Home > Search > Docket Search > Docket Details

Docket Details




S-20862A-12-0428

Huel Cox, CRD# 1638341, an unmarried man


Securities

Securities - General

Closed

10/3/2012

Notice of Opportunity for Hearig regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Revocation, Order for Administrative Penalties, and for other Affirmative Action.

12-0428

 
Filing Date
Description Filed By Filed For Document Details PDF
2/6/2013 Decision A.C.C. (#73663)
1/16/2013 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
12/20/2012 Motion/Request - Miscellaneous Aikaterine Vervilos Securities Division
12/14/2012 Motion/Request - Miscellaneous Aikaterine Vervilos, Atty. - Securities Division, A.C.C.
11/26/2012 Transcript Arizona Reporting Service, Inc. - Court Reporters
11/2/2012 Answer Huel Cox, Jr
11/1/2012 Return Receipt/Green Card Huel Cox, Jr.
10/31/2012 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
10/22/2012 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
10/16/2012 Request for a Hearing Huel Cox Jr Huel Cox,
10/4/2012 Affidavit/Certification - Service Clyde J. Hanselman Securities Division
10/3/2012 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
73663 2/6/2013 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Open Meeting 1/30/2013 10:00 AM 1/30/2013
H.R. #1 Open Meeting 1/31/2013 10:00 AM 2/1/2013
2nd Floor Conf Rm Pre-hearing Conference 11/8/2012 11:00 AM 11/8/2012
N/A Due - Rehearing Application 2/26/2013 8:00 AM 2/26/2013
Case Staff
Name Area Assigned
Marc Stern Hearing 10/5/2012
Aikaterine Vervilos Securities 10/5/2012
Marc Stern Hearing 10/5/2012
Aikaterine Vervilos Securities 10/5/2012
 
Company Contact Address Date Added Email Email Opt-in
Huel Cox, Jr P.O. Box 81425
Phoenix, AZ 85069
10/22/2012

There were no linked dockets found