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S-21014A-17-0174

Stephen M. Thompson, Leland Energy, Inc., Leland Kentucky Ho


Securities

Securities - General

Compliance Due

6/9/2017

Notice of Opportunity for Hearing regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties, and Order for Other Affirmative Action

17-0174

 
Filing Date
Description Filed By Filed For Document Details PDF
1/15/2019 Returned Certified Mail Leland Kentucky Holdings, Inc.
1/15/2019 Return Receipt/Green Card Leland Kentucky Holdings, Inc.
1/4/2019 Returned Certified Mail Joseph Finateri
1/3/2019 Return Receipt/Green Card Joseph Finateri
12/31/2018 Return Receipt/Green Card Leland Kentucky Holdings, Inc. c/o Incorp Services, Inc.
12/31/2018 Return Receipt/Green Card Leland Colorado Holdings, Inc. c/o Incorp Services, Inc.
12/31/2018 Return Receipt/Green Card Knox Drilling Fund II, LLP c/o Search Company International
12/31/2018 Return Receipt/Green Card Green County Energy Fund, LLP c/o Search Company International
12/28/2018 Return Receipt/Green Card The Appalachian Drilling Find II, LLP c/o Search Company International
12/27/2018 Return Receipt/Green Card Weld County Drilling Fund, LLP c/o Incorp Services, Inc.
12/27/2018 Return Receipt/Green Card Leland Energy, Inc. c/o Incorp Services, Inc.
12/27/2018 Return Receipt/Green Card Wattenberg Drilling Fund, LLP c/o Incorp Services, Inc.
12/26/2018 Return Receipt/Green Card Presidents Fund, LLP c/o Incorp Services, Inc.
12/26/2018 Return Receipt/Green Card Leland Tennessee Holdings Inc. c/o Incorp Services, Inc.
12/26/2018 Return Receipt/Green Card Wattenberg Drilling Fund II, LLP c/o Incorp Services, Inc.
12/18/2018 Procedural Order - Vacates a Pre-Hearing Brian D. Schneider, Administrative Law Judge Hearing Division
12/14/2018 Securities Division Motion/Request to Modify a Procedural Order Paul Kitchin, Atty. Securities Division
10/22/2018 Returned Certified Mail Kirtan Khalsa
10/15/2018 Returned Certified Mail Leland Colorado Holdings, Inc.
10/12/2018 Returned Certified Mail Joseph Finateri
10/10/2018 Returned Certified Mail Rodgers Production Revenue Fund, LLP and Block City Drilling Fund, LLP
10/4/2018 Return Receipt/Green Card Kirtan Khalsa
10/1/2018 Returned Certified Mail Leland Kentucky Holdings, Inc.
10/1/2018 Notice of Filing - Miscellaneous The Corporation Company
10/1/2018 Notice of Filing - Miscellaneous The Corporation Company
9/27/2018 Return Receipt/Green Card Knox Drilling Fund II, LLP c/o Search Company International
9/26/2018 Returned Certified Mail Greeley Wattenberg Drilling Fund, LLP, et al.
9/26/2018 Returned Certified Mail Energy Production Revenue Fund, LLP
9/26/2018 Return Receipt/Green Card Wattenberg Drilling Fund II, LLP c/o Incorp Services, Inc.
9/25/2018 Return Receipt/Green Card The Appalachian Drilling Fund II, LLP c/o Search Company International
9/25/2018 Return Receipt/Green Card Green County Energy Fund, LLP c/o Search Company International
9/25/2018 Return Receipt/Green Card Leland Colorado Holdings, Inc. c/o Incorp Services, Inc.
9/24/2018 Return Receipt/Green Card Leland Kentucky Holdings, Inc. c/o Incorp Services, Inc.
9/24/2018 Return Receipt/Green Card Leland Energy, Inc. c/o Incorp Services, Inc.
