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Docket Details




S-20899A-13-0396

William N. Nordstrom and Linda Nordstrom, husband and wife


Securities

Securities - General

Closed

11/19/2013

Notice of opportunity for hearing regarding proposed order to cease and desist, for restitution, for administrative penalties and for other affirmative action.

13-0396

 
Filing Date
Description Filed By Filed For Document Details PDF
12/10/2014 Returned Certified Mail Nordstrom Nordstrom I, Inc.
12/4/2014 Return Receipt/Green Card William Nordstrom Nordstrom Nordstrom I, Inc.
12/1/2014 Returned Certified Mail Nordstrom Imports, Inc.
11/19/2014 Return Receipt/Green Card Bradley Weech
11/19/2014 Return Receipt/Green Card Jackson White
11/18/2014 Return Receipt/Green Card Coash & Coash
11/18/2014 Returned Certified Mail Nordstrom Nordstrom I, Inc.
11/18/2014 Returned Certified Mail Linda Nordstrom Nordstrom Imports, Inc.
11/13/2014 Procedural Order - Vacates a Hearing Marc E. Stern, Administrative Law Judge - A.C.C. Arizona Corporation Commission
11/13/2014 Decision A.C.C. (#74828)
10/31/2014 Returned Certified Mail Linda Nordstrom Nordstrom Imports, Inc.
10/31/2014 Returned Certified Mail Nordstrom Nordstrom I, Inc.
10/21/2014 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities Arizona Corporation Commission
9/30/2014 Procedural Order that Extends a Deadline Marc E. Stern, Administrative Law Judge - A.C.C. Arizona Corporation Commission
9/29/2014 Motion/Request for an Extension of Time Bradley D. Weech Defendant
7/16/2014 Return Receipt/Green Card Coash & Coash
7/16/2014 Return Receipt/Green Card Bradley Weech
7/14/2014 Return Receipt/Green Card Coash & Coash
7/14/2014 Return Receipt/Green Card Bradley Weech Jackson White
7/11/2014 Procedural Order - Modifies a [Previously Issued] Procedural Order Marc E. Stern, Administrative Law Judge - A.C.C.
7/7/2014 Procedural Order - To continue hearing Marc E. Stern, Administrative Law Judge - A.C.C. Arizona Corporation Commission
7/1/2014 Motion/Request to Continue a Hearing Ryan J. Millecam, Atty - Securities Division, A.C.C. Arizona Corporation Commission
6/30/2014 Return Receipt/Green Card Linda Nordstrom Nordstrom Imports, Inc.
6/18/2014 Returned Certified Mail Linda Nordstrom Nordstrom Imports, Inc.
6/13/2014 Returned Certified Mail William Nordstrom Nordstrom Nordstrom I, Inc.
5/30/2014 Return Receipt/Green Card Jackson White
5/23/2014 Decision A.C.C. (#74496)
5/12/2014 Return Receipt/Green Card Linda Nordstrom Nordstrom Imports, Inc.
5/12/2014 Return Receipt/Green Card Jackson White Attn: Bradley D. Weech
5/12/2014 Return Receipt/Green Card William Nordstrom Nordstrom Nordstrom I, Inc.
5/1/2014 Return Receipt/Green Card Bradley Weech & Jackson White
4/30/2014 Return Receipt/Green Card Coash & Coash
4/29/2014 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities Arizona Corporation Commission
4/29/2014 Transcript - Securities Coash & Coash
4/24/2014 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C. Arizona Corporation Commission
4/16/2014 Answer Bradley D. Weech Respondents
3/19/2014 Return Receipt/Green Card Coash & Coash
3/13/2014 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
3/10/2014 Request for a Hearing Bradley D. Weech WIlliam N. and Linda Nordstrom
3/4/2014 Affidavit/Certification - Service Gregory A. Thomsen (Nordstrom Nordstrom I, Inc.) Securities Division
3/4/2014 Affidavit/Certification - Service Gregory A. Thomsen (Nordstrom Imports, Inc.) Securities Division
2/25/2014 Affidavit/Certification - Service Gregory A. Thomsen (William Nordstrom) Securities Division
2/6/2014 Affidavit/Certification - Service Gregory A. Thomsen (Linda Nordstrom) Securities Department
11/19/2013 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
74496 5/23/2014 Decision
74828 11/13/2014 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Open Meeting 5/13/2014 10:00 AM 5/13/2014
H.R. #1 Open Meeting 5/14/2014 10:00 AM 5/14/2014
H.R. #1 Open Meeting 11/5/2014 10:00 AM 11/6/2014
H.R. #1 Open Meeting 11/6/2014 10:00 AM 11/6/2014
H.R. #2 Pre-hearing Conference 4/21/2014 10:00 AM 4/22/2014
N/A Due - Witness List 10/15/2014 4:00 PM
N/A Due - Rehearing Application 6/12/2014 8:00 AM 6/12/2014
N/A Due - Rehearing Application 12/3/2014 8:00 AM 12/3/2014
Case Staff
Name Area Assigned
Marc Stern Hearing 11/20/2013
Gregory Thomsen Securities 11/20/2013
Ryan Millecam Securities 11/20/2013
Marc Stern Hearing 11/20/2013
 
Company Contact Address Date Added Email Email Opt-in
Nordstrom Nordstrom I, Inc. Attn: William Nordstrom
2450 S. Arizona Ave.
Ste. 1
Chandler, AZ 85286
4/29/2014
Nordstrom Imports, Inc. 2450 S Arizona Ave, Ste 1
Chandler, AZ 85286
6/13/2014
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
11/19/2013
COASH & COASH COURT REPORTING, VIDEO AND VIDEOCONFERENCING
1802 North 7th Street
Phoenix, AZ 85006
3/13/2014
Bradley Weech Jackson White
40 North Center Street, Suite 200
Mesa, AZ 85201
3/13/2014

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