, P.C.
2394 E. Camelback Rd., Suite 600
Phoenix, AZ 85016
2/8/2019
Maria Magana
2016 N. 109th Ave
Avondale, AZ 85323
5/28/2019 rebeljag89@gmail.com
Mario Verdugo, Jr.
5305 S. 8th Drive
Phoenix, AZ 85041
5/28/2019
Jaime Verdugo
3053 W. Mariposa St.
Phoenix, AZ 85017
7/10/2019

Verdugo Enterprises, LLC
d/b/a Verdugo Gift Company
2212 E. Magnolia St.
Phoenix, AZ 85034
7/10/2019
Jaime Verdugo
5305 S. 8th Drive
Phoenix, AZ 85041
7/10/2019
Isaias Verdugo
2212 E. Magnolia St.
Phoenix, AZ 85304
7/22/2019

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