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S-21044A-18-0071

BAIC, Inc., SoBell Corp, Andrew Gamber, Mark Corbett, Upstate Law Group, LLC, Candy Kern-Fuller, Smith & Cox, LLC, William Andrew Smith & Kimberly Ann Smith, Christopher Spence Cox.


Securities

Securities - General

Compliance Due

3/30/2018

Notice of Opportunity for Hearing regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties, Order for Revocation and Order for Other Affirmative Action.

18-0071

 
Filing Date
Description Filed By Filed For Document Details PDF
7/29/2019 Returned Certified Mail Mark Corbett
7/24/2019 Exhibit Coash & Coash (Part 6 of 9)
7/23/2019 Exhibit Coash & Coash (Part 8 of 9)
7/23/2019 Exhibit Coash & Coash (Part 9 of 9)
7/23/2019 Exhibit Coash & Coash (Part 7 of 9)
7/22/2019 Exhibit Coash & Coash (Part 4 of 9)
7/22/2019 Transcript - Securities Coash & Coash (Vol. VI)
7/22/2019 Exhibit Coash & Coash (Part 2 of 9)
7/22/2019 Transcript - Securities Coash & Coash (Vol. V)
7/22/2019 Transcript - Securities Coash & Coash (Vol. IV)
7/22/2019 Transcript - Securities Coash & Coash (Vol. III)
7/22/2019 Transcript - Securities Coash & Coash (Vol. II)
7/22/2019 Exhibit Coash & Coash (Part 1 of 9)
7/22/2019 Transcript - Securities Coash & Coash (Vol. I)
7/22/2019 Exhibit Coash & Coash (Part 5 of 9)
7/22/2019 Exhibit Coash & Coash (Part 3 of 9)
7/8/2019 Return Receipt/Green Card Mark Chester, Atty.
7/1/2019 Return Receipt/Green Card Mark Corbett
7/1/2019 Procedural Order - Sets Miscellaneous Filing Dates Brian D. Schneider, Administrative Law Judge Hearing Division
6/24/2019 Return Receipt/Green Card Mark Chester, Atty.
6/18/2019 Securities Division Notice of Filing - Miscellaneous James D. Burgess, Atty. Securities Division
6/17/2019 Procedural Order - Grants a Miscellaneous Motion/Request Brian D. Schneider, Administrative Law Judge Hearing Division
6/14/2019 Motion/Request to Continue a Hearing Mark D. Chester, Atty. Respondents Smith and Cox
5/29/2019 Procedural Order - Grants a Miscellaneous Motion/Request Brian D. Schneider, Administrative Law Judge Hearing Division
5/24/2019 Securities Division Motion/Request to Dismiss James D. Burgess, Atty. and Samantha J. Kattau, Atty. Securities Division; Upstate Law Group, LLC and Candy Kern-Fuller
5/1/2019 Return Receipt/Green Card Mark Chester, Atty.
4/26/2019 Decision - Order to Cease & Desist A.C.C. (#77156)
4/16/2019 Open Meeting Agenda Matthew J. Neubert, Executive Director
4/10/2019 Notice of Filing - Miscellaneous Sean Zarinegar
4/9/2019 Proposed Default Order from the Securities Division Mark Dinell, Director Securities Division
4/9/2019 Securities Mark Corbett
3/11/2019 Open Meeting Agenda Matthew J. Neubert, Executive Director
3/6/2019 Open Meeting Agenda Matthew J. Neubert, Executive Director
2/26/2019 Proposed Default Order from the Securities Division Mark Dinell, Director Securities Division
1/17/2019 Transcript - Securities Coash & Coash
1/14/2019 Return Receipt/Green Card Mark Chester, Atty.
1/11/2019 Return Receipt/Green Card Robert Zelms
1/11/2019 Transcript - Securities Coash & Coash
1/9/2019 Return Receipt/Green Card Mark Chester, Atty.
1/9/2019 Return Receipt/Green Card Mark Chester, Atty.
1/8/2019 Consent to Email Service Mark D. Chester, Atty. Smith and Cox, LLC, William Andrew Smith and Kimberly Ann Smith, Christopher Spence Cox and Beth Cox
1/8/2019 Procedural Order - Reschedules a Hearing Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C. Hearing Division
1/7/2019 Return Receipt/Green Card Candy M. Kern-Fuller, Atty.
1/2/2019 Procedural Order - Sets a Procedural Schedule/Conference Brian D. Schneider, Administrative Law Judge Hearing Division
1/2/2019 Return Receipt/Green Card Robert Zelms
12/31/2018 Return Receipt/Green Card Candy M. Kern-Fuller, Atty.
12/26/2018 Procedural Order - Approving Consent to Email Service Brian D. Schneider, Administrative Law Judge Hearing Division
12/26/2018 Procedural Order - Vacates a Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
12/26/2018 Return Receipt/Green Card Mark Chester
12/19/2018 Securities Division Motion/Request - Miscellaneous James D. Burgess, Atty. Securities Division
12/18/2018 Procedural Order - Sets a Pre-Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
12/17/2018 Securities Division Motion/Request for the Issuance of a Procedural Order James Burgess, Atty. Securities Division
12/3/2018 Return Receipt/Green Card Candy M. Kern-Fuller, Atty.
11/28/2018 Return Receipt/Green Card Mark Chester
11/20/2018 List of Witnesses and/or Exhibits Robert B. Zelms, Atty. Upstate Law Group, LLC and Candy Kern-Fuller
11/20/2018 List of Witnesses and/or Exhibits Robert B. Zelms, Atty. Upstate Law Group, LLC and Candy Kern-Fuller
