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S-20996A-16-0467

Premier Asset Management Group LLC, a Delaware limited liabi


Securities

Securities - General

Open

12/12/2016

Temporary Order to Cease and Desist and Notice of Opportunity for Hearing

16-0467

 
Filing Date
Description Filed By Filed For Document Details PDF
7/7/2020 Transcript - Securities Coash & Coash
7/6/2020 Return Receipt/Green Card Michael LaVelle
6/29/2020 Procedural Order - Sets a Pre-Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
3/23/2020 Return Receipt/Green Card Michael LaVelle
3/17/2020 Procedural Order - To continue hearing Brian D. Schneider, Administrative Law Judge Hearing Division
3/16/2020 Securities Division Motion/Request to Continue a Hearing Paul Kitchin, Atty. and Michael J. LaVelle, Atty. Securities Division
1/17/2020 List of Witnesses and/or Exhibits Michael J. LaVelle, Atty. Respondents
12/19/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William Woerner (Ashley Abbema) Securities Division
12/19/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William Woerner (Premier Asset Management Group LLC) Securities Division
12/19/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William Woerner (Michael Barry Eckerman) Securities Division
12/19/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William Woerner (Tonya Eckerman) Securities Division
12/19/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William Woerner (Bernardine Ann Michalik) Securities Division
12/19/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William Woerner (Sean P. Shields) Securities Division
12/19/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William Woerner (Venessa Sandoval) Securities Division
12/18/2019 Securities Michael J. LaVelle, Atty. Premier Asset Management Group, LLC et al.
11/19/2019 Request for Hearing Michael J. LaVelle, Atty. Premier Asset Management Group, LLC et al.
11/18/2019 Securities Division - Notice of Opportunity Mark Dinell, Director Securities Division
11/15/2019 Procedural Order - Grants a Miscellaneous Motion/Request Brian D. Schneider, Administrative Law Judge Hearing Division
11/12/2019 Response to Motion/Reply to Response to Motion Michael J. LaVelle, Atty. Respondents
11/8/2019 Transcript - Securities Coash & Coash
11/7/2019 Securities Division Motion/Request - Miscellaneous Paul Kitchin, Atty. Securities Division
10/30/2019 Return Receipt/Green Card Michael J. LaVelle, Atty.
10/25/2019 Procedural Order - Sets a Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
10/21/2019 Return Receipt/Green Card Michael J. LaVelle, Atty.
10/16/2019 Procedural Order - Sets a Pre-Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
10/9/2019 Securities Division Correspondence Paul Kitchin, Atty. and Michael J. LaVelle, Atty. Securities Division and Respondents
5/31/2019 Procedural Order - Regarding eFiling Brian D. Schneider, Administrative Law Judge Hearing Division
3/18/2019 Return Receipt/Green Card Michael J. LaVelle, Atty.
3/7/2019 Procedural Order - Sets Miscellaneous Filing Dates Brian D. Schneider, Administrative Law Judge Hearing Division
3/4/2019 Securities Division Correspondence Paul Kitchin, Atty. and Michael J. LaVelle, Atty. Securities Division and Respondents
10/5/2018 Return Receipt/Green Card Michael J. LaVelle, Atty.
10/5/2018 Returned Certified Mail Michael J. LaVelle, Atty.
9/7/2018 Procedural Order - Sets Miscellaneous Filing Dates Brian D. Schneider, Administrative Law Judge Hearing Division
9/6/2018 Securities Division Correspondence Paul Kitchin, Atty. and Michael J. LaVelle, Atty. Securities Division and Respondents
5/21/2018 Return Receipt/Green Card Alan S. Baskin, Atty. and David E. Wood, Atty.
5/18/2018 Return Receipt/Green Card Tiffany and Bosco, PA
5/18/2018 Procedural Order - Approving Consent to Email Service Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
5/17/2018 Consent to Email Service Michael J. LaVelle, Atty. Pacific Asset Management Group, LLC, Michael Barry Eckermand and Tonya Eckerman, Vanessa R. Sandoval and John Doe Sandoval
5/11/2018 Procedural Order - Grants a Miscellaneous Motion/Request Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
5/10/2018 Securities Division Correspondence Paul Kitchin, Atty.- Securities Division and Michael J. LaVelle, Atty. Securities Division and Respondents
3/9/2018 Securities Division Response Paul Kitchin, Atty.- Securities Division
3/7/2018 Notice of Filing - Miscellaneous Michael J. La Velle, Atty. Bernardine Ann Michalik, Sean P. Shields and Venessa R. Sandoval
3/7/2018 Stipulation David E. Wood, Atty. and Michael J. LaVelle, Atty. Bernardine Ann Michalik, Sean P. Shields and Venessa R. Sandoval
3/7/2018 Return Receipt/Green Card Alan S. Baskin, Atty. and David E. Wood, Atty.
