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S-21035A-17-0391

Pacific Capital Enterprises LLC; Superior Diamond Management LLC; Michael Barry Eckerman and Tonya Eckerman; Venessa R. Sandoval and Ashley Abbema


Securities

Securities - General

Open

12/29/2017

Temporary Order to Cease and Desist and Notice of Opportunity for Hearing.

17-0391

 
Filing Date
Description Filed By Filed For Document Details PDF
1/7/2019 Securities Division Response to Motion/Reply to Response to Motion Paul Kitchin, Atty. Securities Division
1/7/2019 Securities Division Response to Motion/Reply to Response to Motion Paul Kitchin, Atty. Securities Division
1/2/2019 Motion/Request to Continue a Hearing Michael J. LaVelle, Atty. Pacific Capital Enterprises, LLC, et, al.
12/20/2018 Application / Motion to Intervene Merrick B. Firestone, Atty. Pacific Capital Enterprises, LLC, et, al.
11/28/2018 List of Witnesses and/or Exhibits Michael J. LaVelle, Atty. Pacific Capital Enterprises, LLC, et, al.
10/31/2018 Securities Division Motion/Request - Miscellaneous Christopher Nichols, Atty. Securities Division
10/26/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (Superior Diamond Management, LLC) Securities Division
10/26/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (Pacific Capital Enterprises, LLC) Securities Division
10/26/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (Ashley Abbema) Securities Division
10/26/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (Venessa R. Sandoval) Securities Division
10/26/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (Tonya Eckerman) Securities Division
10/26/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (Michael Barry Eckerman) Securities Division
10/24/2018 Procedural Order - Miscellaneous Mark Preny, Administrative Law Judge Hearing Division
10/18/2018 Procedural Order - Grants a Miscellaneous Motion/Request Mark Preny, Administrative Law Judge Hearing Division
10/16/2018 Securities Division Motion/Request - Miscellaneous Christopher Nichols, Atty. and Michael J. LaVelle, Atty. Securities Division and Pacific Capital Enterprises, LLC, et, al.
10/15/2018 Securities Micheal J. LaVelle, Atty. Pacific Capital Enterprises, LLC, et, al.
10/4/2018 Motion/Request - Miscellaneous Michael J. LaVelle, Atty. Pacific Capital Enterprises, LLC, et, al.
9/27/2018 Request for Hearing Michael J. LaVelle, Atty. Pacific Capital Enterprises, LLC, et, al.
9/19/2018 Amendment to an Application Mark Dinell, Acting Director Securties Division
9/19/2018 Procedural Order - Grants a Miscellaneous Motion/Request Mark Preny, Administrative Law Judge Hearing Division
9/18/2018 Returned Certified Mail Michael LaVelle, Atty.
9/18/2018 Return Receipt/Green Card Michael LaVelle, Atty.
9/14/2018 Securities Division Motion/Request - Miscellaneous Paul Kitchin, Atty. Securities Division
9/14/2018 Transcript - Securities Coash & Coash
9/6/2018 Procedural Order - Reschedules a Hearing Mark Preny, Administrative Law Judge Hearing Division
8/23/2018 Return Receipt/Green Card Michael LaVelle, Atty.
8/20/2018 Procedural Order - Grants a Miscellaneous Motion/Request Mark Preny, Administrative Law Judge Hearing Division
8/16/2018 Motion/Request to Appear Other than in Person Michael J. LaValle, Atty. Pacific Capital Enterprises, LLC, et, al.
8/16/2018 Procedural Order - Sets a Procedural Schedule/Conference Marc E. Stern, Administrative Law Judge Hearing Division
8/16/2018 Securities Division Response Paul Kitchin, Atty. Securities Division
8/2/2018 Motion/Request - Miscellaneous Michael J. LaVelle, Atty. Pacific Capital Enterprises, LLC, et, al.
6/26/2018 Notice of Filing - Miscellaneous Michael J. La Velle, Atty Pacific Capital Enterprises, LLC, et, al.
6/19/2018 List of Witnesses and/or Exhibits Michael J. LaVelle, Atty. Pacific Capital Enterprises, LLC, et, al.
4/18/2018 Transcript - Securities Coash & Coash
4/6/2018 Affidavit/Certification of Mailing/Publication/Notice/Service Michael J. LaVelle, Atty. Pacific Capital Enterprises, LLC, et, al.
3/28/2018 Procedural Order - Denies a Miscellaneous Motion/Request Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
3/27/2018 Transcript - Securities Coash & Coash
3/19/2018 Response to Motion/Reply to Response to Motion Michael J. LaVelle, Atty. Pacific Capital Enterprises, LLC, et, al.
3/15/2018 Procedural Order - Sets a Hearing Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
3/9/2018 Securities Division Response to Motion/Reply to Response to Motion Paul Kitchin, Atty.- Securities Division
3/5/2018 Procedural Order Approving Consent to Email Service Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
3/1/2018 Return Receipt/Green Card Michael J. LaVelle, Atty.
2/27/2018 Consent to Email Service Michael J. LaVelle, Atty. Pacific Capital Enterprises, LLC, et, al.
2/23/2018 Securities Michael J. LaVelle, Atty. Pacific Capital Enterprises, LLC, et, al.
2/23/2018 Motion/Request - Miscellaneous Michael J. LaVelle, Atty. Pacific Capital Enterprises, LLC, et, al.
2/21/2018 Procedural Order - Sets a Procedural Schedule/Conference Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
2/21/2018 Procedural Order Regarding Consent to Email Service Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
2/20/2018 Request for Hearing Michael J. La Valle, Atty. Pacific Capital Enterprises, LLC, et, al.
1/30/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (John Doe Sandoval, also known as Ashley C. Abbema) Securities Division
1/18/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (Venessa R. Sandoval) Securities Division
1/9/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner Securities Division
1/9/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner Securities Division
1/9/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner Securities Division
1/9/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner Securities Division
12/29/2017 Application - Securities Matthew J. Neubert, Director of Securities

No decisions found associated with this docket.

 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Pre-hearing Conference 3/15/2018 10:00 AM
N/A Hearing 1/28/2019 10:00 AM
N/A Hearing 1/29/2019 9:30 AM
N/A Hearing 1/30/2019 9:30 AM
N/A Hearing 1/31/2019 9:30 AM
N/A Hearing 2/4/2019 9:30 AM
N/A Due - Exhibits 6/19/2018 4:00 PM
N/A Due - Witness List 6/19/2018 4:00 PM
N/A Oral Argument 3/27/2018 10:00 AM
N/A Tele Procedural Conf. 9/6/2018 10:00 AM
N/A Due - Witness List 11/29/2018 4:00 PM
N/A Due - Response 11/7/2018 4:00 PM
Case Staff
Name Area Assigned
Paul Kitchin Securities 1/2/2018
William Woerner Securities 1/2/2018
Mark Preny Hearing 1/4/2018
 
Company Contact Address Date Added Email Email Opt-in
Mark Dinell Interim Director - Securities Division
1300 W. Washington St.
Phoenix, AZ 85007-2927
12/29/2017 SecDivServicebyEmail@azcc.gov
Michael LaVelle LAVELLE & LAVELLE, PLC
5080 N. 40th Street
Suite 455
Phoenix, AZ 85018
2/20/2018 mjl@lavelle-lavelle.com
dvilla@lavelle-lavelle.com

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