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S-20901A-13-0432

Todd R. Nuttall, a married man


Securities

Securities - General

Closed

12/10/2013

Notice of opportunity for hearing regarding proposed order to cease and desist order for restitution order for administrative penalties and order for other affirmative action

13-0432

 
Filing Date
Description Filed By Filed For Document Details PDF
4/21/2014 Returned Certified Mail Todd Nuttall
3/19/2014 Decision A.C.C. (#74405)
3/17/2014 Return Receipt/Green Card Todd Nuttall
2/24/2014 Proposed Consent Order from the Securities Division Mark Dinell, Assistant Director, Securities Division A.C.C.
1/8/2014 Affidavit/Certification - Service Gary Clapper (Todd R. Nuttall) Securities Division
12/10/2013 Application - Securities Mark Dinell, Assistant Director, Securities Division A.C.C.
Decision # Decision Date Description PDF
74405 3/19/2014 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Open Meeting 3/11/2014 10:00 AM 3/11/2014
H.R. #1 Open Meeting 3/12/2014 10:00 AM 3/12/2014
N/A Due - Rehearing Application 4/8/2014 8:00 AM 4/8/2014
Case Staff
Name Area Assigned
Clapper Securities 12/11/2013
Marc Stern Hearing 1/23/2014
Steven Briggs Securities 12/11/2013
Marc Stern Hearing 1/23/2014
 
Company Contact Address Date Added Email Email Opt-in
Todd Nuttall 15815 South Lakewood Parkway West
Unit 1043
Phoenix, AZ 85048
2/24/2014
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
12/10/2013

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