9/24/2018 Return Receipt/Green Card Leland Tennessee Holdings Inc. c/o Incorp Services, Inc.
9/24/2018 Return Receipt/Green Card Wattenberg Drilling Fund II, LLP c/o Incorp Services, Inc.
9/24/2018 Return Receipt/Green Card Presidents Fund, LLP c/o Incorp Services, Inc.
9/24/2018 Return Receipt/Green Card Weld County Drilling Fund, LLP c/o Incorp Services, Inc.
9/24/2018 Return Receipt/Green Card Leland Energy, Inc. c/o Andrea Weinberger
9/17/2018 Decision - Order to Cease & Desist A.C.C. (#76874)
9/6/2018 Open Meeting Agenda Matthew J. Neubert, Interim Executive Director
9/5/2018 Open Meeting Agenda Matthew J. Neubert, Interim Executive Director
8/31/2018 Returned Certified Mail Joseph Finateri
8/28/2018 Proposed Default Order from the Securities Division Mark Dinell, Acting Director Securities Division
8/23/2018 Transcript - Securities Coash & Coash
8/22/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Stephen M. Thompson)
8/16/2018 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Leland Engery, Inc.) Securities Division
8/16/2018 Return Receipt/Green Card Leland Kentucky Holdings, Inc. c/o Incorp Services, Inc.
8/13/2018 Return Receipt/Green Card Leland Tennessee Holdings Inc. c/o Incorp Services, Inc.
8/13/2018 Return Receipt/Green Card Wattenberg Drilling Fund, LLP c/o Incorp Services, Inc.
8/13/2018 Return Receipt/Green Card Weld County Drilling Fund, LLP c/o Incorp Services, Inc.
8/13/2018 Return Receipt/Green Card Wattenberg Drilling Fund II, LLP c/o Incorp Services, Inc.
8/13/2018 Return Receipt/Green Card Presidents Fund, LLP c/o Incorp Services, Inc.
8/13/2018 Return Receipt/Green Card Leland Energy, Inc. c/o Incorp Services, Inc.
8/8/2018 Procedural Order - Sets a Status Conference Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
7/9/2018 Returned Certified Mail Stephen M. Thompson, Leland Energy, Inc., Leland Kentucky Ho, Leland Kentucky Holdings, Inc.
7/9/2018 Notice of Filing - Miscellaneous The Corporation Company
7/6/2018 Returned Certified Mail Stephen M. Thompson, Leland Energy, Inc., Leland Kentucky Ho, Leland Colorado Holdings, Inc.
7/3/2018 Return Receipt/Green Card Stephen M. Thompson, Leland Energy, Inc., Leland Kentucky Ho, Joseph Finateri
7/3/2018 Return Receipt/Green Card Stephen M. Thompson, Leland Energy, Inc., Leland Kentucky Ho, Leland Kentucky Holdings c/o Incorp Services, Inc.
7/3/2018 Return Receipt/Green Card Stephen M. Thompson, Leland Energy, Inc., Leland Kentucky Ho, Leland Tennessee Holdings c/o Incorp Services, Inc.
7/2/2018 Return Receipt/Green Card Stephen M. Thompson, Leland Energy, Inc., Leland Kentucky Ho, Wattenberg Drilling Fund II, LLP c/o Incorp Services, Inc.
7/2/2018 Return Receipt/Green Card Stephen M. Thompson, Leland Energy, Inc., Leland Kentucky Ho, Presidents Fund, LLP c/o Incorp Services, Inc.
7/2/2018 Return Receipt/Green Card Stephen M. Thompson, Leland Energy, Inc., Leland Kentucky Ho, Leland Energy, Inc. c/o Incorp Services, Inc.
7/2/2018 Return Receipt/Green Card Stephen M. Thompson, Leland Energy, Inc., Leland Kentucky Ho, Wattenberg Drilling Fund, LLP c/o Incorp Services, Inc.
