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S-21048A-18-0159

Cory R. Williams, Williams Advisory Group, LLC


Securities

Securities - General

Compliance Due

6/14/2018

Notice of Opportunity for Hearing regarding Proposed Order of Revocation.

18-0159

 
Filing Date
Description Filed By Filed For Document Details PDF
8/22/2018 Decision A.C.C. (#76821)
8/10/2018 Open Meeting Agenda Matthew J. Neubert, Interim Executive Director
8/8/2018 Open Meeting Agenda Matthew J. Neubert, Interim Executive Director
7/31/2018 Proposed Default Order from the Securities Division Mark Dinell, Acting Director - Securities Division A.C.C.
6/15/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Toni Brown (Cory R. Williams and Williams Advisory Group, LLC) Securities Division
6/15/2018 Application - Securities Matthew J. Neubert, Director of Securities
Decision # Decision Date Description PDF
76821 8/22/2018 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Open Meeting 8/14/2018 10:00 AM
N/A Open Meeting 8/15/2018 10:00 AM
Case Staff
Name Area Assigned
Michael Shaw Securities 6/15/2018
Toni Brown Securities 6/15/2018
Brian Schneider Hearing 6/18/2018
 
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert Director, Securities Division
ARIZONA CORPORATION COMMISSION
1300 W. Washington St.
Phoenix, AZ 85007-2927
6/14/2018

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