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S-20896A-13-0378

Brian C. Hageman, an unmarried man


Securities

Securities - General

Compliance Due

11/5/2013

Notice of opportunity for hearing regarding proposed order to cease and desist, order for restitution, order for administrative penalties and order for other affirmative action.

13-0378

 
Filing Date
Description Filed By Filed For Document Details PDF
12/30/2016 Correspondence from Executive Director Jodi Jerich, Executive Director
12/5/2016 Application for Rehearing under A.R.S § 40-253 or § 44-1974 Brian Hageman
11/28/2016 Return Receipt/Green Card Brian Hageman
11/21/2016 Decision A.C.C. (75806)
10/24/2016 Open Meeting Agenda Jodi Jerich, Executive Director
10/6/2016 Exceptions to/Comments on/Responses to Proposed Order/Recommended Order/Recommended Opinion and Order Brian Hageman
9/27/2016 Recommended Opinion & Order from the Hearing Division Marc E. Stern, Administrative Law Judge - Hearing Division, A.C.C.
8/15/2016 Return Receipt/Green Card Brian Hageman
8/8/2016 Procedural Order - Denies a Miscellaneous Motion/Request Marc E. Stern, Administrative Law Judge - Hearing Division
7/27/2016 Response to Motion Wendy Coy A.C.C.
7/25/2016 Motion/Request to Dismiss Brian Hageman
9/5/2014 Brief Wendy L. Coy, Atty Arizona Corporation Commission
9/4/2014 Brief Brian C. Hageman
7/24/2014 Transcript - Securities Coash & Coash (Vol. 1)
7/24/2014 Transcript - Securities Coash & Coash (Vol. 2)
7/24/2014 Exhibit Coash & Coash
7/15/2014 Return Receipt/Green Card Brian Hageman
7/14/2014 Return Receipt/Green Card Coash & Coash
7/7/2014 Procedural Order - Grants a Miscellaneous Motion/Request Marc E. Stern, Administrative Law Judge - A.C.C. Arizona Corporation Commission
7/1/2014 Return Receipt/Green Card Coash & Coash
7/1/2014 Return Receipt/Green Card Brian Hageman
6/30/2014 Motion/Request - Miscellaneous Wendy L. Coy, Atty Arizona Corporation Commission
6/24/2014 Response to Motion Wendy Coy Arizona Corporation Commission
6/24/2014 Procedural Order - Denies a Miscellaneous Motion/Request Marc E. Stern, Administrative Law Judge - A.C.C. Arizona Corporation Commission
6/23/2014 Motion/Request for an Extension of Time Brian C. Hageman
4/22/2014 Transcript - Securities Coash & Coash
4/21/2014 Return Receipt/Green Card Brian Hageman
4/21/2014 Return Receipt/Green Card Coash & Coash
4/14/2014 Procedural Order - To continue hearing Marc E. Stern, Administrative Law Judge - A.C.C. Arizona Corporation Commission
4/3/2014 Procedural Order - Vacates a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
3/24/2014 Response to Motion Wendy Coy, Atty Arizona Corporation Commission
3/20/2014 Motion/Request to Continue a Hearing Brian C. Hageman
12/20/2013 Return Receipt/Green Card Brian Hageman
12/18/2013 Return Receipt/Green Card J. Stewart for Arizona Reporting Service, Inc. - Court Reporters
12/13/2013 Transcript - Securities Arizona Reporting Service, Inc. - Court Reporters
12/11/2013 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
12/2/2013 Response Brian C. Hageman Deluge, Inc.
12/2/2013 Response Brian C. Hageman Hydrotherm Power Corporation
12/2/2013 Answer Brian C. Hageman
11/25/2013 Return Receipt/Green Card Brian Hageman
11/25/2013 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
11/15/2013 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
11/12/2013 Request for a Hearing Brian C. Hageman
11/8/2013 Affidavit/Certification - Service Annalisa Weiss (Brian C. Hageman) Arizona Corporation Commission
11/5/2013 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
75806 11/21/2016 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #2 Pre-hearing Conference 12/10/2013 10:00 AM 12/10/2013
N/A Due - Witness List 2/28/2014 4:00 PM
H.R. #1 Hearing 7/14/2014 10:00 AM 7/16/2014
H.R. #1 Hearing 7/15/2014 9:30 AM 7/16/2014
H.R. #1 Hearing 7/16/2014 9:30 AM 7/16/2014
H.R. #1 Hearing 7/17/2014 9:30 AM 7/17/2014
H.R. #1 Hearing 7/18/2014 9:30 AM 7/18/2014
H.R. #1 Open Meeting 10/27/2016 10:00 AM 12/29/2016
H.R. #1 Open Meeting 10/28/2016 10:00 AM 12/29/2016
N/A Due - Exceptions 10/6/2016 4:00 PM 12/29/2016
N/A Due - Rehearing Application 12/12/2016 4:00 PM 12/5/2016
N/A Due - Statutory Rehearing Deadline 12/27/2016 4:00 PM 12/27/2016
Case Staff
Name Area Assigned
Wendy Coy Securities 11/6/2013
Marc Stern Hearing 11/6/2013
Annalisa Weiss Securities 11/6/2013
Marc Stern Hearing 11/6/2013
 
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
11/5/2013
Brian Hageman 16603 N. 113th Avenue
Surprise, AZ 85378
7/27/2016

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