7/2/2018 Return Receipt/Green Card Stephen M. Thompson, Leland Energy, Inc., Leland Kentucky Ho, Weld County Drilling Fund, LLP c/o Incorp Services, Inc.
7/2/2018 Return Receipt/Green Card Stephen M. Thompson, Leland Energy, Inc., Leland Kentucky Ho, Kirtan Khalsa
7/2/2018 Return Receipt/Green Card Stephen M. Thompson, Leland Energy, Inc., Leland Kentucky Ho, Leland Colorado Holdings c/o Incorp Services, Inc.
7/2/2018 Return Receipt/Green Card Stephen M. Thompson, Leland Energy, Inc., Leland Kentucky Ho, Knox Drilling Fund II, LLP c/o Search Company International
7/2/2018 Return Receipt/Green Card Stephen M. Thompson, Leland Energy, Inc., Leland Kentucky Ho, The Appalachian Drilling Fund II, LLP c/o Search Company International
7/2/2018 Return Receipt/Green Card Stephen M. Thompson, Leland Energy, Inc., Leland Kentucky Ho, Green County Energy Fund, LLP c/o Search Company International
6/26/2018 Returned Certified Mail Joseph Finateri
6/25/2018 Decision - Order to Cease & Desist A.C.C. (#76751)
6/13/2018 Return Receipt/Green Card Leland Colorado Holdings, Inc. c/o Incorp Services, Inc.
6/12/2018 Returned Certified Mail Leland Colorado Holdings, Inc.
6/12/2018 Returned Certified Mail Leland Kentucky Holdings, Inc.
6/11/2018 Return Receipt/Green Card Kirtan Khalsa
6/8/2018 Return Receipt/Green Card Leland Kentucky Holdings, Inc. c/o Incorp Services, Inc.
6/6/2018 Open Meeting Agenda Ted Vogt, Executive Director
6/5/2018 Open Meeting Agenda Ted Vogt, Executive Director
6/5/2018 Return Receipt/Green Card Green County Energy Fund, LLP, The Appalachian Drilling Fund II, LLP, Know Drilling Fund II, LLP c/o Search Company International
6/4/2018 Return Receipt/Green Card Weld County Drilling Fund, LLP, et, al.
5/30/2018 Procedural Order - Sets a Status Conference Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
5/29/2018 Proposed Consent Order from the Securities Division Matthew J. Neubert, Director of Securities, A.C.C
4/16/2018 Returned Certified Mail Green County Energy Fund, LLP c/o Search Company International
4/9/2018 Returned Certified Mail Kirtan Khalsa
4/9/2018 Returned Certified Mail Joseph Finateri
4/2/2018 Returned Certified Mail The Appalachian Drilling Fund II, LLP c/o Search Company International
3/30/2018 Returned Certified Mail The Appalachian Drilling Fund II, LLP c/o Search Company International
3/30/2018 Returned Certified Mail Green County Energy Fund, LLP c/o Search Company International
3/30/2018 Returned Certified Mail Knox Drilling Fund II, LLP c/o Search Company International
3/30/2018 Returned Certified Mail Knox Drilling Fund II, LLP c/o Search Company International
3/27/2018 Transcript - Securities Coash & Coash
3/27/2018 Returned Certified Mail Kirtan Khalsa
3/27/2018 Proposed Consent Order from the Securities Division Matthew J. Neubert, Director of Securities, A.C.C
3/26/2018 Returned Certified Mail Leland Kentucky Holdings, Inc.
3/21/2018 Returned Certified Mail Leland Colorado Holdings, Inc.
3/19/2018 Return Receipt/Green Card Kirtan Khalsa
3/19/2018 Returned Certified Mail Kirtan Khalsa
3/19/2018 Returned Certified Mail Green County Energy Fund, LLP c/o Search Company International
3/19/2018 Returned Certified Mail The Appalachian Drilling Find II, LLP c/o Search Company International
3/19/2018 Returned Certified Mail Leland Tennessee Holdings Inc. c/o Incorp Services, Inc.
