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S-20960A-16-0111

Paul A. Steffany


Securities

Securities - General

Compliance Due

3/31/2016

Notice of Opportunity for Hearing regarding proposed Order of Revocation.

16-0111

 
Filing Date
Description Filed By Filed For Document Details PDF
8/1/2016 Return Receipt/Green Card Paul Steffany
6/27/2016 Decision A.C.C. (75600)
5/31/2016 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities A.C.C.
4/5/2016 Affidavit/Certification - Service Gary Clapper A.C.C.
3/31/2016 Application - Securities - Notice of Opportunity Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
75600 6/27/2016 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Open Meeting 6/14/2016 10:00 AM 12/29/2016
H.R. #1 Open Meeting 6/15/2016 10:00 AM 12/29/2016
N/A Due - Rehearing Application 7/18/2016 4:00 PM 7/18/2016
Case Staff
Name Area Assigned
Marc Stern Hearing 4/1/2016
Arthur Schmeiser Securities 4/1/2016
Christopher Nichols Securities 4/1/2016
Marc Stern Hearing 4/1/2016
 
Company Contact Address Date Added Email Email Opt-in
Paul Steffany 15 Ashwood Terrace
Stratford, CT 06614
5/31/2016
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
3/31/2016

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