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S-20876A-13-0376

James F. Liebes, CRD#2332174, a single man


Securities

Securities - General

Closed

11/5/2013

Temporary order to cease and desist and notice of opportunity for hearing

13-0376

 
Filing Date
Description Filed By Filed For Document Details PDF
2/7/2014 Returned Certified Mail Lanesborough Financial Group, LLC
1/29/2014 Decision A.C.C. (#74302)
1/21/2014 Return Receipt/Green Card Lanesborough Financial Group, LLC
12/30/2013 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
11/18/2013 Affidavit/Certification - Service Doug Barrett Securities Division, A.C.C
11/15/2013 Motion/Request to Consolidate Ryan J. Millecam, Atty - Securities Division, A.C.C.
11/14/2013 Affidavit/Certification - Service Doug Barrett Securities Division of Arizona Corporation Commission
11/5/2013 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
74302 1/29/2014 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Open Meeting 1/14/2014 10:00 AM 1/14/2014
H.R. #1 Open Meeting 1/15/2014 10:00 AM 1/15/2014
N/A Due - Rehearing Application 2/18/2014 8:00 AM 2/18/2014
Case Staff
Name Area Assigned
Marc Stern Hearing 11/6/2013
Michael Brokaw Securities 11/6/2013
Ryan Millecam Securities 11/6/2013
Marc Stern Hearing 11/6/2013
 
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
11/5/2013
James Liebes 6301 E. Vista Dr
Paradise Valley, AZ 85253
12/30/2013
Lanesborough Financial Group, LLC Attn: James Liebes, statutory agent
7373 E. Doubletree Ranch Rd, Ste 125
Scottsdale , AZ 85258
12/30/2013

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