3/5/2018 Notice of Filing - Miscellaneous Michael J. LaVelle, Atty. and Matthew K. LaVelle, Atty. Premier Asset Management Group, LLC, Michael Barry Eckerman and Tonya Eckerman
3/5/2018 Stipulation Robert D. Mitchell, Atty. and Michael J. LaVelle, Atty. Premier Asset Management Group, LLC, Michael Barry Eckerman and Tonya Eckerman
3/2/2018 Procedural Order - Miscellaneous Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
1/17/2018 Transcript - Securities Coash & Coash
11/15/2017 Return Receipt/Green Card Alan Baskin
11/8/2017 Procedural Order - Grants a Miscellaneous Motion/Request Brian Schneider, Administrative Law Judge - Hearing Division
11/1/2017 Stipulation Paul Kitchin, Robert D. Mitchell and Alan Baskin Securities Division
9/5/2017 Return Receipt/Green Card Alan Baskin
9/5/2017 Return Receipt/Green Card Robert Mitchell
8/31/2017 Procedural Order - Sets a Pre-Hearing Brian Schneider, Administrative Law Judge - Hearing Division
8/15/2017 Securities Division Response to Motion/Reply to Response to Motion Paul Kitchin, Atty - Securities Division
8/9/2017 Motion/Request - Miscellaneous Robert D. Mitchell Premier Asset Management Group, LLC, Michael Eckerman, and Tonya Eckerman
4/24/2017 Procedural Order - Approving Consent to Email Service Brian Schneider, Administrative Law Judge - Hearing Division
4/17/2017 Consent to Email Service Alan S. Baskin Bernadine Michalik, Sean P. Shields and Vanessa Sandoval
4/17/2017 Transcript - Securities Coash & Coash
4/13/2017 Return Receipt/Green Card Robert Mitchell
4/12/2017 Securities Alan S. Baskin Bernadine Michalik, Sean P. Shields and Vanessa Sandoval
4/11/2017 Return Receipt/Green Card Alan Baskin
4/7/2017 Return Receipt/Green Card Robert Mitchell
4/7/2017 Response Robert D. Mitchell Premier Asset Management Group, LLC, Michael Eckerman, and Tonya Eckerman
4/6/2017 Procedural Order - Sets a Hearing Brian Schneider, Administrative Law Judge - Hearing Division
3/31/2017 Procedural Order - Miscellaneous Brian Schneider, Administrative Law Judge - Hearing Division
3/27/2017 Motion/Request - Miscellaneous Alan S. Baskin Bernadine Michalik, Sean P. Shields, and Vanessa Sandoval
3/22/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner Securities Division
3/22/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner Securities Division
3/22/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner Securities Division
3/15/2017 Request for Hearing Robert D. Mitchell Premier Asset Management, LLC, Michael Eckerman, and Tonya Eckerman
3/13/2017 Affidavit/Certification of Mailing/Publication/Notice/Service Alan Baskin Bernadine Ann Michalik, Sean P. Shields, and Vanessa Sandoval
3/8/2017 Securities Division - Notice of Opportunity Matthew Neubert, Director of Securities Division
3/6/2017 Procedural Order - Grants a Miscellaneous Motion/Request Brian Schneider, Administrative Law Judge - Hearing Division
2/21/2017 Securities Division Motion/Request - Miscellaneous Paul Kitchin, Atty - Securities Division
2/15/2017 Return Receipt/Green Card Robert Mitchell
2/10/2017 Transcript - Securities Coash & Coash
2/8/2017 Return Receipt/Green Card Coash & Coash
2/3/2017 Procedural Order - Approving Consent to Email Service Brian Schneider, Administrative Law Judge - Hearing Division
2/3/2017 Procedural Order - Sets a Pre-Hearing Brian Schneider, Administrative Law Judge - Hearing Division
1/13/2017 Return Receipt/Green Card Coash & Coash
1/13/2017 Return Receipt/Green Card Michael Barry
1/13/2017 Return Receipt/Green Card Robert Mitchell
1/12/2017 Securities Robert D. Mitchell Premier Asset Management Group LLC, Michael Eckerman and Tonya Eckerman
1/11/2017 Consent to Email Service Robert D. Mitchell Premier Asset Management Group, LLC, Michael Eckerman and Tonya Eckerman
1/10/2017 Return Receipt/Green Card Premier Asset Management Group LLC
1/9/2017 Return Receipt/Green Card Michael Barry
1/9/2017 Procedural Order - Regarding Consent to Email Service Brian Schneider, Administrative Law Judge - Hearing Division
1/9/2017 Procedural Order - Sets a Pre-Hearing Brian Schneider, Administrative Law Judge - Hearing Division
1/3/2017 Request for Hearing Robert D. Mitchell Premier Asset Management, LLC, Michael Eckerman, and Tonya Eckerman
12/30/2016 Procedural Order - Grants a Miscellaneous Motion/Request Brian Schneider, Administrative Law Judge - Hearing Division
12/15/2016 Securities Division Motion/Request - Miscellaneous Paul Kitchin, Atty - Securities Division
12/15/2016 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner Securities Division
12/15/2016 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner Securities Division
12/14/2016 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner
12/14/2016 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner
12/14/2016 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner
12/12/2016 Application - Securities Matthew Neubert, Director of Securities Division Securities