3/19/2018 Returned Certified Mail Knox Drilling Fund II, LLP c/o Search Company International
3/19/2018 Returned Certified Mail Leland Kentucky Holdings, Inc. c/o Incorp Services, Inc.
3/19/2018 Return Receipt/Green Card Leland Colorado Holdings, Inc. c/o Incorp Services, Inc.
3/19/2018 Returned Certified Mail Wattenberg Drilling Fund II, LLP c/o Incorp Services, Inc.
3/19/2018 Return Receipt/Green Card Leland Tennessee Holdings, Inc. c/o Incorp Services, Inc.
3/19/2018 Returned Certified Mail Leland Energy, Inc. c/o Incorp Services, Inc.
3/19/2018 Return Receipt/Green Card Weld County Drilling Fund, LLP c/o Incorp Services, Inc.
3/19/2018 Return Receipt/Green Card Presidents Fund, LLP c/o Incorp Services, Inc.
3/19/2018 Return Receipt/Green Card Wattenberg Drilling Fund, LLP c/o Incorp Services, Inc.
3/13/2018 Return Receipt/Green Card Knox Drilling Fund II, LLP c/o Search Company International
3/13/2018 Return Receipt/Green Card Leland Colorado Holdings, Inc. c/o Incorp Services, Inc.
3/13/2018 Return Receipt/Green Card Leland Kentucky Holdings, Inc. c/o Incorp Services, Inc.
3/13/2018 Return Receipt/Green Card The Appalachian Drilling Find II, LLP c/o Search Company International
3/13/2018 Return Receipt/Green Card Green County Energy Fund, LLP c/o Search Company International
3/13/2018 Return Receipt/Green Card Kirtan Khalsa
3/13/2018 Procedural Order - Sets a Procedural Schedule/Conference Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
3/12/2018 Securities Division Motion/Request to Modify a Procedural Order Paul Kitchin, Atty.- Securities Division and Kirtan S. Khalsa
3/12/2018 Return Receipt/Green Card Leland Energy, Inc. c/o Incorp Services, Inc.
3/12/2018 Return Receipt/Green Card Weld County Drilling Fund, LLP c/o Incorp Services, Inc.
3/12/2018 Return Receipt/Green Card Presidents Fund, LLP c/o Incorp Services, Inc.
3/12/2018 Return Receipt/Green Card Wattenberg Drilling Fund, LLP c/o Incorp Services, Inc.
3/9/2018 Return Receipt/Green Card Wattenberg Drilling Fund II, LLP c/o Incorp Services, Inc.
3/2/2018 Procedural Order - Sets a Pre-Hearing Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
2/28/2018 Request for Hearing Kirtan Khalsa
2/26/2018 Returned Certified Mail Leland Colorado Holdings, Inc.
2/21/2018 Returned Certified Mail Joseph Finateri
2/20/2018 Returned Certified Mail Leland Kentucky Holdings, Inc.
2/15/2018 Return Receipt/Green Card Knox Drilling Fund II, LLP c/o Search Company International
2/15/2018 Return Receipt/Green Card Leland Kentucky Holdings, Inc. c/o Incorp Services, Inc.
2/15/2018 Return Receipt/Green Card Leland Colorado Holdings, Inc. c/o Incorp Services, Inc.
2/15/2018 Return Receipt/Green Card The Appalachian Drilling Find II, LLP c/o Search Company International
2/15/2018 Return Receipt/Green Card Green County Energy Fund, LLP c/o Search Company International
2/15/2018 Return Receipt/Green Card Wattenberg Drilling Fund II, LLP
2/14/2018 Return Receipt/Green Card Leland Energy, Inc. c/o Incorp Services, Inc.
2/14/2018 Return Receipt/Green Card Weld County Drilling Fund, LLP c/o Incorp Services, Inc.
2/14/2018 Return Receipt/Green Card Leland Tennessee Holdings Inc. c/o Incorp Services, Inc.
