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S-20983A-16-0299

Jeremy Diaz, IDIAZ, LLC and Wealth Creator Private Equity, L


Securities

Securities - General

Compliance Due

8/30/2016

Notice of Opportunity for Hearing regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties, and Order for other affirmative action

16-0299

 
Filing Date
Description Filed By Filed For Document Details PDF
6/12/2019 Returned Certified Mail Jeremy Diaz
6/11/2019 Returned Certified Mail Jeremy Diaz
5/24/2019 Transcript - Securities Coash & Coash
5/21/2019 Return Receipt/Green Card Jeremy Diaz
5/15/2019 Decision - Order to Cease & Desist A.C.C. (#77172)
5/13/2019 Returned Certified Mail Jeremy Diaz
5/13/2019 Procedural Order - Sets a Hearing Mark Preny, Administrative Law Judge Hearing Division
4/19/2019 Return Receipt/Green Card Alan S. Baskin, Atty.
4/16/2019 Open Meeting Agenda Matthew J. Neubert, Executive Director
4/15/2019 Procedural Order - Sets a Pre-Hearing Mark Preny, Administrative Law Judge Hearing Division
4/9/2019 Proposed Default Order from the Securities Division Mark Dinell, Director Securities Division
4/5/2019 Securities Alan S. Baskin, Atty. Respondent Troy Bohlke
4/5/2019 Request for Hearing Alan S. Baskin, Atty. Respondent Troy Bohlke
1/17/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Christopher Nichols, Atty. Securities Division
1/16/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Lynda Griffin) Securities Division
1/16/2019 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Lynda Griffin) Securities Division
8/20/2018 Returned Certified Mail Jeremy Diaz
8/14/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Kathleen M Egan) Securities Division
8/7/2018 Amendment to an Application Mark Dinell, Acting Director - Securities Division A.C.C.
7/25/2018 Procedural Order - Regarding Consent to Email Service Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
7/25/2018 Procedural Order - Grants a Miscellaneous Motion/Request Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
7/5/2018 Securities Division Motion/Request - Miscellaneous Christopher Nichols, Atty - Securities Division, A.C.C.
6/19/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Gary Clapper (A.M. Diaz for Jeremy Diaz) Securities Division
6/19/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Gary Clapper (Tony Swaggerty for Jeremy Diaz) Securities Division
8/30/2016 Application - Securities Matthew Neubert, Director of Securities Division
Decision # Decision Date Description PDF
77172 5/15/2019 Decision - Order to Cease & Desist
 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Open Meeting 4/23/2019 10:00 AM
N/A Open Meeting 4/24/2019 10:00 AM
N/A Pre-hearing Conference 5/13/2019 10:00 AM
N/A Hearing 10/7/2019 10:00 AM
N/A Hearing 10/8/2019 9:00 AM
N/A Hearing 10/9/2019 9:00 AM
N/A Hearing 10/10/2019 9:00 AM
N/A Hearing 10/11/2019 10:00 AM
N/A Hearing 10/15/2019 9:00 AM
N/A Due - Witness List 8/8/2019 4:00 AM
Case Staff
Name Area Assigned
Clyde Hanselman Securities 8/30/2016
Mark Preny Hearing 8/31/2016
Paul Kitchin Securities 10/11/2017
Christopher Nichols Securities 8/30/2016
 
Representative Address Date Added Email Email Opt-in
Mark Dinnell
Director, Securities Division
ARIZONA CORPORATION COMMISSION
1300 W. Washington St.
Phoenix, AZ 85007-0000
8/30/2016 SecDivServicebyEmail@azcc.gov
Jeremy Diaz
6008 Chessington Ave.
Las Vegas, NV 89131-2326
7/25/2018
Jeremy Diaz
P.O. Box 701368
San Antonio, TX 78270
7/25/2018

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