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S-21042A-18-0059

Thomas P. Madden and Leslie Madden


Securities

Securities - General

Compliance Due

3/12/2018

Notice of Opportunity for Hearing regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties, and Order for Other Affirmative Action.

18-0059

 
Filing Date
Description Filed By Filed For Document Details PDF
3/13/2019 Decision - Order to Cease & Desist A.C.C. (#77116)
3/11/2019 Open Meeting Agenda Matthew J. Neubert, Executive Director
3/6/2019 Open Meeting Agenda Matthew J. Neubert, Executive Director
2/26/2019 Proposed Consent Order from the Securities Division Mark Dinell, Director Securities Division
2/19/2019 Procedural Order - Vacates a Hearing Mark Preny, Administrative Law Judge Hearing Division
2/19/2019 Securities Division Motion/Request to Continue a Hearing Ryan J. Millecam, Atty. Securities Division
1/11/2019 Transcript - Securities Coash & Coash
12/26/2018 Return Receipt/Green Card Mark Chester
12/26/2018 Return Receipt/Green Card Mark Chester
12/19/2018 Procedural Order - Sets a Hearing Mark Preny, Administrative Law Judge Hearing Division
12/18/2018 Procedural Order - To continue hearing Mark Preny, Administrative Law Judge Hearing Division
12/17/2018 Motion/Request to Continue a Hearing Mark D. Chester, Atty. Thomas P. Madden and Leslie Madden
12/17/2018 Securities Division Motion/Request to Continue a Hearing Ryan Millecam, Atty. Securities Divison
11/6/2018 Transcript - Securities Coash & Coash
10/3/2018 Procedural Order - Sets a Hearing Mark Preny, Administrative Law Judge Hearing Division
9/27/2018 Procedural Order - Vacates a Hearing Mark Preny, Administrative Law Judge Hearing Division
9/26/2018 Securities Division Stipulation Ryan J. Millecam, Atty. and Mark D. Chester, Atty. Securities Division, Thomas P. Madden and Leslie Madden
9/26/2018 Securities Division Motion/Request to Continue a Hearing Ryan J. Millecam, Atty. Securities Division
5/1/2018 Transcript - Securities Coash & Coash
4/24/2018 Procedural Order - Sets a Hearing Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
4/19/2018 Securities Mark D. Chester, Atty. Thomas P. Madden and Leslie Madden
4/18/2018 Procedural Order Approving Consent to Email Service Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
4/13/2018 Securities Division Consent to Email Service Mark D. Chester, Atty. Thomas P. Madden and Leslie Madden
4/6/2018 Procedural Order - Sets a Pre-Hearing Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
4/6/2018 Procedural Order Regarding Consent to Email Service Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
4/4/2018 Request for Hearing Mark D. Chester, Atty. Thomas P. Madden and Leslie Madden
3/20/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Thomas P. Madden and Leslie Madden) Securities Division
3/12/2018 Application - Securities Matthew J. Neubert, Director of Securities
Decision # Decision Date Description PDF
77116 3/14/2019 Decision - Order to Cease & Desist
 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Pre-hearing Conference 4/23/2018 11:00 AM
N/A Due - Witness List 8/17/2018 4:00 PM
N/A Procedural Conference 10/3/2018 10:00 AM
See Notes Due - Witness List 11/16/2018 4:00 PM
N/A Open Meeting 3/12/2019 10:00 AM
N/A Open Meeting 3/13/2019 10:00 AM
See Notes Tele Procedural Conf. 12/19/2018 9:00 AM
N/A Due - Witness List 1/18/2019 4:00 PM
Case Staff
Name Area Assigned
Ryan Millecam Securities 3/14/2018
Jerry Lowe Securities 3/14/2018
Mark Preny Hearing 3/16/2018
 
Company Contact Address Date Added Email Email Opt-in
Mark Dinell Director, Securities Division
ARIZONA CORPORATION COMMISSION
1300 W. Washington St.
Phoenix, AZ 85007-2927
3/12/2018 SecDivServicebyEmail@azcc.gov
Mark Chester CHESTER & SHEIN, P.C.
6720 N. Scottsdale Road, Suite 261
Scottsdale, AZ 85253
4/6/2018 sroberts@cslawyers.com
mchester@cslawyers.com

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