2/14/2018 Return Receipt/Green Card Kirtan Khalsa
2/14/2018 Return Receipt/Green Card Wattenberg Drilling Fund, LLP c/o Incorp Services, Inc.
2/14/2018 Return Receipt/Green Card Presidents Fund, LLP c/o Incorp Services, Inc.
2/8/2018 Procedural Order - Grants a Miscellaneous Motion/Request Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
1/8/2018 Returned Certified Mail Kirtan Khalsa
1/4/2018 Return Receipt/Green Card Jospeh Finateri
1/3/2018 Returned Certified Mail Joseph Finateri
1/2/2018 Returned Certified Mail Leland Kentucky Holdings, Inc.
12/19/2017 Return Receipt/Green Card Leland Kentucky Holdings, Inc. c/o Incorp Services, Inc.
12/18/2017 Motion/Request for an Extension of Time Kirtan Khalsa
12/18/2017 Return Receipt/Green Card Knox Drilling Fund II, LLP c/o Search Company International
12/18/2017 Return Receipt/Green Card The Applalachian Drilling Fund II, LLP c/o Search Company International
12/18/2017 Return Receipt/Green Card Green County Energy Fund, LLP c/o Search Company International
12/14/2017 Return Receipt/Green Card Weld County Drilling Fund, LLP c/o Incorp Services, Inc.
12/14/2017 Return Receipt/Green Card Leland Tennessee Holdings Inc. c/o Incorp Services, Inc.
12/14/2017 Return Receipt/Green Card W. Reed Campbell
12/14/2017 Return Receipt/Green Card Leland Energy, Inc. c/o Incorp Services, Inc.
12/14/2017 Return Receipt/Green Card Presidents Fund, LLP c/o Incorp Services, Inc.
12/14/2017 Return Receipt/Green Card Wattenberg Drilling Fund II, LLP c/o Incorp Services, Inc.
12/14/2017 Return Receipt/Green Card Leland Colorado Holdings, Inc. c/o Incorp Services, Inc.
12/14/2017 Return Receipt/Green Card Leland Colorado Holdings, Inc. c/o Incorp Services, Inc.
12/14/2017 Return Receipt/Green Card Wattenberg Drilling Fund II, LLP c/o Incorp Services, Inc.
12/6/2017 Procedural Order - Grants a Miscellaneous Motion/Request Brian D. Schneider, Administrative Law Judge - Hearing Division, A.C.C.
11/29/2017 Returned Certified Mail Joseph Finateri
11/28/2017 Motion/Request for an Extension of Time Kirtan Khalsa
11/22/2017 Returned Certified Mail Leland Kentucky Holdings, Inc.
11/14/2017 Returned Certified Mail Leland Kentucky Holdings, Inc.
11/8/2017 Return Receipt/Green Card Leland Colorado Holdings, Inc.
11/7/2017 Return Receipt/Green Card Leland Colorado Holdings, Inc
11/3/2017 Return Receipt/Green Card Laland Tennessee Holdings, Inc.
11/3/2017 Return Receipt/Green Card Kirtan Khalsa
11/3/2017 Return Receipt/Green Card Leland Kentucky Holdings, Inc.
11/3/2017 Return Receipt/Green Card Knox Drilling Fund II, LLP
11/1/2017 Return Receipt/Green Card Leland Energy, Inc.
11/1/2017 Return Receipt/Green Card Weld County Drilling Fund, LLP
11/1/2017 Return Receipt/Green Card Wattenberg Drilling Fund II, LLP
11/1/2017 Return Receipt/Green Card Presidents Fund, LLP
11/1/2017 Return Receipt/Green Card Wattenberg Drilling Fund, LLP
10/27/2017 Procedural Order - Grants a Miscellaneous Motion/Request Brian Schneider, Administrative Law Judge - Hearing Division
10/23/2017 Motion/Request for an Extension of Time Kirtan Khalsa
10/17/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe - Securities Division
10/10/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service M.C. Williams (Appalachian Drillings Fund II, LLP) Securities Division
10/10/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service M.C. Williams (Green County Energy Fund, LLP) Securities Division
10/10/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service M.C Williams (Knox Drilling Fund II, LLP) Securities Division
10/10/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service M.C. Williams (Leland Colorado Holdings, Inc.) Securites Divison
9/26/2017 Return Receipt/Green Card Leland Kentucky Holdings, Inc. c/o Incorp Services, Inc.
