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S-20948A-15-0422

Shadow Beverages and Snacks, LLC


Securities

Securities - General

Compliance Due

12/30/2015

Notice of opportunity for hearing regarding proposed order to cease and desist, order for administrative penalties, and order for other affirmative action.

15-0422

 
Filing Date
Description Filed By Filed For Document Details PDF
9/5/2017 Notice of Filing - Miscellaneous Michael Malin Shadow Beverages and Snacks, LLC, Lucio George Martinez, Lisa K. Martinez, and Samuel A. Jones
7/12/2017 Application for Rehearing under A.R.S § 40-253 or § 44-1974 Janae A. Perry-Meier Lucio George Martinez and Lisa K. Martinez
7/12/2017 Notice of Appearance Janae A. Perry-Meier Lucio George Martinez and Lisa K. Martinez
6/28/2017 Return Receipt/Green Card Lucio Martinez
6/28/2017 Return Receipt/Green Card Alan Baskin
6/22/2017 Decision - Order to Cease & Desist A.C.C. (76155)
6/9/2017 Open Meeting Agenda Ted Vogt, Executive Director
6/8/2017 Open Meeting Agenda Ted Vogt, Executive Director
5/25/2017 Exceptions to/Comments on/Responses to Proposed Order/Recommended Order/Recommended Opinion and Order Lucio George Martinez
5/16/2017 Recommended Opinion & Order from the Hearing Division Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
9/29/2016 Securities Division Brief Paul Kitchin, Atty - Securities Division
9/20/2016 Returned Certified Mail Lucio Martinez
9/15/2016 Brief Lucio George Martinez and Lisa K. Martinez
8/26/2016 Return Receipt/Green Card Alan Baskin
8/22/2016 Procedural Order - Grants an Extension of Time Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
8/19/2016 Securities Division Response to Motion/Reply to Response to Motion Paul Kitchin, Atty- Securities Division
8/18/2016 Return Receipt/Green Card Lucio Martinez
8/18/2016 Motion/Request for an Extension of Time Lucio George Martinez
8/15/2016 Return Receipt/Green Card Alan Baskin
8/9/2016 Procedural Order Approving Consent to Email Service Mark Preny, Administrative Law Judge - Hearing Division, A.C.C.
8/5/2016 Securities Division Consent to Email Service Paul Kitchin, Atty.- Securities Division
7/20/2016 Brief Paul Kitchin, Attorney for the Securities Division A.C.C.
6/22/2016 Transcript - Securities Coash & Coash (Volume II)
6/22/2016 Transcript - Securities Coash & Coash (Vol. I)
6/22/2016 Exhibit Coash & Coash
6/3/2016 Motion/Request - Miscellaneous George Martinez
5/20/2016 Return Receipt/Green Card Lucio Martinez
5/19/2016 Return Receipt/Green Card Alan Baskin
5/13/2016 Decision A.C.C. (#75552)
5/4/2016 Return Receipt/Green Card Alan Baskin
5/2/2016 Return Receipt/Green Card Lucio Martinez
4/19/2016 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
3/7/2016 Return Receipt/Green Card Lucio Martinez
3/1/2016 Return Receipt/Green Card Alan Baskin
3/1/2016 Return Receipt/Green Card Coash & Coash
2/29/2016 Transcript Coash & Coash
2/23/2016 Procedural Order - Sets a Hearing Mark Preny, Administrative Law Judge - Hearing Division, A.C.C. A.C.C.
2/17/2016 Return Receipt/Green Card Alan Baskin Shadow Beverage and Snacks, LLC
2/16/2016 Return Receipt/Green Card Lucio Martinez
2/9/2016 Procedural Order - Sets a Pre-Hearing Mark Preny, Administrative Law Judge - Hearing Division, A.C.C. A.C.C.
2/8/2016 Return Receipt/Green Card Alan Baskin
2/8/2016 Return Receipt/Green Card Coash & Coash
2/8/2016 Answer George Martinez
2/4/2016 Answer Alan S. Baskin, Atty Respondent Samuel A. Jones
2/1/2016 Procedural Order - Sets a Pre-Hearing Mark Preny, Administrative Law Judge - Hearing Division, A.C.C. A.C.C.
1/22/2016 Affidavit/Certification - Service Michael D. Brokaw A.C.C.
1/22/2016 Affidavit/Certification - Service Michael D. Brokaw A.C.C.
1/22/2016 Affidavit/Certification - Service Michael D. Brokaw A.C.C.
1/22/2016 Affidavit/Certification - Service Michael D. Brokaw A.C.C.
1/20/2016 Request for a Hearing Alan S. Baskin Respondent Samuel A. Jones
12/30/2015 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
75552 5/13/2016 Decision
76155 6/22/2017 Decision - Order to Cease & Desist
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Open Meeting 5/3/2016 10:00 AM 5/6/2016
H.R. #1 Open Meeting 5/4/2016 10:00 AM 5/6/2016
H.R. #2 Pre-hearing Conference 2/23/2016 10:00 AM 5/6/2016
H.R. #2 Hearing 6/6/2016 10:00 AM 12/29/2016
H.R. #2 Hearing 6/7/2016 9:00 AM 12/29/2016
H.R. #2 Hearing 6/8/2016 9:00 AM 12/29/2016
H.R. #2 Hearing 6/9/2016 9:00 AM 12/29/2016
H.R. #2 Hearing 6/10/2016 9:00 AM 12/29/2016
H.R. #2 Hearing 6/13/2016 9:00 AM 12/29/2016
H.R. #2 Hearing 6/15/2016 9:00 AM 12/29/2016
H.R. #2 Hearing 6/16/2016 9:00 AM 12/29/2016
H.R. #2 Hearing 6/17/2016 9:00 AM 12/29/2016
N/A Due - Witness List 4/22/2016 4:00 PM
N/A Due - Exhibits 4/22/2016 4:00 PM 5/6/2016
N/A Due - Rehearing Application 6/2/2016 4:00 PM 7/12/2017
See Notes Due - Briefs (Misc.) 9/15/2016 4:00 PM
See Notes Due - Briefs (Misc.) 10/3/2016 4:00 PM
H.R. #1 Open Meeting 6/13/2017 10:00 AM
H.R. #1 Open Meeting 6/14/2017 10:00 AM
N/A Due - Exceptions 5/25/2017 4:00 PM
N/A Due - Rehearing Application 7/12/2017 4:00 PM 7/12/2017
Case Staff
Name Area Assigned
Michael Brokaw Securities 1/4/2016
Mark Preny Hearing 1/11/2016
Paul Kitchin Securities 1/4/2016
 
Company Contact Address Date Added Email Email Opt-in
Lucio Martinez 1772 S Comanche Dr.
Chandler, AZ 85286
2/9/2016
Alan Baskin BASKIN RICHARDS PLC
2901 North Central Avenue, Suite 1150
Phoenix, AZ 85012
1/20/2016
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
12/30/2015 wcoy@azcc.gov
pkitchin@azcc.gov
kh@azcc.gov

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