No decisions found associated with this docket.

 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #2 Pre-hearing Conference 2/2/2017 10:00 AM
H.R. #2 Pre-hearing Conference 4/4/2017 10:00 AM
N/A Pre-hearing Conference 1/8/2018 10:00 AM
N/A Due - Response 9/7/2018 4:00 PM
N/A Due - Response 3/8/2019 4:00 PM
N/A Pre-hearing Conference 10/24/2019 10:00 AM
N/A Hearing 8/24/2020 10:00 AM
N/A Hearing 8/25/2020 9:00 AM
N/A Hearing 8/26/2020 9:00 AM
N/A Hearing 8/27/2020 9:00 AM
N/A Hearing 8/28/2020 9:00 AM
N/A Hearing 8/31/2020 9:00 AM
N/A Hearing 9/1/2020 9:00 AM
N/A Hearing 9/2/2020 9:00 AM
N/A Hearing 9/3/2020 9:00 AM
N/A Hearing 9/4/2020 9:00 AM
See Notes Pre-hearing Conference 6/25/2020 10:00 AM
See Notes Telephonic Pre-hearing Conference 7/7/2020 1:00 PM
Case Staff
Name Area Assigned
Paul Kitchin Securities 12/21/2016
Brian Schneider Hearing 12/14/2016
William Woerner Securities 12/21/2016
 
Representative Address Date Added Email Email Opt-in
Mark Dinell
Arizona Corporation Commission
Director, Securities Division
1300 W. Washington St.
Phoenix, AZ 85007-2927
12/12/2016 SecDivServicebyEmail@azcc.gov
Michael LaVelle
LAVELLE & LAVELLE, PLC
2728 N. 24th Street
Suite A
Phoenix, AZ 85008
5/18/2018 mjl@lavelle-lavelle.com
dvilla@lavelle-lavelle.com

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