Home > Search > Docket Search > Docket Details

Docket Details




S-21032A-17-0355

Lawson Financial Corporation and Robert Warren Lawson


Securities

Securities - General

Compliance Due

11/29/2017

Notice of Opportunity for Hearing regarding Proposed Order of Revocation.

17-0355

 
Filing Date
Description Filed By Filed For Document Details PDF
5/22/2018 Decision - Order to Cease & Desist A.C.C. (#76677)
4/24/2018 Open Meeting Agenda Ted Vogt, Executive Director
4/20/2018 Open Meeting Agenda Ted Vogt, Executive Director
3/27/2018 Proposed Consent Order from the Securities Division Matthew J. Neubert, Director of Securities, A.C.C
12/20/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Richard Perez Securites Divison
12/19/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Richard Perez Securities Division
12/19/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Richard Perez Securities Division
11/29/2017 Application - Securities Matthew J. Neubert - A.C.C. Securities
Decision # Decision Date Description PDF
76677 5/22/2018 Decision - Order to Cease & Desist
 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Open Meeting 4/26/2018 10:00 AM
Case Staff
Name Area Assigned
Christopher Nichols Securities 12/7/2017
Richard Perez Securities 12/7/2017
Yvette Kinsey Hearing 12/11/2017
 
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 11/30/2017
Mark Dinell Interim Director, Securities Division
ARIZONA CORPORATION COMMISSION
1300 W. Washington St.
Phoenix, AZ 85007-2927
11/9/2018

There were no linked dockets found