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S-21055A-18-0309

Skytrace, Inc., Robert S. Smith and Janice Smith and Roland B. Woolsey


Securities

Securities - General

Compliance Due

9/18/2018

Notice of Opportunity for Hearing regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties and Order for Other Affirmative Action.

18-0309

Document List Report
 
Filing Date
 Description Filed By Filed For Document Details PDF
9/20/2019 Return Receipt/Green Card Alan Baskin, Atty.
9/19/2019 Return Receipt/Green Card Anthony Bingham, Atty.
9/17/2019 Return Receipt/Green Card Dennis Blackhurst, Atty.
9/13/2019 Decision - Order to Cease & Desist A.C.C. (#77411)
9/6/2019 Open Meeting Agenda Matthew J. Neubert, Executive Director
8/27/2019 Proposed Consent Order from the Securities Division Mark Dinell, Director
8/19/2019 Decision - Order to Cease & Desist A.C.C. (#77369)
8/19/2019 Decision - Order to Cease & Desist A.C.C. (#77370)
8/15/2019 Return Receipt/Green Card Alan S. Baskin, Atty.
8/14/2019 Return Receipt/Green Card Anthony B. Bingham, Atty.
8/13/2019 Return Receipt/Green Card Dennis Blackhurst, Atty.
8/8/2019 Procedural Order - Vacates a Hearing Mark Preny, Administrative Law Judge Hearing Division
8/7/2019 Securities Division Motion/Request to Continue a Hearing Michael Shaw, Atty. Securities Division
7/23/2019 Proposed Consent Order from the Securities Division Mark Dinell, Director Securities Division
7/22/2019 Proposed Consent Order from the Securities Division Mark Dinell, Director Securities Division
7/18/2019 List of Witnesses and/or Exhibits Dennis K. Blackhurst, Atty. Respondents Robert S. Smith and Janice Smith
7/17/2019 List of Witnesses and/or Exhibits Anthony B. Bingham, Atty. SkyTrace Inc.
7/16/2019 List of Witnesses and/or Exhibits Alan S. Baskin, Atty. Roland B. Woolsey
6/21/2019 Procedural Order - Grants an Extension of Time Mark Preny, Administrative Law Judge Hearing Division
6/19/2019 Motion/Request for an Extension of Time Alan S. Baskin, Atty. Roland B. Woolsey
5/28/2019 Procedural Order - Regarding eFiling Mark Preny, Administrative Law Judge Hearing Division
2/13/2019 Return Receipt/Green Card Alan S. Baskin, Atty.
2/12/2019 Return Receipt/Green Card Dennis Blackhurst, Atty.
2/12/2019 Return Receipt/Green Card Anthony Bingham, Atty.
2/6/2019 Procedural Order - Reschedules a Hearing Mark Preny, Administrative Law Judge Hearing Division
2/5/2019 Motion/Request to Continue a Hearing Alan Baskin, Atty. Roland B. Woolsey
11/26/2018 Transcript - Securities Coash & Coash
11/15/2018 Return Receipt/Green Card Alan S. Baskin, Atty.
11/14/2018 Return Receipt/Green Card Dennis Blackhurst, Atty.
11/14/2018 Return Receipt/Green Card Anthony B. Bingham, Atty.
11/6/2018 Procedural Order - Sets a Hearing Mark Preny, Administrative Law Judge Hearing Division
11/2/2018 Notice of Appearance David Wood, Atty. Roland B. Woolsey
11/2/2018 Securities David Wood, Atty. Roland B. Woolsey
11/2/2018 Securities Anthony B. Bingham, Atty. SkyTrace, Inc.
11/2/2018 Securities Dennis K. Blackhurst, Atty. Respondents Robert S. Smith and Janice Smith
10/29/2018 Return Receipt/Green Card Roland Woolsey
10/29/2018 Return Receipt/Green Card SkyTrace Inc.
10/26/2018 Return Receipt/Green Card Anthony Bingham
10/24/2018 Return Receipt/Green Card Dennis Blackhurst, Atty.
