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S-20916A-14-0328

Michelle Lee Wagner (CRD No. 2403647)


Securities

Securities - General

Compliance Due

9/11/2014

Notice of Opportunity for Hearing Regarding Proposed Order of Revocation/ Suspension, to Cease and Desist, for Restitution, and for Administrative Penalties.

14-0328

 
Filing Date
Description Filed By Filed For Document Details PDF
11/16/2016 Notice of Filing - Miscellaneous J. Murray Zeigler
6/6/2016 Correspondence - Miscellaneous Jodi Jerich, Executive Director A.C.C.
5/12/2016 Application for a Rehearing/Review (Securities) J. Murray Zeigler Respondent Michelle Wagner
5/2/2016 Return Receipt/Green Card J. Murray Zeigler
4/22/2016 Decision A.C.C. (75518)
4/4/2016 Exception(s) - Response to Recommended Order J. Murray Zeigler Respondent Michelle Lee Wagner
3/24/2016 Recommended Opinion & Order from the Hearing Division Mark Preny, Administrative Law Judge - Hearing Division, A.C.C. A.C.C.
6/4/2015 Reply/Response Brief Ryan J. Millecam, Atty - Securities Division, A.C.C. Arizona Corporation Commission
5/21/2015 Post Hearing, Opening, Initial Brief J. Murray Zeigler Attorney for Respondent
4/20/2015 Post Hearing, Opening, Initial Brief Ryan J. Millecam, Atty - Securities Division, A.C.C. Arizona Corporation Commission
3/17/2015 Transcript - Securities Coash & Coash
3/17/2015 Exhibit Coash & Coash Crown Capital Securities
3/2/2015 Stipulation Ryan J. Millecam, Atty - Securities Division, A.C.C. Arizona Corporation Commission
1/21/2015 Return Receipt/Green Card J. Murray Zeigler
1/21/2015 Return Receipt/Green Card Coash & Coash
1/21/2015 List of Witnesses and/or Exhibits J. Murray Zeigler Respondent
1/13/2015 Procedural Order - To continue hearing Mark Preny, Administrative Law Judge - Hearing Division, A.C.C. Arizona Corporation Commission
11/5/2014 Transcript - Securities Coash & Coash
10/24/2014 Return Receipt/Green Card Coash & Coash
10/24/2014 Return Receipt/Green Card J. Murray Zeigler
10/21/2014 Procedural Order - Sets a Hearing Mark Preny, Administrative Law Judge - Hearing Division, A.C.C. Arizona Corporation Commission
9/30/2014 Return Receipt/Green Card Coash & Coash
9/29/2014 Return Receipt/Green Card J. Murray Zeigler Zeigler Law Group, PLC
9/26/2014 Procedural Order - Sets a Pre-Hearing Mark Preny, Administrative Law Judge - Hearing Division, A.C.C. Arizona Corporation Commission
9/25/2014 Notice of Appearance J. Murray Zeigler Respondent
9/25/2014 Request for a Hearing J. Murrey Zeigler Respondent
9/25/2014 Answer J. Murrey Zeigler Respondent
9/15/2014 Affidavit/Certification - Service Dee Morin (Michelle Lee Wagner) Arizona Corporation Commission
9/11/2014 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
75518 4/22/2016 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
N/A Pre-hearing Conference 10/21/2014 10:00 AM 10/22/2014
H.R. #1 Hearing 3/4/2015 10:00 AM 3/4/2015
N/A Due - Witness List 1/16/2015 4:00 PM
H.R. #1 Open Meeting 4/12/2016 10:00 AM 5/6/2016
H.R. #1 Open Meeting 4/13/2016 10:00 AM 5/6/2016
N/A Due - Exceptions 4/4/2016 4:00 PM 5/6/2016
N/A Due - Rehearing Application 5/12/2016 4:00 PM 5/13/2016
N/A Due - Statutory Rehearing Deadline 6/2/2016 4:00 PM 6/2/2016
Case Staff
Name Area Assigned
Ryan Millecam Securities 9/12/2014
Dee Morin Securities 9/12/2014
Mark Preny Hearing 9/16/2014
Dulance Morin Securities 9/12/2014
 
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
9/11/2014
J. Murray Zeigler ZEIGLER LAW GROUP, PLC
229 W. La Vieve Lane
Tempe, AZ 85284
9/25/2014

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