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S-20975A-16-0208

Gregory Allen McClain


Securities

Securities - General

Compliance Due

6/28/2016

Temporary order to cease and desist and notice of opportunity for hearing

16-0208

 
Filing Date
Description Filed By Filed For Document Details PDF
12/16/2016 Return Receipt/Green Card Gregory McClain
11/21/2016 Decision - Order to Cease & Desist A.C.C. (75791)
10/24/2016 Open Meeting Agenda Jodi Jerich, Executive Director
10/11/2016 Securities Division Memorandum & Proposed Order Matthew Neubert, Director of Securities Division Securities Division
9/13/2016 Securities Division Affidavit/Certification of Mailing/Publication/Notice/Service Jerry Lowe - Securities Division
6/28/2016 Application - Securities - Notice of Opportunity Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
75791 11/21/2016 Decision - Order to Cease & Desist
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Open Meeting 10/27/2016 10:00 AM 12/29/2016
H.R. #1 Open Meeting 10/28/2016 10:00 AM 12/29/2016
N/A Due - Rehearing Application 12/12/2016 4:00 PM 12/12/2016
Case Staff
Name Area Assigned
Lowe Securities 6/29/2016
Marc Stern Hearing 7/6/2016
Christopher Nichols Securities 6/29/2016
Marc Stern Hearing 7/6/2016
 
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
6/28/2016
Gregory McClain 5904 Vintage Oaks Pass
Mableton, GA 30126
10/11/2016

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