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S-21021A-17-0256

William Austin Bailey; Associated Professional Investments,


Securities

Securities - General

Open

8/17/2017

Notice of Opportunity for Hearing regarding Proposed Order of Revocation.

17-0256

 
Filing Date
Description Filed By Filed For Document Details PDF
10/17/2018 List of Witnesses and/or Exhibits Mark D. Chester, Atty. William Austin Bailey and Associated Professional Investments, LLC
9/4/2018 Return Receipt/Green Card William Bailey
8/27/2018 Returned Certified Mail William Bailey
8/15/2018 Transcript - Securities Coash & Coash
8/7/2018 Return Receipt/Green Card Mark Chester
8/1/2018 Procedural Order - Sets a Hearing Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
8/1/2018 Return Receipt/Green Card Mark Chester
7/26/2018 Procedural Order - Sets a Procedural Schedule/Conference Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
7/25/2018 Motion/Request to Continue a Hearing Mark D. Chester, Atty. William Austin Bailey and Associated Professional Investments, LLC
7/25/2018 Notice of Appearance Mark D. Chester, Atty. William Austin Bailey and Associated Professional Investments, LLC
5/14/2018 Returned Certified Mail William A. Bailey
5/1/2018 Procedural Order - Sets a Hearing Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
4/24/2018 Transcript - Securities Coash & Coash
4/12/2018 Procedural Order - Sets a Status Conference Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
4/12/2018 Securities Division Response to Motion/Reply to Response to Motion Christopher Nichols, Atty. Securities Division
11/27/2017 Returned Certified Mail William Bailey
11/8/2017 Transcript - Securities Coash & Coash
10/27/2017 Procedural Order - Sets a Hearing Brian Schneider, Administrative Law Judge - Hearing Division
9/26/2017 Returned Certified Mail William Bailey
9/14/2017 Securities William A. Bailey
9/8/2017 Procedural Order that Reschedules a Pre-Hearing Brian Schneider, Administrative Law Judge - Hearing Division
9/6/2017 Securities Division Response to Motion/Reply to Response to Motion Christopher Nichols, Atty. Securities Division
9/6/2017 Motion/Request - Miscellaneous William A. Bailey William A. Bailey and Associated Professional Investments, LLC
8/30/2017 Procedural Order - Sets a Pre-Hearing Brian Schneider, Administrative Law Judge - Hearing Division
8/29/2017 Procedural Order Regarding Consent to Email Service Brian Schneider, Administrative Law Judge - Hearing Division
8/23/2017 Securities Division Request for Hearing William A. Bailey William Austin Bailey and Associated Professional Investments, LLC
8/17/2017 Application - Securities Matthew Neubert, Director of Securities Division
8/17/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Shannon Nelson (William A. Bailey) Securities Division

No decisions found associated with this docket.

 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Pre-hearing Conference 10/25/2017 10:00 AM
N/A Status Conference 4/17/2018 10:00 AM
N/A Due - Witness List 3/2/2018 4:00 PM
N/A Due - Exhibits 3/2/2018 4:00 PM
N/A Due - Witness List 5/25/2018 4:00 PM
N/A Status Conference 7/31/2018 10:00 AM
N/A Hearing 11/14/2018 10:00 AM
N/A Hearing 11/15/2018 9:00 AM
N/A Hearing 11/16/2018 9:00 AM
N/A Due - Witness List 10/17/2018 4:00 PM
N/A Due - Exhibits 10/17/2018 4:00 PM
Case Staff
Name Area Assigned
Brian Schneider Hearing 8/22/2017
Christopher Nichols Securities 8/22/2017
Shannon Nelson Securities 8/22/2017
 
Company Contact Address Date Added Email Email Opt-in
William Bailey Associated Professional Investments, LLC
152 N. Power Rd. #1
Mesa, AZ 85205
8/30/2017
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
8/17/2017 SecDivServicebyEmail@azcc.gov
Mark Chester CHESTER & SHEIN, P.C.
6720 N. Scottsdale Road, Suite 261
Scottsdale, AZ 85253
7/25/2018

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