1/18/2019 |
Return Receipt/Green Card
|
Timothy Galligan |
|
|
|
1/17/2019 |
Return Receipt/Green Card
|
Michael Kimerer |
|
|
|
1/10/2019 |
Procedural Order - Sets a Hearing
|
Marc E. Stern, Administrative Law Judge |
Hearing Division |
|
|
1/9/2019 |
Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service
|
Toni Brown (S. Thompson) |
|
|
|
12/28/2018 |
Securities Division Motion/Request - Miscellaneous
|
Ryan Millecam, Atty. |
Securities Division |
|
|
11/15/2018 |
Transcript - Securities
|
Coash & Coash |
|
|
|
10/1/2018 |
Return Receipt/Green Card
|
Michael Kimerer |
|
|
|
9/27/2018 |
Return Receipt/Green Card
|
Timothy Galligan |
|
|
|
9/21/2018 |
Procedural Order - Sets a Pre-Hearing
|
Marc E. Stern, Administrative Law Judge |
Hearing Division |
|
|
9/14/2018 |
Securities
|
Timothy J. Galligan, Atty. and Michael D. Kimerer, Atty. |
David Paul Smoot, et al. |
|
|
8/2/2018 |
Return Receipt/Green Card
|
Timothy Galligan |
|
|
|
8/1/2018 |
Return Receipt/Green Card
|
Michael Kimerer |
|
|
|
7/27/2018 |
Procedural Order - Grants a Miscellaneous Motion/Request
|
Marc E. Stern, Administrative Law Judge - Hearing Division, A.C.C. |
|
|
|
7/23/2018 |
Return Receipt/Green Card
|
Charles Berry |
|
|
|
7/20/2018 |
Return Receipt/Green Card
|
Brian Lake |
|
|
|
7/20/2018 |
Return Receipt/Green Card
|
Michael Kimerer |
|
|
|
7/19/2018 |
Securities Division Response to Motion/Reply to Response to Motion
|
Ryan J. Millecam, Atty - Securities Division, A.C.C. |
|
|
|
7/18/2018 |
Procedural Order - Grants a Miscellaneous Motion/Request
|
Marc E. Stern, Administrative Law Judge - Hearing Division, A.C.C. |
|
|
|
7/16/2018 |
Return Receipt/Green Card
|
Brian Lake |
|
|
|
7/16/2018 |
Return Receipt/Green Card
|
Timothy Galligan |
|
|
|
7/16/2018 |
Return Receipt/Green Card
|
Michael Kimerer |
|
|
|
7/13/2018 |
Return Receipt/Green Card
|
Charles Berry |
|
|
|
7/12/2018 |
Notice of Filing - Miscellaneous
|
Timothy J. Galligan |
David Paul Smoot, et al. |
|
|
7/12/2018 |
Notice of Filing - Miscellaneous
|
Timothy J. Galligan |
David Paul Smoot, et al. |
|
|
7/12/2018 |
Notice of Filing - Miscellaneous
|
Timothy J. Galligan |
David Paul Smoot, et al. |
|
|
7/12/2018 |
Motion/Request - Miscellaneous
|
Timothy J. Galligan |
David Paul Smoot, et al. |
|
|
7/9/2018 |
Procedural Order - Grants a Miscellaneous Motion/Request
|
Marc E. Stern, Administrative Law Judge - Hearing Division, A.C.C. |
|
|
|
6/27/2018 |
Motion/Request - Miscellaneous
|
Michael D. Kimerer, Atty. |
David Paul Smoot and Marie Kathleen Smoot |
|
|
6/26/2018 |
Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service
|
Toni Brown (Timothy J. Galligan) |
Securities Division |
|
|
6/26/2018 |
Motion/Request - Miscellaneous
|
Timothy J. Galligan |
David Paul Smoot and Marie Kathleen Smoot |
|
|
6/26/2018 |
Notice of Filing - Miscellaneous
|
Timothy J. Galligan |
David Paul Smoot and Marie Kathleen Smoot |
|
|
6/26/2018 |
Notice of Filing - Miscellaneous
|
Timothy J. Galligan |
David Paul Smoot and Marie Kathleen Smoot |
|
|
6/21/2018 |
Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service
|
Toni Brown (G. Flores or Perkins Coie, LLP) |
Securities Division |
|
|
6/21/2018 |
Request for Hearing
|
David P. Smoot |
All Respondents |
|
|
6/11/2018 |
Securities Division - Notice of Opportunity
|
Mark Dinell, Assistant Director - Securities Division A.C.C. |
|
|
|
6/11/2018 |
Motion/Request to Withdraw as Counsel
|
Joseph E. Mais, Atty. |
David Paul Smoot, et al. |
|
|
6/4/2018 |
Securities Division Motion/Request - Miscellaneous
|
Ryan J. Millecam, Atty - Securities Division, A.C.C. |
|
|
|
5/29/2018 |
Motion/Request for Reconsideration of Ruling
|
Brian C. Lake, Atty. |
David Paul Smoot, et al. |
|
|
5/9/2018 |
Procedural Order - Denies a Miscellaneous Motion/Request
|
Marc E. Stern, Administrative Law Judge - Hearing Division, A.C.C. |
|
|
|
4/6/2018 |
Response to Motion/Reply to Response to Motion
|
Joseph E. Mais, Atty. |
David Paul Smoot, et al. |
|
|
3/16/2018 |
Securities Division Motion/Request - Miscellaneous
|
Ryan J. Millecam, Atty. - Securities Division, A.C.C. |
|
|
|
2/23/2018 |
Motion/Request to Dismiss
|
