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S-20856A-17-0165

Donna Kay Beers, CRD# 1172038, and James Beers, wife and hus


Securities

Securities - General

Compliance Due

6/1/2017

Notice of Opportunity for Hearing regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties and Order for Other Affirmative Action.

17-0165

 
Filing Date
Description Filed By Filed For Document Details PDF
11/7/2017 Decision - Order to Cease & Desist A.C.C. (#76441)
10/20/2017 Return Receipt/Green Card Flynn Carey
10/17/2017 Open Meeting Agenda Ted Vogt, Executive Director
10/6/2017 Procedural Order - Vacates a Hearing Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
10/6/2017 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities Division
10/2/2017 Securities Division Motion/Request to Continue a Hearing James D. Burgess, Atty. - Securities Division
9/28/2017 Return Receipt/Green Card Woody Thompson
9/26/2017 Procedural Order - Grants a Miscellaneous Motion/Request Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
9/21/2017 Motion/Request for an Extension of Time Woody Thompson, Flynn Carey, and James Burgess Donna Kay Beers, Caesar Investments, LLC, James Beers, and Securities Division
7/28/2017 Transcript - Securities Coash & Coash
7/18/2017 Procedural Order - Sets a Hearing Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
7/17/2017 Securities Flynn Carey James Beers
7/17/2017 Securities Woody Thompson and Jay S. Volquardsen Donna Kay Beers and Caesar Investments, LLC
7/10/2017 Return Receipt/Green Card Woody Thompson
7/5/2017 Procedural Order - Grants an Extension of Time Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
7/3/2017 Return Receipt/Green Card James Beers
6/30/2017 Stipulation Woody Thompson,Flynn Carey, and James E. Burgess Donna Kay Beers and Caesar Investments, LLC, James Beers, and Securities Division
6/28/2017 Procedural Order Approving Consent to Email Service Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
6/26/2017 Notice of Appearance Flynn Carey James Beers
6/26/2017 Consent to Email Service Flynn Carey James Beers
6/26/2017 Procedural Order Approving Consent to Email Service Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
6/22/2017 Consent to Email Service Jay Volquardsen Donna Kay Beers and Caesar Investments,LLC
6/16/2017 Request for Hearing James L. Beers
6/16/2017 Procedural Order Regarding Consent to Email Service Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
6/16/2017 Procedural Order - Sets a Pre-Hearing Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
6/13/2017 Motion/Request - Miscellaneous Woody Thompson
6/2/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Toni Brown (Donna Kay Beers and James Beers) Securities Division
6/1/2017 Application - Securities Mark Dinell, Assistant Director, Securities Division A.C.C.
Decision # Decision Date Description PDF
76441 11/7/2017 Decision - Order to Cease & Desist
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Open Meeting 10/23/2017 2:30 PM
N/A Pre-hearing Conference 7/17/2017 10:00 AM
N/A Due - Exhibits 10/6/2017 4:00 PM
N/A Due - Witness List 10/6/2017 4:00 PM
N/A Due - Rehearing Application 11/27/2017 4:00 PM 11/27/2017
Case Staff
Name Area Assigned
James Burgess Securities 6/1/2017
Mark Preny Hearing 6/2/2017
Toni Brown Securities 6/1/2017
Toni Brown Securities 6/1/2017
James Burgess Securities 6/1/2017
 
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
6/1/2017 SecDivServicebyEmail@azcc.gov
Woody Thompson GALLAGHER & KENNEDY, PA
2575 East Camelback Road
Phoenix, AZ 85016
6/16/2017 jay.volquardsen@gknet.com
rosa.orozco@gknet.com
Flynn Carey MITCHELL, STEIN, CAREY, P.C
One Renaissance Square
2 North Central Avenue, Suite 1900
Phoenix, AZ 85004
6/26/2017 flynn@mitchellsteincarey.com
lisa@mitchellsteincarey.com

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