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S-21011A-17-0115

Hawkins Wealth Advisory, LLC; Robert Eric Hawkins


Securities

Securities - General

Compliance Due

4/20/2017

Filing to Open Docket

17-0115

 
Filing Date
Description Filed By Filed For Document Details PDF
6/29/2017 Returned Certified Mail Robert Hawkins
6/27/2017 Return Receipt/Green Card Robert Hawkins
5/22/2017 Decision - Order to Cease & Desist A.C.C. (76080)
5/8/2017 Open Meeting Agenda Ted Vogt, Executive Director
5/3/2017 Open Meeting Agenda Ted Vogt, Executive Director
4/24/2017 Proposed Consent Order from the Securities Division Mark Dinell, Assistant Director, Securities Division A.C.C.
4/20/2017 Application - Securities James D. Burgess, Atty. - Securities Division
Decision # Decision Date Description PDF
76080 5/22/2017 Decision - Order to Cease & Desist
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Open Meeting 5/9/2017 10:00 AM
H.R. #1 Open Meeting 5/10/2017 10:00 AM
N/A Due - Rehearing Application 6/12/2017 4:00 PM 6/12/2017
Case Staff
Name Area Assigned
James Burgess Securities 4/20/2017
Toni Brown Securities 4/20/2017
Toni Brown Securities 4/20/2017
11/1/2017
James Burgess Securities 4/20/2017
 
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
4/20/2017

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