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S-21002A-17-0016

Simply Smart Homes, LLC an Arizona limited liability company


Securities

Securities - General

Compliance Due

1/19/2017

Notice of Opportunity for Hearing Regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties, and Order for Other Affirmative Action

17-0016

 
Filing Date
Description Filed By Filed For Document Details PDF
4/13/2017 Return Receipt/Green Card Richard Smart
4/11/2017 Decision - Order to Cease & Desist A.C.C. (76063)
3/30/2017 Open Meeting Agenda Ted Vogt, Executive Director
3/21/2017 Securities Division Memorandum & Proposed Order Matthew Neubert, Director of Securities Division
1/30/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (Richard A. Smart) Securities Division
1/30/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (Simply Smart Homes, LLC) Securities Division
1/30/2017 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service William C. Woerner (Smart Enterprises, LLC) Securities Division
1/19/2017 Application - Securities Matthew Neubert, Director of Securities Division
Decision # Decision Date Description PDF
76063 4/11/2017 Decision - Order to Cease & Desist
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Open Meeting 4/5/2017 10:00 AM
H.R. #1 Open Meeting 4/6/2017 10:00 AM
N/A Due - Rehearing Application 5/1/2017 4:00 PM 5/1/2017
Case Staff
Name Area Assigned
Mark Preny Hearing 1/27/2017
Michael Shaw Securities 1/20/2017
William Woerner Securities 1/20/2017
 
Company Contact Address Date Added Email Email Opt-in
Richard Smart 1654 North Sterling
Mesa, AZ 85207
3/21/2017
Smart Enterprises LLC Smart Enterprises, LLC
2733 N. Power Road, Suite 102
Mesa, AZ 85215
3/21/2017
Simply Smart Homes, LLC Simply Smart Homes, LLC
2733 N. Power Road, Suite 102
Mesa, AZ 85215
3/21/2017
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
1/19/2017

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