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S-21044A-18-0071

BAIC, Inc., SoBell Corp, Andrew Gamber, Mark Corbett, Upstate Law Group, LLC, Candy Kern-Fuller, Smith & Cox, LLC, William Andrew Smith & Kimberly Ann Smith, Christopher Spence Cox.


Securities

Securities - General

Compliance Due

3/30/2018

Notice of Opportunity for Hearing regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties, Order for Revocation and Order for Other Affirmative Action.

18-0071

 
Filing Date
Description Filed By Filed For Document Details PDF
3/9/2020 Securities Division Notice of Errata James D. Burgess, Atty. Securities Division
1/27/2020 Securities Division Brief Mark Dinell, Director Securities Division
1/17/2020 Returned Certified Mail Andrew Gamber
12/23/2019 Brief Mark D. Chester, Atty. Respondents Smith and Cox, LLC, et al.
12/16/2019 Returned Certified Mail SoBell Corp.
12/16/2019 Return Receipt/Green Card BAIC, Inc.
12/13/2019 Return Receipt/Green Card SoBell Corp.
12/12/2019 Return Receipt/Green Card Mark D. Chester, Atty.
12/11/2019 Procedural Order - Grants an Extension of Time Brian D. Schneider, Administrative Law Judge Hearing Division
12/10/2019 Motion/Request for an Extension of Time Mark D. Chester, Atty. Smith and Cox, LLC, et al.
12/5/2019 Procedural Order - Grants an Extension of Time Brian D. Schneider, Administrative Law Judge Hearing Division
12/2/2019 Motion/Request for an Extension of Time Mark D. Chester, Atty. Respondents
10/3/2019 Return Receipt/Green Card SoBell Corp.
10/3/2019 Returned Certified Mail SoBell Corp.
10/2/2019 Return Receipt/Green Card Andrew Gamber
10/2/2019 Return Receipt/Green Card Mark Chester, Atty.
10/2/2019 Return Receipt/Green Card Mark Corbett
9/27/2019 Securities Division Brief James D. Burgess, Atty. Securities Division
9/24/2019 Procedural Order - Grants an Extension of Time Brian D. Schneider, Administrative Law Judge Hearing Division
9/23/2019 Securities Division Motion/Request for an Extension of Time James D. Burgess, Atty. Securities Division
7/29/2019 Returned Certified Mail Mark Corbett
7/24/2019 Exhibit Coash & Coash (Part 6 of 9)
7/23/2019 Exhibit Coash & Coash (Part 8 of 9)
7/23/2019 Exhibit Coash & Coash (Part 9 of 9)
7/23/2019 Exhibit Coash & Coash (Part 7 of 9)
7/22/2019 Exhibit Coash & Coash (Part 4 of 9)
7/22/2019 Transcript - Securities Coash & Coash (Vol. VI)
7/22/2019 Exhibit Coash & Coash (Part 2 of 9)
7/22/2019 Transcript - Securities Coash & Coash (Vol. V)
7/22/2019 Transcript - Securities Coash & Coash (Vol. IV)
7/22/2019 Transcript - Securities Coash & Coash (Vol. III)
7/22/2019 Transcript - Securities Coash & Coash (Vol. II)
7/22/2019 Exhibit Coash & Coash (Part 1 of 9)
7/22/2019 Transcript - Securities Coash & Coash (Vol. I)
7/22/2019 Exhibit Coash & Coash (Part 5 of 9)
7/22/2019 Exhibit Coash & Coash (Part 3 of 9)
7/8/2019 Return Receipt/Green Card Mark Chester, Atty.
7/1/2019 Return Receipt/Green Card Mark Corbett
7/1/2019 Procedural Order - Sets Miscellaneous Filing Dates Brian D. Schneider, Administrative Law Judge Hearing Division
6/24/2019 Return Receipt/Green Card Mark Chester, Atty.
6/18/2019 Securities Division Notice of Filing - Miscellaneous James D. Burgess, Atty. Securities Division
6/17/2019 Procedural Order - Grants a Miscellaneous Motion/Request Brian D. Schneider, Administrative Law Judge Hearing Division
6/14/2019 Motion/Request to Continue a Hearing Mark D. Chester, Atty. Respondents Smith and Cox
5/29/2019 Procedural Order - Grants a Miscellaneous Motion/Request Brian D. Schneider, Administrative Law Judge Hearing Division
5/24/2019 Securities Division Motion/Request to Dismiss James D. Burgess, Atty. and Samantha J. Kattau, Atty. Securities Division; Upstate Law Group, LLC and Candy Kern-Fuller
5/1/2019 Return Receipt/Green Card Mark Chester, Atty.
4/26/2019 Decision - Order to Cease & Desist A.C.C. (#77156)
4/16/2019 Open Meeting Agenda Matthew J. Neubert, Executive Director
4/10/2019 Notice of Filing - Miscellaneous Sean Zarinegar
4/9/2019 Proposed Default Order from the Securities Division Mark Dinell, Director Securities Division
4/9/2019 Securities Mark Corbett
3/11/2019 Open Meeting Agenda Matthew J. Neubert, Executive Director
3/6/2019 Open Meeting Agenda Matthew J. Neubert, Executive Director
2/26/2019 Proposed Default Order from the Securities Division Mark Dinell, Director Securities Division
1/17/2019 Transcript - Securities Coash & Coash
1/14/2019 Return Receipt/Green Card Mark Chester, Atty.
1/11/2019 Return Receipt/Green Card Robert Zelms
1/11/2019 Transcript - Securities Coash & Coash
1/9/2019 Return Receipt/Green Card Mark Chester, Atty.
1/9/2019 Return Receipt/Green Card Mark Chester, Atty.
1/8/2019 Consent to Email Service Mark D. Chester, Atty. Smith and Cox, LLC, William Andrew Smith and Kimberly Ann Smith, Christopher Spence Cox and Beth Cox
1/8/2019 Procedural Order - Reschedules a Hearing Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C. Hearing Division