9/21/2017 Returned Certified Mail Leland Kentucky Holdings, Inc.
9/20/2017 Returned Certified Mail Joseph Finateri
9/18/2017 Return Receipt/Green Card Leland Colorado Holdings, Inc.
9/18/2017 Return Receipt/Green Card Knox Drilling Fund II, LLP
9/18/2017 Return Receipt/Green Card Green County Energy Fund, LLP
9/18/2017 Return Receipt/Green Card The Applalachian Drilling Fund II, LLP
9/18/2017 Return Receipt/Green Card Presidents Fund, LLP
9/18/2017 Returned Certified Mail Leland Colorado Holdings, Inc.
9/15/2017 Return Receipt/Green Card Leland Tennessee Holdings Inc
9/15/2017 Return Receipt/Green Card Wattenberg Drilling Fund LLP
9/15/2017 Return Receipt/Green Card Wattenberg Drilling Fund LLP
9/15/2017 Return Receipt/Green Card Weld County Drilling Fund LLP
9/15/2017 Return Receipt/Green Card Leland Energy Inc
9/8/2017 Procedural Order Regarding Consent to Email Service Brian Schneider, Administrative Law Judge - Hearing Division
9/8/2017 Procedural Order - Grants a Miscellaneous Motion/Request Brian Schneider, Administrative Law Judge - Hearing Division
9/6/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Leland Colorado Holdings, Inc) Securities Division
8/23/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Leland Energy Inc.) Securities Division
8/23/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Wattenbereg Drilling Fund, LLP) Securities Division
8/23/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Weld County Drilling Fund, LLP) Securities Division
8/23/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Leland Tennessee Holdings, Inc.) Securities Division
8/23/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Leland Kentucky Holdings, Inc.) Securities Division
8/23/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Knox Drilling Fund II, LLP) Securities Division
8/23/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Presidents Fund, LLP) Securities Division
8/23/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Wattenberg Drilling Fund II, LLP) Securities Division
8/23/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Green County Energy Fund, LLP) Securities Division
8/23/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Kirtan Khalsa) Securities Division
8/23/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (The Appalachian Drilling Fund II, LLP) Securities Division
8/23/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Joseph Finateri) Securities Division
8/18/2017 Motion/Request for an Extension of Time Kirtan Khalsa
8/8/2017 Amendment to an Application Matthew Neubert, Director of Securities Division
8/2/2017 Motion/Request for an Extension of Time Kirtan Khalsa
8/2/2017 Procedural Order - Grants a Miscellaneous Motion/Request Brian Schneider, Administrative Law Judge - Hearing Division
7/26/2017 Securities Division Motion/Request - Miscellaneous Paul Kitchin, Atty - Securities Division
7/26/2017 Securities Division Motion/Request - Miscellaneous Paul Kitchin, Atty - Securities Division
7/24/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Green County Energy Fund, LLP) Securities Division
7/24/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (The Appalachian Drilling Fund II, LLP) Securitites Division
7/24/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Knox Drilling Fund II, LLP) Securities Division
7/10/2017 Motion/Request - Miscellaneous Darlene Miller Finateri
7/3/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Kirtan Khalsa) Securities Division
7/3/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Joseph Finateri) Securities Division
