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S-20803A-11-0187

Kent Axtell, individually and dba Sherlock Homes and Finding


Securities

Securities - General

Closed

5/2/2011

Notice of Opportunity for Hearing Regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties and Order for Other Affirmative Action

11-0187

 
Filing Date
Description Filed By Filed For Document Details PDF
4/23/2012 Return Receipt/Green Card Jeffrey Proper
4/17/2012 Decision A.C.C. (#73115)
4/10/2012 Return Receipt/Green Card Jeffrey Proper
4/10/2012 Return Receipt/Green Card Jeffrey Proper
4/9/2012 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
4/2/2012 Procedural Order - Vacates a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
3/30/2012 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
3/30/2012 Motion/Request - Miscellaneous Julie Coleman, Atty. - Securities Division, A.C.C.
3/27/2012 Return Receipt/Green Card Jeffrey Proper
3/15/2012 Procedural Order - Sets Miscellaneous Filing Dates Marc E. Stern, Administrative Law Judge - A.C.C.
3/8/2012 Stipulation Julie Coleman Securities Division
12/1/2011 Substitution of Counsel Julie Coleman Securities Division
9/22/2011 Transcript Arizona Reporting Service, Inc. - Court Reporters
9/21/2011 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
9/19/2011 Return Receipt/Green Card Jeffrey Proper
9/9/2011 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
7/19/2011 Transcript Arizona Reporting Service, Inc. - Court Reporters
7/19/2011 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
7/18/2011 Return Receipt/Green Card Jeffrey Proper
7/8/2011 Procedural Order - Sets a Status Conference Marc E. Stern, Administrative Law Judge - A.C.C.
6/20/2011 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
6/20/2011 Return Receipt/Green Card Jeffrey Proper
6/13/2011 Answer Jeffrey M. Proper Keith Axtel and Janis Axtell
6/7/2011 Procedural Order - Continues a Pre-Hearing Conference Marc E. Stern, Administrative Law Judge - A.C.C.
6/2/2011 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
6/2/2011 Motion/Request - Miscellaneous Jeffrey M. Proper
6/2/2011 Response to Motion William Black, Assistant Chief Counsel of Enforcement - Securities Division, A.C.C
5/31/2011 Return Receipt/Green Card Jeffrey Proper
5/23/2011 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
5/20/2011 Request for a Hearing Jeffrey M. Proper, Atty. Respondents
5/3/2011 Affidavit/Certification - Service Gary Clapper
5/2/2011 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
73115 4/17/2012 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 4/12/2012 10:00 AM 4/12/2012
H.R. #1 Securities Prehearing Conference 7/7/2011 11:00 AM 7/7/2011
H.R. #1 Status Conference 9/8/2011 2:00 PM 9/8/2011
N/A Due - Rehearing Application 5/7/2012 8:00 AM 5/8/2012
Case Staff
Name Area Assigned
Clapper Securities 5/4/2011
Marc Stern Hearing 5/4/2011
Julie Coleman Securities 4/2/2012
Black Securities 5/4/2011
William Black Securities 5/4/2011
Marc Stern Hearing 5/4/2011
 
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
5/2/2011
Arizona Reporting Service, Inc. 2200 N. Central Ave. -502
Phoenix, AZ 85004-1481
5/23/2011
Jeffrey Proper 10645 North Tatum Blvd., Ste. C200-652
Phoenix, AZ 85028
5/23/2011

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