Joseph E Mais, Atty. |
David Paul Smoot, et al. |
|
|
2/2/2018 |
Transcript - Securities
|
Coash & Coash |
|
|
|
1/9/2018 |
Procedural Order - Sets a Procedural Schedule/Conference
|
Marc E. Stern, Administrative Law Judge - Hearing Division, A.C.C. |
|
|
|
12/19/2017 |
Securities Division Motion/Request - Miscellaneous
|
Ryan J. Millecam, Atty - Securities Division, A.C.C. |
|
|
|
9/13/2017 |
Returned Certified Mail
|
Timothy Galligan |
|
|
|
8/21/2017 |
Return Receipt/Green Card
|
Michael Kimerer |
|
|
|
8/18/2017 |
Return Receipt/Green Card
|
Brian Lake |
|
|
|
8/18/2017 |
Return Receipt/Green Card
|
Charles Berry |
|
|
|
8/14/2017 |
Procedural Order - Grants a Miscellaneous Motion/Request
|
Marc E. Stern, Administrative Law Judge - Hearing Division, A.C.C. |
|
|
|
8/14/2017 |
Procedural Order - Grants a Miscellaneous Motion/Request
|
Marc E. Stern, Administrative Law Judge - Hearing Division, A.C.C. |
|
|
|
8/3/2017 |
Motion/Request to Withdraw as Counsel
|
Charles R. Berry |
David Paul Smoot, et al. |
|
|
7/26/2017 |
Notice of Appearance
|
Brian C. Lake |
David Paul Smoot, et al. |
|
|
10/23/2014 |
Procedural Order - Grants a Miscellaneous Motion/Request
|
Marc E. Stern, Administrative Law Judge - A.C.C. |
Arizona Corporation Commission |
|
|
10/15/2014 |
Withdrawal of Counsel
|
Robert D. Mitchell |
David Paul Smoot, et al. |
|
|
8/19/2014 |
Notice of Appearance
|
Charles R. Berry |
David Paul Smoot, et al. |
|
|
4/4/2012 |
Procedural Order - Grants a Miscellaneous Motion/Request
|
Marc E. Stern, Administrative Law Judge - A.C.C. |
|
|
|
3/27/2012 |
Response
|
Robert D. Mitchell, Counsel |
Respondents |
|
|
3/20/2012 |
Response to Motion
|
Mike Dailey |
Securities Division |
|
|
3/8/2012 |
Response
|
Mike Dailey |
Securities Division |
|
|
3/6/2012 |
Motion/Request - Miscellaneous
|
Robert D. Mitchell |
|
|
|
2/15/2012 |
Procedural Order - Sets Miscellaneous Filing Dates
|
Marc E. Stern, Administrative Law Judge - A.C.C. |
|
|
|
2/14/2012 |
Correspondence - Miscellaneous
|
Lyn Farmer, Chief Hearing Officer - A.C.C. |
|
|
|
2/14/2012 |
Procedural Order - Admits an Attorney Pro Hac Vice
|
Lyn Farmer, Chief Hearing Officer - A.C.C. |
|
|
|
2/3/2012 |
Response to Motion
|
Mike Dailey |
Securities Division |
|
|
2/3/2012 |
Brief
|
Sarah K. Deutsch |
Counsel for Respondents |
|
|
2/2/2012 |
Transcript
|
Arizona Reporting Service, Inc. - Court Reporters |
|
|
|
1/30/2012 |
Returned Certified Mail
|
Timothy Galligan |
|
|
|
12/2/2011 |
Answer
|
Robert D. Mitchell |
|
|
|
11/30/2011 |
Return Receipt/Green Card
|
Arizona Reporting Service, Inc. - Court Reporters |
|
|
|
11/28/2011 |
Return Receipt/Green Card
|
Timothy Galligan |
|
|
|
11/21/2011 |
Procedural Order- Reschedules a Pre-Hearing
|
Marc E. Stern, Administrative Law Judge - A.C.C. |
|
|
|
11/17/2011 |
Motion/Request - Miscellaneous
|
Timothy J. Galligan |
|
|
|
11/17/2011 |
Notice of Filing - Miscellaneous
|
Timothy J. Galligan |
|
|
|
11/14/2011 |
Return Receipt/Green Card
|
Arizona Reporting Service, Inc. - Court Reporters |
|
|
|
11/1/2011 |
Response to Motion
|
Mike Dailey |
Securities Division |
|
|
11/1/2011 |
Procedural Order - Admits an Attorney Pro Hac Vice
|
Marc E. Stern, Administrative Law Judge - A.C.C. |
|
|
|
11/1/2011 |
Procedural Order - Sets a Pre-Hearing
|
Marc E. Stern, Administrative Law Judge - A.C.C. |
|
|
|
10/31/2011 |
Request for a Hearing
|
Michael D. Kimerer |
|
|
|
10/25/2011 |
Motion/Request - Miscellaneous
|
Michael D. Kimerer, Atty. |
David Paul Smoot and Marie Kathleen Smoot |
|
|
10/25/2011 |
Notice of Appearance
|
Michael D. Kimerer, Atty. |
David Paul Smoot and Marie Kathleen Smoot |
|
|
10/25/2011 |
Notice of Filing - Miscellaneous
|
Michael D. Kimerer, Atty. |
David Paul Smoot and Marie Kathleen Smoot |
|
|
10/21/2011 |
Affidavit/Certification - Service
|
Gary Clapper |
|
|
|
10/20/2011 |
Securities Division - Notice of Opportunity
|
Matthew Neubert, Director of Securities |
|
|
|
9/13/2011 |
Correspondence - Miscellaneous
|
Lyn Farmer, Chief Hearing Officer - A.C.C. |
|
|
|
9/9/2011 |
Motion/Request - Miscellaneous
|
Timothy J. Galligan |
|
|
|
8/11/2011 |
Application - Securities
|
Mike Dailey |
|
|
|