Home > Search > Docket Search > Docket Details

Docket Details




S-21031A-17-0347

Howard Price Wealth Management, LLC and Howard M. Price III,


Securities

Cease & Desist

Compliance Due

11/22/2017

Temporary Order to Cease and Desist and Notice of Opportunity for Hearing

17-0347

 
Filing Date
Description Filed By Filed For Document Details PDF
5/28/2019 Procedural Order - Regarding eFiling Mark Preny, Administrative Law Judge Hearing Division
5/8/2018 Returned Certified Mail Howard Price Wealth Management, LLC
4/27/2018 Returned Certified Mail Howard M. Price III
4/10/2018 Returned Certified Mail Howard Price Wealth Management, LLC and Howard M. Price III
3/29/2018 Decision - Order to Cease & Desist A.C.C. (#76621)
3/12/2018 Open Meeting Agenda Ted Vogt, Executive Director
3/8/2018 Open Meeting Agenda Ted Vogt, Executive Director
3/7/2018 Open Meeting Agenda Ted Vogt, Executive Director
2/26/2018 Proposed Default Order from the Securities Division Matthew J. Neubert, Director of Securities, A.C.C
11/30/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Darius L. Taylor (Howard Price Wealth Management, LLC and Howard M. Price III) Securities Division
11/22/2017 Application - Securities Matthew Neubert, Director of Securities Division
Decision # Decision Date Description PDF
76621 3/29/2018 Decision - Order to Cease & Desist
 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Open Meeting 3/13/2018 10:00 AM
N/A Open Meeting 3/14/2018 10:00 AM
Case Staff
Name Area Assigned
Mark Preny Hearing 11/28/2017
Michael Shaw Securities 11/22/2017
Darius Taylor Securities 11/22/2017
 
Entity Representative Address Date Added Email Email Opt-in
Mark Dinell
Arizona Corporation Commission
Director, Securities Division
1300 W. Washington St.
Phoenix, AZ 85007-2927
11/22/2017 SecDivServicebyEmail@azcc.gov
Howard Price Wealth Management LLC
4429 N. 44th Street
Phoenix, AZ 85018
3/27/2018
Howard Price III
6875 E. Camelback Road, Unit #3008
Phoenix, AZ 85251
3/27/2018
Howard Price, III
Statuory Agent
Howard Price Wealth Management, LLC
6805 N. 77th Place
Scottsdale, AZ 85250
3/27/2018

There were no linked dockets found