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S-20881A-13-0106

3T Options, LLC


Securities

Securities - General

Closed

4/16/2013

Notice of Opportunity for Hearing regarding proposed order to cease and desist, for restitution, for administrative penalties, and for other affirmative action.

13-0106

 
Filing Date
Description Filed By Filed For Document Details PDF
8/6/2013 Returned Certified Mail Tyrone Brooks
8/6/2013 Returned Certified Mail Tyrone Brooks
7/12/2013 Returned Certified Mail 3T Options LLC
7/12/2013 Returned Certified Mail Tyrone Brooks
6/27/2013 Decision A.C.C. (#73918)
5/29/2013 Proposed Default Order from the Securities Division Matthew Neubert, Director of Securities
4/24/2013 Affidavit/Certification - Service Douglas Barrett Securities Division
4/18/2013 Affidavit/Certification - Service Douglas Barrett Securities Division
4/16/2013 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
73918 6/27/2013 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Open Meeting 6/11/2013 10:00 AM 6/12/2013
H.R. #1 Open Meeting 6/12/2013 10:00 AM 6/12/2013
N/A Due - Rehearing Application 7/17/2013 8:00 AM 7/18/2013
Case Staff
Name Area Assigned
Marc Stern Hearing 4/19/2013
Paul Huynh Securities 4/30/2013
Douglas Barrett Securities 4/30/2013
Marc Stern Hearing 4/19/2013
 
Company Contact Address Date Added Email Email Opt-in
Tyrone Brooks 2200 San Angelo Dr. # 1157
Gilbert , AZ 85233
5/29/2013
3T Options LLC 2200 San Angelo Dr. # 1157
Gilbert , AZ 85233
5/29/2013
Tyrone Brooks 30 W. Willetta St.
Phoenix, AZ 85003
7/19/2013
Tyrone Brooks 30 W. Willetta St.
Phoenix, AZ 85003
7/19/2013
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
4/17/2013

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