11/20/2018 Procedural Order - Modifies a [Previously Issued] Procedural Order Brian D. Schneider, Administrative Law Judge Hearing Division
10/11/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Shannon Nelson (Mark Corbett) Securities Division
8/28/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Shannon Nelson (Mark Corbett) Securities Division
6/19/2018 Procedural Order - Approving Consent to Email Service Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
6/5/2018 Consent to Email Service Robert B. Zelms, Atty. Upstate Law Group, LLC and Candy Kern-Fuller
6/5/2018 Motion/Request - Miscellaneous Robert B. Zelms, Atty. Upstate Law Group, LLC and Candy Kern-Fuller
6/5/2018 Securities Robert B. Zelms, Atty. Upstate Law Group, LLC and Candy Kern-Fuller
5/30/2018 Return Receipt/Green Card Candy M. Kern-Fuller, Atty.
5/30/2018 Return Receipt/Green Card Mark D. Chester, Atty.
5/29/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Shannon Nelson (Andrew Gamber) Securities Division
5/29/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Shannon Nelson (Upstate Law Group, LLC) Securities Division
5/29/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Shannon Nelson (Candy Kern-Fuller) Securities Division
5/29/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Shannon Nelson (BAIC, Inc.) Securities Division
5/29/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Shannon Nelson (Smith & Cox, LLC) Securities Division
5/29/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Shannon Nelson (SoBell Corp) Securities Division
5/24/2018 Transcript - Securities Coash & Coash
5/23/2018 Securities Mark D. Chester, Atty. Smith and Cox Respondents
5/23/2018 Response to Motion/Reply to Response to Motion Mark D. Chester, Atty. Smith and Cox Respondents
5/18/2018 Procedural Order - Sets a Hearing Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
5/10/2018 Return Receipt/Green Card Candy M. Kern-Fuller, Atty.
5/8/2018 Securities Division Motion/Request for an Extension of Time James D. Burgess, Atty. - Securities Division and Candy Kern-Fuller, Atty.
5/8/2018 Securities Division Motion/Request - Miscellaneous James D. Burgess, Atty. - Securities Division
5/2/2018 Securities Mark D. Chester, Atty. Smith and Cox
5/2/2018 Consent to Email Service Mark D. Chester, Atty. Smith and Cox
5/1/2018 Procedural Order - Regarding Consent to Email Service Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
5/1/2018 Procedural Order - Sets a Pre-Hearing Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
4/30/2018 Request for Hearing Candy M. Kern-Fuller, Atty. Pro se and Upstate Law Group, LLC
4/13/2018 Request for Hearing Mark D. Chester, Atty. Respondents
3/30/2018 Application - Securities Matthew J. Neubert, Director of Securities, A.C.C
Decision # Decision Date Description PDF
77156 4/26/2019 Decision - Order to Cease & Desist
 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Pre-hearing Conference 5/11/2018 10:00 AM
N/A Due - Witness List 11/16/2018 4:00 PM
N/A Due - Response 6/5/2018 4:00 PM
N/A Due - Response 6/8/2018 4:00 PM
N/A Open Meeting 3/12/2019 10:00 AM
N/A Open Meeting 3/13/2019 10:00 AM
N/A Open Meeting 4/23/2019 10:00 AM
N/A Open Meeting 4/24/2019 10:00 AM
N/A Pre-hearing Conference 12/20/2018 10:00 AM
N/A Tele Procedural Conf. 1/8/2019 10:00 AM
See Notes Hearing 6/17/2019 10:00 AM
N/A Hearing 6/21/2019 9:00 AM
N/A Hearing 6/24/2019 9:00 AM
N/A Hearing 6/25/2019 9:00 AM
N/A Hearing 6/26/2019 9:00 AM
N/A Hearing 6/27/2019 9:00 AM
N/A Hearing 6/28/2019 9:00 AM
N/A Due - Post Hearing Brief 9/23/2019 4:00 PM
See Notes Due - Reply/Response Brief 11/26/2019 4:00 PM
See Notes Due - Reply/Response Brief 12/30/2019 4:00 PM
Case Staff
Name Area Assigned
James Burgess Securities 4/2/2018
Shannon Nelson Securities 4/2/2018
Brian Schneider Hearing 4/10/2018
 
Representative Address Date Added Email Email Opt-in
Mark Dinell
ARIZONA CORPORATION COMMISSION
Director, Securities Division
1300 W. Washington St.
Phoenix, AZ 85007-2927
3/30/2018 SecDivServicebyEmail@azcc.gov
Mark Chester
LAW OFFICES OF MARK D. CHESTER, ESQ.
8360 E. Raintree Drive, Suite 140
Scottsdale, AZ 85260
5/2/2018 MChester@MDCLawyers.com
SRoberts@MDCLawyers.com
Mark Corbett
1611 Gateway Place
Rancho Mission Viejo, CA 92694
6/17/2019
Andrew Gamber
742 County Road 464
Jonesboro, AR 72404
7/10/2019

BAIC, Inc.
c/o Corporation Service Company dba CSC-Lawyers Incorporating Service Company
211 E. 7th Street
Austin, TX 78701
7/10/2019

SoBell Corp.
1000 Highland Colony Park, Suite 5203
Ridgeland, MS 39157
7/10/2019

SoBell Corp.
c/o Secretary of State of Mississippi
700 North Street
Post Office Box 136
Jackson, MS 39205-0136
7/10/2019

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