10/24/2018 Return Receipt/Green Card Anthony Bingham
10/23/2018 Procedural Order - Approving Consent to Email Service Mark Preny, Administrative Law Judge Hearing Division
10/22/2018 Procedural Order - Grants an Extension of Time Mark Preny, Administrative Law Judge Hearing Division
10/22/2018 Motion/Request to Continue a Hearing Dennis K. Blackhurst, Atty. Respondents Robert S. Smith and Janice Smith
10/19/2018 Notice of Appearance Anthony B. Bingham, Atty. SkyTrace, Inc.
10/19/2018 Consent to Email Service Anthony B. Bingham, Atty. SkyTrace, Inc.
10/19/2018 Procedural Order - Grants an Extension of Time Mark Preny, Administrative Law Judge Hearing Division
10/18/2018 Motion/Request for an Extension of Time Anthony B. Bingham, Atty. and Dennis Blackhurst, Atty. SkyTrace, Inc., Robert and Janice Smith
10/18/2018 Return Receipt/Green Card Roland Woolsey
10/16/2018 Return Receipt/Green Card Skytrace Inc.
10/9/2018 Procedural Order - Regarding Consent to Email Service Mark Preny, Administrative Law Judge Hearing Division
10/9/2018 Procedural Order - Sets a Pre-Hearing Mark Preny, Administrative Law Judge Hearing Division
10/5/2018 Request for Hearing Dennis K. Blackhurst, Atty. Respondents Robert S. Smith and Janice Smith
10/3/2018 Request for Hearing Roland Woolsey
10/3/2018 Request for Hearing Roland Woolsey SkyTrace, Inc.
10/2/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Darius L. Taylor (Roland B. "Rolly" Woolsey) Securities Division
10/2/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Darius L. Taylor (SkyTrace, Inc.) Securities Division
9/20/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Darius L. Taylor (Robert S. "Bobby" Smith) Securities Division
9/20/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Darius L. Taylor (Janice M. Smith) Securities Division
9/20/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Darius L. Taylor (SkyTrace, Inc.) Securities Division
9/18/2018 Application - Securities Mark Dinell, Acting Director Securities Division
Decision # Decision Date Description PDF
77369 8/19/2019 Decision - Order to Cease & Desist
77370 8/19/2019 Decision - Order to Cease & Desist
77411 9/13/2019 Decision - Order to Cease & Desist
Case Schedule Report
 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Due - Response 11/2/2018 4:00 PM
N/A Pre-hearing Conference 11/6/2018 10:00 AM
N/A Due - Witness List 7/16/2019 4:00 PM
N/A Open Meeting 8/6/2019 9:00 AM
N/A Open Meeting 8/7/2019 9:00 AM
N/A Open Meeting 9/10/2019 10:00 AM
N/A Open Meeting 9/11/2019 10:00 AM
Case Staff
Name Area Assigned
Mark Preny Hearing 9/20/2018
Michael Shaw Securities 9/24/2018
Darius Taylor Securities 9/24/2018
Service List Report (PDF) Service List Report (WORD) Complete Service List Report (PDF)
 
Representative Address Date Added Email Email Opt-in
Mark Dinell
 ARIZONA CORPORATION COMMISSION
 Director, Securities Division
 		1300 W. Washington St.
Phoenix, AZ 85007-2927 		9/18/2018 SecDivServicebyEmail@azcc.gov
Dennis Blackhurst
 		3850 E. Baseline, Suite 125
Mesa, AZ 85206 		10/9/2018
Anthony Bingham
 		BINGHAM LAW
1423 S. Higley Road, Suite 110
Mesa, AZ 85206 		10/19/2018 tony@binghamlawaz.com
Alan Baskin
 BASKIN RICHARDS PLC
 		2901 North Central Avenue, Suite 1150
Phoenix, AZ 85012 		11/2/2018

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