1/7/2019 Return Receipt/Green Card Candy M. Kern-Fuller, Atty.
1/2/2019 Procedural Order - Sets a Procedural Schedule/Conference Brian D. Schneider, Administrative Law Judge Hearing Division
1/2/2019 Return Receipt/Green Card Robert Zelms
12/31/2018 Return Receipt/Green Card Candy M. Kern-Fuller, Atty.
12/26/2018 Procedural Order - Approving Consent to Email Service Brian D. Schneider, Administrative Law Judge Hearing Division
12/26/2018 Procedural Order - Vacates a Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
12/26/2018 Return Receipt/Green Card Mark Chester
12/19/2018 Securities Division Motion/Request - Miscellaneous James D. Burgess, Atty. Securities Division
12/18/2018 Procedural Order - Sets a Pre-Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
12/17/2018 Securities Division Motion/Request for the Issuance of a Procedural Order James Burgess, Atty. Securities Division
12/3/2018 Return Receipt/Green Card Candy M. Kern-Fuller, Atty.
11/28/2018 Return Receipt/Green Card Mark Chester
11/20/2018 List of Witnesses and/or Exhibits Robert B. Zelms, Atty. Upstate Law Group, LLC and Candy Kern-Fuller
11/20/2018 List of Witnesses and/or Exhibits Robert B. Zelms, Atty. Upstate Law Group, LLC and Candy Kern-Fuller
11/20/2018 Procedural Order - Modifies a [Previously Issued] Procedural Order Brian D. Schneider, Administrative Law Judge Hearing Division
10/11/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Shannon Nelson (Mark Corbett) Securities Division
8/28/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Shannon Nelson (Mark Corbett) Securities Division
6/19/2018 Procedural Order - Approving Consent to Email Service Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
6/5/2018 Consent to Email Service Robert B. Zelms, Atty. Upstate Law Group, LLC and Candy Kern-Fuller
6/5/2018 Motion/Request - Miscellaneous Robert B. Zelms, Atty. Upstate Law Group, LLC and Candy Kern-Fuller
6/5/2018 Securities Robert B. Zelms, Atty. Upstate Law Group, LLC and Candy Kern-Fuller
5/30/2018 Return Receipt/Green Card Candy M. Kern-Fuller, Atty.
5/30/2018 Return Receipt/Green Card Mark D. Chester, Atty.
5/29/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Shannon Nelson (Andrew Gamber) Securities Division
5/29/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Shannon Nelson (Upstate Law Group, LLC) Securities Division
5/29/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Shannon Nelson (Candy Kern-Fuller) Securities Division
5/29/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Shannon Nelson (BAIC, Inc.) Securities Division
5/29/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Shannon Nelson (Smith & Cox, LLC) Securities Division
5/29/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Shannon Nelson (SoBell Corp) Securities Division
5/24/2018 Transcript - Securities Coash & Coash
5/23/2018 Securities Mark D. Chester, Atty. Smith and Cox Respondents
5/23/2018 Response to Motion/Reply to Response to Motion Mark D. Chester, Atty. Smith and Cox Respondents
5/18/2018 Procedural Order - Sets a Hearing Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
5/10/2018 Return Receipt/Green Card Candy M. Kern-Fuller, Atty.
5/8/2018 Securities Division Motion/Request for an Extension of Time James D. Burgess, Atty. - Securities Division and Candy Kern-Fuller, Atty.
5/8/2018 Securities Division Motion/Request - Miscellaneous James D. Burgess, Atty. - Securities Division
5/2/2018 Securities Mark D. Chester, Atty. Smith and Cox
5/2/2018 Consent to Email Service Mark D. Chester, Atty. Smith and Cox
5/1/2018 Procedural Order - Regarding Consent to Email Service Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
5/1/2018 Procedural Order - Sets a Pre-Hearing Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
4/30/2018 Request for Hearing Candy M. Kern-Fuller, Atty. Pro se and Upstate Law Group, LLC
4/13/2018 Request for Hearing Mark D. Chester, Atty. Respondents
3/30/2018 Application - Securities Matthew J. Neubert, Director of Securities, A.C.C
Decision # Decision Date Description PDF
77156 4/26/2019 Decision - Order to Cease & Desist
 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Pre-hearing Conference 5/11/2018 10:00 AM
N/A Due - Witness List 11/16/2018 4:00 PM
N/A Due - Response 6/5/2018 4:00 PM
N/A Due - Response 6/8/2018 4:00 PM
N/A Open Meeting 3/12/2019 10:00 AM
N/A Open Meeting 3/13/2019 10:00 AM
N/A Open Meeting 4/23/2019 10:00 AM
N/A Open Meeting 4/24/2019 10:00 AM
N/A Pre-hearing Conference 12/20/2018 10:00 AM
N/A Telephonic Procedural Conference 1/8/2019 10:00 AM
See Notes Hearing 6/17/2019 10:00 AM
N/A Hearing 6/21/2019 9:00 AM
N/A Hearing 6/24/2019 9:00 AM
N/A Hearing 6/25/2019 9:00 AM
N/A Hearing 6/26/2019 9:00 AM
N/A Hearing 6/27/2019 9:00 AM
N/A Hearing 6/28/2019 9:00 AM
N/A Due - Post Hearing Brief 9/27/2019 4:00 PM
Case Staff
Name Area Assigned
James Burgess Securities 4/2/2018
Shannon Nelson Securities 4/2/2018
Brian Schneider Hearing 4/10/2018
 
