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Docket Details




S-20855A-12-0393

Morrie S. Friedman and Judith Ann Friedman


Securities

Securities - General

Closed

9/4/2012

Notice of opportunity for hearing regarding proposed order to cease and desist, order for restitution, order for administrative penalties and other affirmative action.

12-0393

 
Filing Date
Description Filed By Filed For Document Details PDF
8/12/2013 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
8/12/2013 Return Receipt/Green Card Robert Mitchell
8/7/2013 Return Receipt/Green Card Morrie Friedman
8/7/2013 Return Receipt/Green Card Judith Friedman
7/30/2013 Decision A.C.C. (#74016)
7/29/2013 Stipulation Steven Briggs, Atty - Securities Division
7/29/2013 Procedural Order - Vacates a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
7/2/2013 Amended Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
5/8/2013 Transcript Arizona Reporting Service, Inc. - Court Reporters
5/2/2013 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
5/2/2013 Return Receipt/Green Card Robert Mitchell
4/26/2013 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
3/22/2013 Returned Certified Mail Judith Friedman
3/22/2013 Returned Certified Mail Morrie Friedman
3/11/2013 Return Receipt/Green Card Robert Mitchell
3/7/2013 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
2/26/2013 Procedural Order - Continues a Pre-Hearing Conference Marc E. Stern, Administrative Law Judge - A.C.C.
2/21/2013 Motion/Request - Miscellaneous Robert D. Mitchell Morrie S. Friedman and Judith Ann Friedman
2/14/2013 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
2/6/2013 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
1/10/2013 Motion/Request - Miscellaneous Steven Briggs Securities Division
12/18/2012 Request for a Hearing Morrie Friedman Morrie S. Friedman and Judith Ann Friedman
12/18/2012 Request for a Hearing Judith Friedman Morrie S. Friedman and Judith Ann Friedman
12/14/2012 Request for a Hearing Morrie Friedman
12/14/2012 Request for a Hearing Judith Friedman
11/19/2012 Affidavit/Certification - Service Garry Clapper Securities Division
10/31/2012 Affidavit/Certification - Service Gary Clapper Securities Division
10/26/2012 Amendment to an Application Matthew Neubert, Director of Securities
9/4/2012 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
74016 7/30/2013 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Open Meeting 7/17/2013 10:00 AM 7/18/2013
H.R. #1 Open Meeting 7/18/2013 10:00 AM 7/18/2013
H.R. #2 Pre-hearing Conference 4/23/2013 10:00 AM 4/23/2013
N/A Due - Witness List 8/9/2013 4:00 PM
N/A Due - Rehearing Application 8/19/2013 8:00 AM 8/19/2013
Case Staff
Name Area Assigned
Clapper Securities 9/6/2012
Marc Stern Hearing 9/18/2012
Steven Briggs Securities 9/6/2012
Marc Stern Hearing 9/18/2012
 
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
9/4/2012
Judith Friedman c/o Robert Mitchell
Viad Corporate Center
1850 N. Central Ave. - 203
Phoenix, AZ 85004
7/2/2013
Robert Mitchell MITCHELL & ASSOCIATES
1850 North Central Avenue, Suite 2030
Phoenix, AZ 85004-4634
2/27/2013
Arizona Reporting Service, Inc. 2200 N. Central Ave. -502
Phoenix, AZ 85004-1481
2/6/2013
Morrie Friedman c/o Robert Mitchell
Viad Corporate Center
1850 N. Central Ave. - 203
Phoenix, AZ 85004
7/2/2013

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