Home > Search > Docket Search > Docket Details

Docket Details




S-21054A-18-0301

Titan Funding Group I, LLC, Titan Capital Real Estate Fund I, LLC, Titan Capitol Holdings LLC, Adam W. Child and Erin M. Child and Roderick R. Rickert


Securities

Securities - General

Compliance Due

9/11/2018

Notice of Opportunity for Hearing regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties, and Order for Other Affirmative Action.

18-0301

 
Filing Date
Description Filed By Filed For Document Details PDF
3/15/2019 List of Witnesses and/or Exhibits Lee Stein, Atty. Respondents Titan Capital Real Estate Fund I, LLC, Titan Capital Holdings LLC, Adam Child and Erin M. Child
3/15/2019 List of Witnesses and/or Exhibits Lee Stein, Atty. Respondents Titan Capital Real Estate Fund I, LLC, Titan Capital Holdings LLC, Adam Child and Erin M. Child
2/27/2019 Return Receipt/Green Card Ryan Anderson
2/26/2019 Return Receipt/Green Card Lee Stein, Atty.
2/25/2019 Return Receipt/Green Card Roderick Rickert
2/20/2019 Procedural Order - Reschedules a Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
2/14/2019 Return Receipt/Green Card Roderick Rickert
2/14/2019 Return Receipt/Green Card Lee Stein, Atty.
2/7/2019 Decision - Order to Cease & Desist A.C.C. (#77068)
2/7/2019 Securities Division Motion/Request to Continue a Hearing Ryan J. Millecam, Atty. Securities Division
1/30/2019 Open Meeting Agenda Matthew J. Neubert, Executive Director
1/30/2019 Open Meeting Agenda Matthew J. Neubert, Executive Director
1/28/2019 Securities Division Motion/Request - Miscellaneous Ryan J. Millecam, Atty. Securities Division
1/22/2019 Proposed Consent Order from the Securities Division Mark Dinell, Director Securties Division
11/6/2018 Transcript - Securities Coash & Coash
10/24/2018 Securities Anna H. Finn, Atty. Adam W. Child and Erin M. Child
10/18/2018 Return Receipt/Green Card Lee Stein, Atty.
10/16/2018 Returned Certified Mail Roderick Rickert
10/16/2018 Return Receipt/Green Card Lee Stein, Atty.
10/16/2018 Return Receipt/Green Card Lee Stein, Atty.
10/16/2018 Return Receipt/Green Card Roderick Rickert
10/16/2018 Procedural Order Approving Consent to Email Service Brian D. Schneider, Administrative Law Judge Hearing Division
10/15/2018 Returned Certified Mail Roderick Rickert
10/15/2018 Return Receipt/Green Card Roderick Rickert
10/12/2018 Securities Roderick Rickert
10/11/2018 Procedural Order - Grants an Extension of Time Brian D. Schneider, Administrative Law Judge Hearing Division
10/10/2018 Motion/Request for an Extension of Time Lee Stein, Atty. Repondents Adam W. Child and Erin M. Child
10/10/2018 Procedural Order - Miscellaneous Brian D. Schneider, Administrative Law Judge Hearing Division
10/5/2018 Procedural Order - Sets a Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
10/4/2018 Consent to Email Service Anne M. Chapman, Atty. Adam and Erin Child
10/3/2018 Return Receipt/Green Card Lee Stein
10/1/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (Adam W. Child) Securities Division
10/1/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (Erin M. Child) Securities Division
10/1/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (Titan Funding Group I, LLC) Securities Division
10/1/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (Titan Capital Real Estate Fund I, LLC) Securities Division
10/1/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (Titan Capital Holdings LLC) Securities Division
9/28/2018 Procedural Order Regarding Consent to Email Service Brian D. Schneider, Administrative Law Judge Hearing Division
9/28/2018 Procedural Order - Sets a Pre-Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
9/25/2018 Request for Hearing Lee Stein, Atty. Repondents Adam W. Child and Erin M. Child
9/21/2018 Request for Hearing Roderick Rickert
9/13/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (Roderick R. Rickert) Securities Division
9/13/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (Titan Capital Holdings LLC) Securities Division
9/13/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (Titan Capital Real Estate Fund I, LLC) Securities Division
9/13/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (Titan Funding Group I, LLC) Securities Division
9/11/2018 Application - Securities Mark Dinell, Interim Director Securities Division
Decision # Decision Date Description PDF
77068 2/7/2019 Decision - Order to Cease & Desist
 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Pre-hearing Conference 10/4/2018 10:00 AM
N/A Hearing 5/13/2019 10:00 AM
N/A Hearing 5/14/2019 9:00 AM
N/A Hearing 5/15/2019 9:00 AM
N/A Hearing 5/16/2019 9:00 AM
N/A Hearing 5/17/2019 9:00 AM
See Notes Due - Witness List 1/29/2019 4:00 PM
See Notes Due - Response 11/2/2018 4:00 PM
See Notes Due - Witness List 1/29/2019 4:00 PM
N/A Due - Response 10/25/2018 4:00 PM
N/A Open Meeting 2/5/2019 10:00 AM
N/A Open Meeting 2/6/2019 10:00 AM
N/A Due - Witness List 3/15/2019 4:00 PM
Case Staff
Name Area Assigned
Brian Schneider Hearing 9/13/2018
William Woerner Securities 9/14/2018
Ryan Millecam Securities 9/14/2018
 
Company Contact Address Date Added Email Email Opt-in
Mark Dinell Interim Director of Securities
1300 W. Washington Ave
Phoenix, AZ 85007
9/11/2018 SecDivServicebyEmail@azcc.gov
Roderick Rickert 501 W. Laredo Ave.
Gilbert, AZ 85233
9/28/2018
Lee Stein MITCHELL, STEIN, CAREY, CHAPMAN, PC
One Rennaissance Square
Two North Central, Ste 1450
Phoenix, AZ 85004
9/28/2018 anne@mscclaw.com
lee@mscclaw.com
julie@mscclaw.com
afinn@mscclaw.com
Ryan Anderson GUTTILLA MURPHY ANDERSON
City North
5415 E. High Street, Suite 200
Phoenix, AZ 85054
2/20/2019

There were no linked dockets found