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Docket Details


Cag Capital, Inc.


Securities - General



Notice of Opportunity for Hearing regarding Proposed Order to Cease and Desist, for Restitution, for Administrative Penalties and for Other Affirmative Action.


Filing Date
Description Filed By Filed For Document Details PDF
10/16/2008 Return Receipt/Green Card Carlos Arboleda
10/8/2008 Decision A.C.C. (70546)
10/8/2008 Return Receipt/Green Card Carlos Arboleda
9/23/2008 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
8/11/2008 Stipulation Carlos Arboleda
8/4/2008 Notice of Filing - Miscellaneous Mike Dailey
7/23/2008 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
70546 10/8/2008 Decision
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 10/7/2008 10:00 AM 10/8/2008
N/A Due - Rehearing Application 10/28/2008 8:00 AM 10/28/2008
Case Staff
Name Area Assigned
Marc Stern Hearing 7/31/2008
Michael Dailey Securities 9/3/2008
Guy Phillips Securities 9/3/2008
Marc Stern Hearing 7/31/2008
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
Carlos Arboleda Arboleda Brechner
4545 East Shea Blvd., Suite 120
Phoenix, AZ 85028

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