7/3/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Weld County Drilling Fund, LLP) Securities Division
7/3/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Wattenberg Drilling Fund, LLP) Securities Division
7/3/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Wattenberg Drilling Fund II, LLP) Securities Division
7/3/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Presidents Fund, LLP) Securities Divison
7/3/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Leland Tennessee Holdings, Inc.) Securities Division
7/3/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Leland Energy Inc.) Securities Division
7/3/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Leland Kentucky Holdings, Inc.) Securities Division
7/3/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Leland Colorado Holding, Inc.) Securities Division
7/3/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe (Kirtan Khalsa) Securities Division
6/9/2017 Application - Securities Matthew Neubert, Director of Securities Division
Decision # Decision Date Description PDF
76751 6/25/2018 Decision - Order to Cease & Desist
76874 9/17/2018 Decision - Order to Cease & Desist
 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Due - Response 2/28/2018 4:00 PM
See Notes Pre-hearing Conference 3/15/2018 1:00 PM
N/A Open Meeting 4/26/2018 10:00 AM
N/A Open Meeting 6/12/2018 10:00 AM
N/A Open Meeting 6/13/2018 10:00 AM
N/A Status Conference 8/7/2018 10:00 AM
H.R. #1 Open Meeting 9/11/2018 10:00 AM
H.R. #1 Open Meeting 9/12/2018 10:00 AM
Case Staff
Name Area Assigned
Lowe Securities 6/9/2017
Paul Kitchin Securities 6/9/2017
Brian Schneider Hearing 6/22/2017
 
Company Contact Address Date Added Email Email Opt-in
Leland Kentucky Holdings, Inc. 207 Shirley Street
Edmonton, KY 42129
9/7/2017
Wattenberg Drilling Fund II, LLP c/o Incorp Services, Inc.
3773 Howard Hughes Parkway, Suite 500S
Las Vegas, NV 89169
9/7/2017
Green County Energy Fund, LLP c/o Search Company International
7700 East Arapahoe Road, Suite 220
Centennial, CO 80112
9/7/2017
Kirtan Khalsa 1702 S. Robertson Blvd., 929
Los Angeles, CA 90035
9/7/2017
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
6/9/2017 SecDivServicebyEmail@azcc.gov
Leland Colorado Holdings, Inc. 261 Robertson Blvd., Suite 200
Beverly Hills, CA 90211
9/7/2017
Presidents Fund, LLP c/o Incorp Services, Inc.
3773 Howard Hughes Parkway, Suite 500S
Las Vegas, NV 89169
9/7/2017
Leland Tennessee Holdings, Inc. c/o Incorp Services, Inc.
3773 Howard Hughes Parkway, Suite 500S
Las Vegas, NV 89169
9/7/2017
Leland Energy, Inc. c/o Incorp Services, Inc.
3773 Howard Hughes Parkway, Suite 500S
Las Vegas, NV 89169
9/7/2017
Leland Kentucky Holdings, Inc. c/o Incorp Services, Inc.
828 Lane Allen Road, Suite 219
Lexington, KY 40504
9/7/2017
Joseph Finateri 4391 Fernbrook Road
Las Vegas, NV 89103
9/7/2017
Weld County Drilling Fund, LLP c/o Incorp Services, Inc.
3773 Howard Hughes Parkway, Suite 500S
Las Vegas, NV 89169
9/7/2017
Knox Drilling Fund II, LLP c/o Search Company International
7700 East Arapahoe Road, Suite 220
Centennial, CO 80112
9/7/2017
The Appalachian Drilling Fund II, LLP c/o Search Company International
7700 East Arapahoe Road, Suite 220
Centennial, CO 80112
9/7/2017
Wattenberg Drilling Fund, LLP c/o Incorp Services, Inc.
3773 Howard Hughes Parkway, Suite 500S
Las Vegas, NV 89169
9/7/2017
Kirtan Khalsa 9046 ALcott Street
Los Angeles, CA 90035
2/8/2018
Leland Colorado Holdings c/o Incorp Services, Inc.
36 S. 18th Avenue
Brighton, CO 80601
2/8/2018

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