Entity Representative Address Date Added Email Email Opt-in
Securities Division
Mark Dinell
Arizona Corporation Commission
Director, Securities Division
1300 W. Washington St.
Phoenix, AZ 85007-2927
3/30/2018 SecDivServicebyEmail@azcc.gov
Smith and Cox, LLC, William Andrew Smith and Kimberly Ann Smith, Christopher Spence Cox and Beth Cox
Mark Chester
LAW OFFICES OF MARK D. CHESTER, ESQ.
8360 E. Raintree Drive, Suite 140
Scottsdale, AZ 85260
5/2/2018 MChester@MDCLawyers.com
SRoberts@MDCLawyers.com
Mark Corbett
Mark Corbett
1611 Gateway Place
Rancho Mission Viejo, CA 92694
6/17/2019
Andrew Gamber
Andrew Gamber
742 County Road 464
Jonesboro, AR 72404
7/10/2019
BAIC, Inc.
BAIC, Inc.
c/o Corporation Service Company dba CSC
Lawyers Incorporating Service Company
211 E. 7th Street
Austin, TX 78701
7/10/2019
SoBell Corp.
SoBell Corp.
1000 Highland Colony Park, Suite 5203
Ridgeland, MS 39157
7/10/2019
SoBell Corp.
SoBell Corp.
c/o Secretary of State of Mississippi
Post Office Box 136
Jackson, MS 39205-0136
7/10/2019

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