Home > Recently Created Dockets > Docket Subscription Service

Docket Subscription Service

17 Item Updates:

Title Pub Date Description Details
Document Added 29/06/2017 10:52 AM The following document was added to this docket:

Doc Type: Returned Certified Mail
Filed By: Robert Hawkins
Filed Date: 6/29/2017
Barcode: 0000180879

View PDF...

Document Added 27/06/2017 10:36 AM The following document was added to this docket:

Doc Type: Return Receipt/Green Card
Filed By: Robert Hawkins
Filed Date: 6/27/2017
Barcode: 0000180807

View PDF...

Docket Status Changed 22/05/2017 02:22 PM Docket status was changed to: Compliance Due
Decision Added 22/05/2017 02:16 PM The following document was added to this docket:

Doc Type: Decision - Order to Cease & Desist
Filed By: A.C.C. (76080)
Filed Date: 5/22/2017
Barcode: 0000179818

View PDF...


Decision: 76080

Based on this filing, the following calendar items for this case were affected and/or added:

Due - Rehearing Application: Monday, June 12, 2017

Event Scheduled 22/05/2017 02:16 PM The following item was added to the case schedule for this docket:

Type: Due - Rehearing Application
Location: N/A
Date: 6/12/2017
Time: 4:00 PM
Docket Status Changed 11/05/2017 03:37 PM Docket status was changed to: Open
Document Added 08/05/2017 02:25 PM The following document was added to this docket:

Doc Type: Open Meeting Agenda
Filed By: Ted Vogt, Executive Director
Filed Date: 5/8/2017
Barcode: 0000179557

View PDF...

Document Added 03/05/2017 04:42 PM The following document was added to this docket:

Doc Type: Open Meeting Agenda
Filed By: Ted Vogt, Executive Director
Filed Date: 5/3/2017
Barcode: 0000179448

View PDF...

Docket Status Changed 03/05/2017 04:42 PM Docket status was changed to: Open Meeting
Event Updated 03/05/2017 03:33 PM The following item was updated in the case schedule for this docket:

Type: Open Meeting
Location: H.R. #1
Date: 5/9/2017
Time: 10:00 AM
Remarks: Complete
Event Updated 03/05/2017 03:33 PM The following item was updated in the case schedule for this docket:

Type: Open Meeting
Location: H.R. #1
Date: 5/10/2017
Time: 10:00 AM
Remarks: Complete
Document Added 24/04/2017 11:17 AM The following document was added to this docket:

Doc Type: Proposed Consent Order from the Securities Division
Filed By: Mark Dinell, Assistant Director, Securities Division A.C.C.
Filed Date: 4/24/2017
Barcode: 0000179233

View PDF...

Event Scheduled 24/04/2017 11:17 AM The following item was added to the case schedule for this docket:

Type: Open Meeting
Location: H.R. #1
Date: 5/9/2017
Time: 10:00 AM
Event Scheduled 24/04/2017 11:17 AM The following item was added to the case schedule for this docket:

Type: Open Meeting
Location: H.R. #1
Date: 5/10/2017
Time: 10:00 AM
Docket Status Changed 24/04/2017 11:17 AM Docket status was changed to: Open Meeting Pending
Document Added 20/04/2017 11:30 AM The following document was added to this docket:

Doc Type: Application - Securities
Filed By: James D. Burgess, Atty. - Securities Division
Filed Date: 4/20/2017
Barcode: 0000179140

View PDF...

Docket Added 20/04/2017 08:45 AM Docket established:

Docket: S-21011A-17-0115
Company/DBA: Hawkins Wealth Advisory, LLC /
Case Type: Generic
Filed Date: 4/20/2017
Status: Open
Description: In the Matter of Hawkins Wealth Advisory LLC, an Arizona Limited Liability Company, and Robert Eric Hawkins, a single man

Based on this filing, the following calendar items for this case were affected and/or added:

Docket Scheduling