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S-20880A-13-0088

Lynn R. Goldney (CRD No.1325181) and Valerie L. Goldney


Securities

Securities - General

Closed

4/3/2013

Notice of Opportunity for Hearing regarding Proposed Order of Revocation, to Cease and Desist, for Restitution, and for Administrative Penalties.

13-0088

 
Filing Date
Description Filed By Filed For Document Details PDF
5/15/2013 Return Receipt/Green Card Lynn Goldney
5/15/2013 Return Receipt/Green Card Valerie Goldney
5/9/2013 Decision A.C.C. (#73866)
4/23/2013 Affidavit/Certification - Service Susan Kim Wood, Process Server Securities
4/23/2013 Affidavit/Certification - Service Susan Kim Wood, Process Server Securities Division
4/16/2013 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
4/3/2013 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
73866 5/9/2013 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Open Meeting 5/1/2013 10:00 AM 5/1/2013
H.R. #1 Open Meeting 5/2/2013 10:00 AM 5/2/2013
N/A Due - Rehearing Application 5/29/2013 8:00 AM 5/29/2013
Case Staff
Name Area Assigned
Marc Stern Hearing 4/4/2013
Annalisa Weiss Securities 4/8/2013
Stephen Womack Securities 4/8/2013
Marc Stern Hearing 4/4/2013
 
Company Contact Address Date Added Email Email Opt-in
Valerie Goldney 4051 Calimasa Dr
Lake Havasu City, AZ 86406
4/16/2013
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
4/3/2013
Lynn Goldney 4051 Calimasa Dr
Lake Havasu City, AZ 86406
4/16/2013

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